0001493152-20-013996.txt : 20200724
0001493152-20-013996.hdr.sgml : 20200724
20200724193739
ACCESSION NUMBER: 0001493152-20-013996
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200716
FILED AS OF DATE: 20200724
DATE AS OF CHANGE: 20200724
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WIEDERHORN ANDREW
CENTRAL INDEX KEY: 0001033016
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38250
FILM NUMBER: 201047910
MAIL ADDRESS:
STREET 1: C/O WILSHIRE FINANCIAL SERVICES INC
STREET 2: 1776 SW MADISON STREET
CITY: PORTLAND
STATE: OR
ZIP: 97205
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Fat Brands, Inc
CENTRAL INDEX KEY: 0001705012
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812]
IRS NUMBER: 821302696
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1227
BUSINESS ADDRESS:
STREET 1: 9720 WILSHIRE BLVD.,
STREET 2: SUITE 500
CITY: BEVERLY HILLS
STATE: CA
ZIP: 90212
BUSINESS PHONE: 310-406-0600
MAIL ADDRESS:
STREET 1: 9720 WILSHIRE BLVD.,
STREET 2: SUITE 500
CITY: BEVERLY HILLS
STATE: CA
ZIP: 90212
4
1
ownership.xml
X0306
4
2020-07-16
0
0001705012
Fat Brands, Inc
FAT
0001033016
WIEDERHORN ANDREW
9720 WILSHIRE BLVD.,
SUITE 500
BEVERLY HILLS
CA
90212
1
1
0
0
Chief Executive Officer
SERIES B CUMULATIVE PREFERRED STOCK
2020-07-16
4
A
0
1567
A
21567
D
SERIES B CUMULATIVE PREFERRED STOCK
2020-07-16
4
P
0
4000
A
25567
D
WARRANT TO PURCHASE COMMON STOCK
8.50
2020-07-16
4
P
0
2400
A
2024-10-03
COMMON STOCK
2400
14400
D
WARRANT TO PURCHASE COMMON STOCK
8.50
2020-07-16
4
D
0
14400
D
2024-10-03
COMMON STOCK
14400
0
D
WARRANT TO PURCHASE COMMON STOCK
5.00
2020-07-16
4
A
0
120000
A
2025-07-16
COMMON STOCK
120000
120000
D
The Company issued to the Reporting Person 1,567 shares of Series B Cumulative Preferred Stock at $25.00 per share as consideration for accrued dividends on shares of Series B Cumulative Preferred Stock held by the Reporting Person.
The Reporting Person acquired in a private transaction units comprised of 4,000 shares of Series B Cumulative Preferred Stock and 2,400 warrants originally issued by the Company in October 2019 for $25.00 per unit plus accrued and unpaid dividends.
In connection with the Company's public offering of Series B Cumulative Preferred Stock and Warrants, the Company exchanged outstanding warrants held by the Reporting Person for warrants of the same class issued in the public offering in an exempt transaction under Rule 16b-3(d) and (e).
/s/ ANDREW A WIEDERHORN
2020-07-24