0001033012-18-000056.txt : 20180524 0001033012-18-000056.hdr.sgml : 20180524 20180524184849 ACCESSION NUMBER: 0001033012-18-000056 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180522 FILED AS OF DATE: 20180524 DATE AS OF CHANGE: 20180524 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Smith Lee Matthew CENTRAL INDEX KEY: 0001582883 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16577 FILM NUMBER: 18859225 MAIL ADDRESS: STREET 1: C/O FLAGSTAR BANCORP INC. STREET 2: 5151 CORPORATE DRIVE CITY: TROY STATE: MI ZIP: 48098 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FLAGSTAR BANCORP INC CENTRAL INDEX KEY: 0001033012 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 383150651 STATE OF INCORPORATION: MI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5151 CORPORATE DRIVE CITY: TROY STATE: MI ZIP: 48098-2639 BUSINESS PHONE: 248-312-2000 MAIL ADDRESS: STREET 1: 5151 CORPORATE DRIVE CITY: TROY STATE: MI ZIP: 48098-2639 4 1 wf-form4_152720211444008.xml FORM 4 X0306 4 2018-05-22 0 0001033012 FLAGSTAR BANCORP INC (NYSE:FBC) 0001582883 Smith Lee Matthew C/O FLAGSTAR BANCORP INC. 5151 CORPORATE DRIVE TROY MI 48098 0 1 0 0 Executive Vice President & COO Flagstar Bancorp, Inc. Common Stock 2018-05-22 4 M 0 52977 0 A 124888 D Flagstar Bancorp, Inc. Common Stock 2018-05-22 4 F 0 22476 0 D 102412 D Restricted Stock Unit 2018-05-22 4 M 0 52977 0 D Flagstar Bancorp, Inc. Common Stock 52977.0 158930 D These shares were surrendered to the issuer to cover the tax obligations on shares for which restrictions have lapsed. Each restricted stock unit represents a contingent right to receive one share of Flagstar Bancorp, Inc. Common Stock. The Restricted Stock Units will fully vest if, for one-hundred twenty consecutive days, the volume-weighted average price per share of Flagstar Bancorp common stock is $28.00 or more (the "Performance Hurdle"). The Performance Hurdle must be achieved within ten years of the grant date. The vested RSUs will pay out in five installments, subject to a "Quality Review," on the date the Performance Hurdle is attained and on each of the four subsequent annual payout dates. Vesting and payout may be adjusted upon certain triggering events, as more fully described in the Form 8-K filed by Flagstar Bancorp on October 26, 2015. /s/ Jan M. Klym, by Power of Attorney for Mr. Smith 2018-05-24