0001493152-20-013996.txt : 20200724 0001493152-20-013996.hdr.sgml : 20200724 20200724193739 ACCESSION NUMBER: 0001493152-20-013996 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200716 FILED AS OF DATE: 20200724 DATE AS OF CHANGE: 20200724 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WIEDERHORN ANDREW CENTRAL INDEX KEY: 0001033016 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38250 FILM NUMBER: 201047910 MAIL ADDRESS: STREET 1: C/O WILSHIRE FINANCIAL SERVICES INC STREET 2: 1776 SW MADISON STREET CITY: PORTLAND STATE: OR ZIP: 97205 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Fat Brands, Inc CENTRAL INDEX KEY: 0001705012 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 821302696 STATE OF INCORPORATION: DE FISCAL YEAR END: 1227 BUSINESS ADDRESS: STREET 1: 9720 WILSHIRE BLVD., STREET 2: SUITE 500 CITY: BEVERLY HILLS STATE: CA ZIP: 90212 BUSINESS PHONE: 310-406-0600 MAIL ADDRESS: STREET 1: 9720 WILSHIRE BLVD., STREET 2: SUITE 500 CITY: BEVERLY HILLS STATE: CA ZIP: 90212 4 1 ownership.xml X0306 4 2020-07-16 0 0001705012 Fat Brands, Inc FAT 0001033016 WIEDERHORN ANDREW 9720 WILSHIRE BLVD., SUITE 500 BEVERLY HILLS CA 90212 1 1 0 0 Chief Executive Officer SERIES B CUMULATIVE PREFERRED STOCK 2020-07-16 4 A 0 1567 A 21567 D SERIES B CUMULATIVE PREFERRED STOCK 2020-07-16 4 P 0 4000 A 25567 D WARRANT TO PURCHASE COMMON STOCK 8.50 2020-07-16 4 P 0 2400 A 2024-10-03 COMMON STOCK 2400 14400 D WARRANT TO PURCHASE COMMON STOCK 8.50 2020-07-16 4 D 0 14400 D 2024-10-03 COMMON STOCK 14400 0 D WARRANT TO PURCHASE COMMON STOCK 5.00 2020-07-16 4 A 0 120000 A 2025-07-16 COMMON STOCK 120000 120000 D The Company issued to the Reporting Person 1,567 shares of Series B Cumulative Preferred Stock at $25.00 per share as consideration for accrued dividends on shares of Series B Cumulative Preferred Stock held by the Reporting Person. The Reporting Person acquired in a private transaction units comprised of 4,000 shares of Series B Cumulative Preferred Stock and 2,400 warrants originally issued by the Company in October 2019 for $25.00 per unit plus accrued and unpaid dividends. In connection with the Company's public offering of Series B Cumulative Preferred Stock and Warrants, the Company exchanged outstanding warrants held by the Reporting Person for warrants of the same class issued in the public offering in an exempt transaction under Rule 16b-3(d) and (e). /s/ ANDREW A WIEDERHORN 2020-07-24