0001182489-12-000832.txt : 20121009 0001182489-12-000832.hdr.sgml : 20121008 20121009154630 ACCESSION NUMBER: 0001182489-12-000832 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121004 FILED AS OF DATE: 20121009 DATE AS OF CHANGE: 20121009 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SPILMAN ROBERT H JR CENTRAL INDEX KEY: 0001017081 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-00209 FILM NUMBER: 121135135 MAIL ADDRESS: STREET 1: C/O BASSETT FURNITURE INDUSTRIES INC STREET 2: PO BOX 626 CITY: BASSETT STATE: VA ZIP: 24055 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BASSETT FURNITURE INDUSTRIES INC CENTRAL INDEX KEY: 0000010329 STANDARD INDUSTRIAL CLASSIFICATION: WOOD HOUSEHOLD FURNITURE, (NO UPHOLSTERED) [2511] IRS NUMBER: 540135270 STATE OF INCORPORATION: VA FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: PO BOX 626 CITY: BASSETT STATE: VA ZIP: 24055 BUSINESS PHONE: 5406296209 MAIL ADDRESS: STREET 1: MAIN ST STREET 2: P O BOX 626 CITY: BASSETT STATE: VA ZIP: 24055 4 1 edgar.xml FORM 4 - X0306 4 2012-10-04 0 0000010329 BASSETT FURNITURE INDUSTRIES INC BSET 0001017081 SPILMAN ROBERT H JR 3525 FAIRYSTONE PARK HWY P O BOX 626 BASSETT VA 24055 1 1 0 0 Pres & Chief Executive Officer Common 2012-10-04 4 M 0 7000 4.38 A 98298.695 D Common 2012-10-04 4 M 0 4000 8.02 A 102298.695 D Common 17217 I wife Common 13947 I Trust Option 14.70 2002-01-15 4 A 0 10000 14.70 A 2003-01-15 2012-01-14 Common 10000 10000 D Option 14.70 2002-01-15 4 A 0 10000 14.70 A 2004-01-15 2012-02-14 Common 10000 10000 D Option 14.70 2002-01-15 4 A 0 10000 14.70 A 2005-01-15 2012-01-14 Common 10000 10000 D Option 21.12 2004-02-24 4 A 0 50000 21.12 A 2004-11-15 2014-02-23 Common 50000 50000 D OPTION 10.60 2007-10-17 4 A 0 7334 10.60 A 2008-10-17 2017-10-16 COMMON 7334 7334 D OPTION 10.60 2007-10-17 4 A 0 7333 10.60 A 2009-10-17 2017-10-16 COMMON 7333 7333 D OPTION 10.60 2007-10-17 4 A 0 7333 10.60 A 2010-10-17 2017-10-16 COMMON 7333 7333 D Option 4.38 2012-10-04 4 M 0 6000 4.38 D 2011-07-14 2020-07-13 Common 6000 0 D Option 4.38 2010-07-14 4 A 0 6000 4.38 A 2012-07-14 2020-07-13 Common 6000 6000 D Option 4.38 2010-07-14 4 A 0 6000 4.38 A 2013-07-14 2020-07-13 Common 6000 6000 D Option 4.38 2010-07-14 4 A 0 6000 4.38 A 2014-07-14 2020-07-13 Common 6000 6000 D Option 8.02 2012-10-04 4 M 0 4000 8.02 D 2012-07-13 2021-07-12 Common 4000 0 D OPTION 8.02 2011-07-13 4 A 0 4000 8.02 A 2013-07-13 2021-07-12 COMMON 4000 4000 D OPTION 8.02 2011-07-13 4 A 0 4000 8.02 A 2014-07-13 2021-07-12 COMMON 4000 4000 D OPTION 8.02 2011-07-13 4 A 0 4000 8.02 A 2016-07-13 2021-07-12 COMMON 4000 4000 D Option 4.38 2012-10-04 4 M 0 1000 4.38 D 2011-07-14 2020-07-13 Common 1000 0 D Granted under the 1997 Employee Stock Plan which is a Rule 16b-3 Plan. INCLUDES SHARES ACQUIRED UNDER THE 2000 EMPLOYEE STOCK PURCHASE PLAN IN TRANSACTIONS EXEMPT UNDER RULE 16B-3(A) GRANTED UNDER THE 2010 STOCK INCENTIVE PLAN WHICH IS A RULE 16B-3 PLAN. Robert H Spilman Jr 2012-10-09