0000905729-18-000105.txt : 20180518 0000905729-18-000105.hdr.sgml : 20180518 20180518162404 ACCESSION NUMBER: 0000905729-18-000105 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180508 FILED AS OF DATE: 20180518 DATE AS OF CHANGE: 20180518 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TUBERGEN JERRY L CENTRAL INDEX KEY: 0001033020 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 811-22974 FILM NUMBER: 18846942 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ottawa Avenue Private Capital, LLC CENTRAL INDEX KEY: 0001741108 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 811-22974 FILM NUMBER: 18846944 BUSINESS ADDRESS: STREET 1: 126 OTTAWA AVENUE, NW, SUITE 500 CITY: GRAND RAPIDS STATE: MI ZIP: 49503 BUSINESS PHONE: (616) 454-4114 MAIL ADDRESS: STREET 1: 126 OTTAWA AVENUE, NW, SUITE 500 CITY: GRAND RAPIDS STATE: MI ZIP: 49503 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RDV Corp CENTRAL INDEX KEY: 0001523552 STATE OF INCORPORATION: MI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 811-22974 FILM NUMBER: 18846943 BUSINESS ADDRESS: STREET 1: 126 OTTAWA AVENUE, NW STREET 2: SUITE 500 CITY: GRAND RAPIDS STATE: MI ZIP: 49503 BUSINESS PHONE: (616) 454-4114 MAIL ADDRESS: STREET 1: 126 OTTAWA AVENUE, NW STREET 2: SUITE 500 CITY: GRAND RAPIDS STATE: MI ZIP: 49503 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OA Eagle Group Investors, LLC CENTRAL INDEX KEY: 0001740874 STATE OF INCORPORATION: MI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 811-22974 FILM NUMBER: 18846946 BUSINESS ADDRESS: STREET 1: 126 OTTAWA AVENUE NW, STE 500 CITY: GRAND RAPIDS STATE: MI ZIP: 49503 BUSINESS PHONE: 6164544114 MAIL ADDRESS: STREET 1: 126 OTTAWA AVENUE NW, STE 500 CITY: GRAND RAPIDS STATE: MI ZIP: 49503 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OA Eagle Group Investors II, LLC CENTRAL INDEX KEY: 0001741110 STATE OF INCORPORATION: MI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 811-22974 FILM NUMBER: 18846945 BUSINESS ADDRESS: STREET 1: 126 OTTAWA AVENUE NW, STE 500 CITY: GRAND RAPIDS STATE: MI ZIP: 49503 BUSINESS PHONE: 6164544114 MAIL ADDRESS: STREET 1: 126 OTTAWA AVENUE NW, STE 500 CITY: GRAND RAPIDS STATE: MI ZIP: 49503 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Eagle Point Credit Co Inc. CENTRAL INDEX KEY: 0001604174 IRS NUMBER: 465215217 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 20 HORSENECK LANE CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 203.862.3150 MAIL ADDRESS: STREET 1: 20 HORSENECK LANE CITY: GREENWICH STATE: CT ZIP: 06830 FORMER COMPANY: FORMER CONFORMED NAME: Eagle Point Credit Co LLC DATE OF NAME CHANGE: 20140331 3 1 oaeagle3_051818.xml OWNERSHIP DOCUMENT X0206 3 2018-05-08 0 0001604174 Eagle Point Credit Co Inc. ECCB 0001740874 OA Eagle Group Investors, LLC 126 OTTAWA AVENUE NW, STE 500 GRAND RAPIDS MI 49503 0 0 0 1 See Remarks below 0001741110 OA Eagle Group Investors II, LLC 126 OTTAWA AVENUE NW, STE 500 GRAND RAPIDS MI 49503 0 0 0 1 See Remarks below 0001741108 Ottawa Avenue Private Capital, LLC 126 OTTAWA AVENUE, NW, SUITE 500 GRAND RAPIDS MI 49503 0 0 0 1 See Remarks below 0001523552 RDV Corp 126 OTTAWA AVENUE, NW SUITE 500 GRAND RAPIDS MI 49503 0 0 0 1 See Remarks below 0001033020 TUBERGEN JERRY L 126 OTTAWA AVENUE, NW SUITE 500 GRAND RAPIDS MI 49503 0 0 0 1 See Remarks below Common Stock 1429041 D Eagle Point Credit Company Inc. (the "Issuer") common stock, par value $0.001 per share ("Common Stock"). OA Eagle Group Investors, LLC ("OAEG") is the direct owner of 728,811 shares of Common Stock reported on this row and OA Eagle Group Investors II, LLC ("OAEG II") is the direct owner of 700,230 shares of Common Stock reported on this row (all of the foregoing shares of Common Stock collectively, the "Shares"). Ottawa Avenue Private Capital, LLC ("Ottawa") is the manager of OAEG and OAEG II and may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Act"), to be the indirect beneficial owner of some or all of the Shares owned by OAEG and OAEG II. RDV Corporation ("RDV") is the manager of Ottawa and the manager of Dynasty Financial II, LLC ("Dynasty"), the sole member of each of OAEG and OAEG II, and may be deemed for purposes of Section 16 of the Act, to be the indirect beneficial owner of some or all of the Shares owned by OAEG and OAEG II. Mr. Jerry L. Tubergen is the President, Chief Executive Officer and Chief Investment Officer of Ottawa and the Chief Executive Officer and Chief Investment Officer of RDV. Mr. Tubergen is additionally the trustee of those trusts that hold the controlling interests in Dynasty, the sole member of OAEG and OAEG II. As such, he may be deemed for purposes of Section 16 of the Act to be the indirect beneficial owner of some or all of the Shares owned by OAEG and OAEG II. The Reporting Persons are affiliated persons of an investment adviser of a registered closed-end investment company. This Form 3 is being filed by the joint filers pursuant to Rule 30h-1 of the Investment Company Act to satisfy the requirements of Section 30(h) of the Investment Company Act. /s/ Jerry L. Tubergen, Chief Executive Officer 2018-05-18 /s/ Jerry L. Tubergen, Chief Executive Officer 2018-05-18 /s/ Jerry L. Tubergen, Chief Executive Officer 2018-05-18 /s/ Jerry L. Tubergen, Chief Executive Officer 2018-05-18 /s/ Jerry L. Tubergen 2018-05-18