0001144204-18-060794.txt : 20181119 0001144204-18-060794.hdr.sgml : 20181119 20181119164027 ACCESSION NUMBER: 0001144204-18-060794 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181119 FILED AS OF DATE: 20181119 DATE AS OF CHANGE: 20181119 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MENDELSOHN LAWRENCE CENTRAL INDEX KEY: 0001033026 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36844 FILM NUMBER: 181192962 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Great Ajax Corp. CENTRAL INDEX KEY: 0001614806 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 465211780 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9400 SW BEAVERTON-HILLSDALE HIGHWAY STREET 2: SUITE 131 CITY: BEAVERTON STATE: OR ZIP: 97005 BUSINESS PHONE: 503-295-5800 MAIL ADDRESS: STREET 1: 9400 SW BEAVERTON-HILLSDALE HIGHWAY STREET 2: SUITE 131 CITY: BEAVERTON STATE: OR ZIP: 97005 4 1 tv507575_form4.xml FORM 4 X0306 4 2018-11-19 0 0001614806 Great Ajax Corp. AJX 0001033026 MENDELSOHN LAWRENCE 9400 SW BEAVERTON-HILLSDALE HWY SUITE 131 BEAVERTON OR 97005 1 1 0 0 CHIEF EXECUTIVE OFFICER Common Stock, par value $0.01 per share 553456 I By Thetis Asset Management LLC Common Stock, par value $0.01 per share 27070 D Common Stock, par value $0.01 per share 8518 I By Flanders Street Capital Partners I., L.P. Common Stock, par value $0.01 per share 49952 I By Aspen Uranus LLC Common Stock, par value $0.01 per share 70 I By wife Common Stock, par value $0.01 per share 70 I By daughter Common Stock, par value $0.01 per share 70 I By son Common Stock, par value $0.01 per share 274667 I By Gregory Funding LLC Common Stock, par value $0.01 per share 874061 I By Aspen Yo LLC Common Stock, par value $0.01 per share 5923 I By Mendelsohn Family Limited Partnership Common Stock, par value $0.01 per share 45938 I By Great Ajax FS LLC 7.25% Convertible Notes due 2024 15.21 2018-11-19 4 P 0 8000 24.69 A 2023-04-30 2024-04-30 Common Stock, par value $0.01 per share 13150.4 8000 I By Aspen Uranus LLC The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission that the reporting person is the beneficial owner of all of the reported shares for purposes of Section 16 or for any other purpose. Includes 274,667 shares held by Gregory Funding LLC, 553,456 shares held by Thetis Asset Management LLC and 45,938 shares held by Great Ajax FS LLC reported herein. Mr. Mendelsohn and certain members of his family are partners of Mendelsohn Family Limited Partnership. The initial conversion rate of the 7.25% convertible notes due 2024 (the ?Notes?) equals 1.6438 shares of the Issuer?s common stock per $25.00 principal amount of notes (equivalent to a conversion price of approximately $15.21 per share of the Issuer?s common stock). The conversion rate, and thus the conversion price, will be subject to adjustment in accordance with the terms of the Notes. Calculated based on the initial conversion rate of 1.6438 shares of the Issuer?s common stock per $25.00 principal amount of Notes. /s/ Lawrence Mendelsohn 2018-11-19