0000899243-15-006378.txt : 20151005
0000899243-15-006378.hdr.sgml : 20151005
20151005210025
ACCESSION NUMBER: 0000899243-15-006378
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20151001
FILED AS OF DATE: 20151005
DATE AS OF CHANGE: 20151005
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Apollo Global Management LLC
CENTRAL INDEX KEY: 0001411494
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 208880053
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 9 West 57th Str
CITY: new York
STATE: ny
ZIP: 10019
BUSINESS PHONE: 212-515-3200
MAIL ADDRESS:
STREET 1: 9 West 57th Str
CITY: new York
STATE: ny
ZIP: 10019
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ROWAN MARC J
CENTRAL INDEX KEY: 0001032681
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35107
FILM NUMBER: 151144941
MAIL ADDRESS:
STREET 1: APOLLO ADVISORS LP
STREET 2: 1301 AVE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10019
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2015-10-01
0
0001411494
Apollo Global Management LLC
APO
0001032681
ROWAN MARC J
C/O APOLLO GLOBAL MANAGEMENT, LLC
9 WEST 57TH STREET, 43RD FLOOR
NEW YORK
NY
10019
1
1
1
0
Senior Managing Director
Class A Shares
2015-10-01
4
S
0
153844
17.581
D
2888582
I
See Footnote
Class A Shares
2015-10-02
4
S
0
96810
17.6685
D
2791772
I
See Footnote
Class A Shares
2015-10-05
4
S
0
109676
18.234
D
2682096
I
See Footnote
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by MJR Foundation AC LLC ("MJR Foundation AC") on August 10, 2015, as modified on August 31, 2015.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.50 to $17.71, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (4) and (5) to this Form 4.
By MJR Foundation AC, which is wholly owned directly and indirectly by MJR Foundation LLC. MJR Foundation AC and MJR Foundation LLC are estate planning vehicles for which voting and investment control are exercised by the reporting person.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.50 to $17.90, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.81 to $18.52, inclusive.
/s/ Marc J. Rowan
2015-10-05