SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
OA Eagle Group Investors, LLC

(Last) (First) (Middle)
126 OTTAWA AVENUE NW, STE 500

(Street)
GRAND RAPIDS MI 49503

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
05/08/2018
3. Issuer Name and Ticker or Trading Symbol
Eagle Point Credit Co Inc. [ ECCB ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
Officer (give title below) X Other (specify below)
See Remarks below
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock(1) 1,429,041(2)(3)(4)(5) D(2)(3)(4)(5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
1. Name and Address of Reporting Person*
OA Eagle Group Investors, LLC

(Last) (First) (Middle)
126 OTTAWA AVENUE NW, STE 500

(Street)
GRAND RAPIDS MI 49503

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director 10% Owner
Officer (give title below) X Other (specify below)
See Remarks below
1. Name and Address of Reporting Person*
OA Eagle Group Investors II, LLC

(Last) (First) (Middle)
126 OTTAWA AVENUE NW, STE 500

(Street)
GRAND RAPIDS MI 49503

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director 10% Owner
Officer (give title below) X Other (specify below)
See Remarks below
1. Name and Address of Reporting Person*
Ottawa Avenue Private Capital, LLC

(Last) (First) (Middle)
126 OTTAWA AVENUE, NW, SUITE 500

(Street)
GRAND RAPIDS MI 49503

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director 10% Owner
Officer (give title below) X Other (specify below)
See Remarks below
1. Name and Address of Reporting Person*
RDV Corp

(Last) (First) (Middle)
126 OTTAWA AVENUE, NW
SUITE 500

(Street)
GRAND RAPIDS MI 49503

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director 10% Owner
Officer (give title below) X Other (specify below)
See Remarks below
1. Name and Address of Reporting Person*
TUBERGEN JERRY L

(Last) (First) (Middle)
126 OTTAWA AVENUE, NW
SUITE 500

(Street)
GRAND RAPIDS MI 49503

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director 10% Owner
Officer (give title below) X Other (specify below)
See Remarks below
Explanation of Responses:
1. Eagle Point Credit Company Inc. (the "Issuer") common stock, par value $0.001 per share ("Common Stock").
2. OA Eagle Group Investors, LLC ("OAEG") is the direct owner of 728,811 shares of Common Stock reported on this row and OA Eagle Group Investors II, LLC ("OAEG II") is the direct owner of 700,230 shares of Common Stock reported on this row (all of the foregoing shares of Common Stock collectively, the "Shares").
3. Ottawa Avenue Private Capital, LLC ("Ottawa") is the manager of OAEG and OAEG II and may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Act"), to be the indirect beneficial owner of some or all of the Shares owned by OAEG and OAEG II.
4. RDV Corporation ("RDV") is the manager of Ottawa and the manager of Dynasty Financial II, LLC ("Dynasty"), the sole member of each of OAEG and OAEG II, and may be deemed for purposes of Section 16 of the Act, to be the indirect beneficial owner of some or all of the Shares owned by OAEG and OAEG II.
5. Mr. Jerry L. Tubergen is the President, Chief Executive Officer and Chief Investment Officer of Ottawa and the Chief Executive Officer and Chief Investment Officer of RDV. Mr. Tubergen is additionally the trustee of those trusts that hold the controlling interests in Dynasty, the sole member of OAEG and OAEG II. As such, he may be deemed for purposes of Section 16 of the Act to be the indirect beneficial owner of some or all of the Shares owned by OAEG and OAEG II.
Remarks:
The Reporting Persons are affiliated persons of an investment adviser of a registered closed-end investment company. This Form 3 is being filed by the joint filers pursuant to Rule 30h-1 of the Investment Company Act to satisfy the requirements of Section 30(h) of the Investment Company Act.
/s/ Jerry L. Tubergen, Chief Executive Officer 05/18/2018
/s/ Jerry L. Tubergen, Chief Executive Officer 05/18/2018
/s/ Jerry L. Tubergen, Chief Executive Officer 05/18/2018
/s/ Jerry L. Tubergen, Chief Executive Officer 05/18/2018
/s/ Jerry L. Tubergen 05/18/2018
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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