0000905729-18-000127.txt : 20180619
0000905729-18-000127.hdr.sgml : 20180619
20180619163643
ACCESSION NUMBER: 0000905729-18-000127
CONFORMED SUBMISSION TYPE: 3/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180508
FILED AS OF DATE: 20180619
DATE AS OF CHANGE: 20180619
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TUBERGEN JERRY L
CENTRAL INDEX KEY: 0001033020
FILING VALUES:
FORM TYPE: 3/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-22974
FILM NUMBER: 18907572
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RDV Corp
CENTRAL INDEX KEY: 0001523552
STATE OF INCORPORATION: MI
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-22974
FILM NUMBER: 18907573
BUSINESS ADDRESS:
STREET 1: 126 OTTAWA AVENUE, NW
STREET 2: SUITE 500
CITY: GRAND RAPIDS
STATE: MI
ZIP: 49503
BUSINESS PHONE: (616) 454-4114
MAIL ADDRESS:
STREET 1: 126 OTTAWA AVENUE, NW
STREET 2: SUITE 500
CITY: GRAND RAPIDS
STATE: MI
ZIP: 49503
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ottawa Avenue Private Capital, LLC
CENTRAL INDEX KEY: 0001741108
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-22974
FILM NUMBER: 18907574
BUSINESS ADDRESS:
STREET 1: 126 OTTAWA AVENUE, NW, SUITE 500
CITY: GRAND RAPIDS
STATE: MI
ZIP: 49503
BUSINESS PHONE: (616) 454-4114
MAIL ADDRESS:
STREET 1: 126 OTTAWA AVENUE, NW, SUITE 500
CITY: GRAND RAPIDS
STATE: MI
ZIP: 49503
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: OA Eagle Group Investors II, LLC
CENTRAL INDEX KEY: 0001741110
STATE OF INCORPORATION: MI
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-22974
FILM NUMBER: 18907575
BUSINESS ADDRESS:
STREET 1: 126 OTTAWA AVENUE NW, STE 500
CITY: GRAND RAPIDS
STATE: MI
ZIP: 49503
BUSINESS PHONE: 6164544114
MAIL ADDRESS:
STREET 1: 126 OTTAWA AVENUE NW, STE 500
CITY: GRAND RAPIDS
STATE: MI
ZIP: 49503
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: OA Eagle Group Investors, LLC
CENTRAL INDEX KEY: 0001740874
STATE OF INCORPORATION: MI
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-22974
FILM NUMBER: 18907576
BUSINESS ADDRESS:
STREET 1: 126 OTTAWA AVENUE NW, STE 500
CITY: GRAND RAPIDS
STATE: MI
ZIP: 49503
BUSINESS PHONE: 6164544114
MAIL ADDRESS:
STREET 1: 126 OTTAWA AVENUE NW, STE 500
CITY: GRAND RAPIDS
STATE: MI
ZIP: 49503
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Eagle Point Credit Co Inc.
CENTRAL INDEX KEY: 0001604174
IRS NUMBER: 465215217
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 20 HORSENECK LANE
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: 203.862.3150
MAIL ADDRESS:
STREET 1: 20 HORSENECK LANE
CITY: GREENWICH
STATE: CT
ZIP: 06830
FORMER COMPANY:
FORMER CONFORMED NAME: Eagle Point Credit Co LLC
DATE OF NAME CHANGE: 20140331
3/A
1
oaeagle3a_061918.xml
X0206
3/A
2018-05-08
2018-05-18
0
0001604174
Eagle Point Credit Co Inc.
ECC
0001740874
OA Eagle Group Investors, LLC
126 OTTAWA AVENUE NW, STE 500
GRAND RAPIDS
MI
49503
0
0
0
1
See Remarks below
0001741110
OA Eagle Group Investors II, LLC
126 OTTAWA AVENUE NW, STE 500
GRAND RAPIDS
MI
49503
0
0
0
1
See Remarks below
0001741108
Ottawa Avenue Private Capital, LLC
126 OTTAWA AVENUE, NW, SUITE 500
GRAND RAPIDS
MI
49503
0
0
0
1
See Remarks below
0001523552
RDV Corp
126 OTTAWA AVENUE, NW
SUITE 500
GRAND RAPIDS
MI
49503
0
0
0
1
See Remarks below
0001033020
TUBERGEN JERRY L
126 OTTAWA AVENUE, NW
SUITE 500
GRAND RAPIDS
MI
49503
0
0
0
1
See Remarks below
Common Stock
1429041
D
Eagle Point Credit Company Inc. (the "Issuer") common stock, par value $0.001 per share ("Common Stock").
OA Eagle Group Investors, LLC ("OAEG") is the direct owner of 728,811 shares of Common Stock reported on this row and OA Eagle Group Investors II, LLC ("OAEG II") is the direct owner of 700,230 shares of Common Stock reported on this row (all of the foregoing shares of Common Stock collectively, the "Shares").
Ottawa Avenue Private Capital, LLC ("Ottawa") is the manager of OAEG and OAEG II and may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Act"), to be the indirect beneficial owner of some or all of the Shares owned by OAEG and OAEG II.
RDV Corporation ("RDV") is the manager of Ottawa and the manager of Dynasty Financial II, LLC ("Dynasty"), the sole member of each of OAEG and OAEG II, and may be deemed for purposes of Section 16 of the Act, to be the indirect beneficial owner of some or all of the Shares owned by OAEG and OAEG II.
Mr. Jerry L. Tubergen is the President, Chief Executive Officer and Chief Investment Officer of Ottawa and the Chief Executive Officer and Chief Investment Officer of RDV. Mr. Tubergen is additionally the trustee of those trusts that hold the controlling interests in Dynasty, the sole member of OAEG and OAEG II. As such, he may be deemed for purposes of Section 16 of the Act to be the indirect beneficial owner of some or all of the Shares owned by OAEG and OAEG II.
The Reporting Persons are affiliated persons of an investment adviser of a registered closed-end investment company. This Form 3 is being filed by the joint filers pursuant to Rule 30h-1 of the Investment Company Act to satisfy the requirements of Section 30(h) of the Investment Company Act.
/s/ Jerry L. Tubergen, Chief Executive Officer
2018-06-18
/s/ Jerry L. Tubergen, Chief Executive Officer
2018-06-18
/s/ Jerry L. Tubergen, Chief Executive Officer
2018-06-18
/s/ Jerry L. Tubergen, Chief Executive Officer
2018-06-18
/s/ Jerry L. Tubergen
2018-06-18