0000950142-21-002576.txt : 20210806 0000950142-21-002576.hdr.sgml : 20210806 20210806173003 ACCESSION NUMBER: 0000950142-21-002576 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210806 FILED AS OF DATE: 20210806 DATE AS OF CHANGE: 20210806 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BLACK LEON D CENTRAL INDEX KEY: 0001032666 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35107 FILM NUMBER: 211153971 MAIL ADDRESS: STREET 1: APOLLO ADVISORS LP STREET 2: 1301 AVENOE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10019 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Apollo Global Management, Inc. CENTRAL INDEX KEY: 0001411494 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 208880053 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9 West 57th Str CITY: new York STATE: ny ZIP: 10019 BUSINESS PHONE: 212-515-3200 MAIL ADDRESS: STREET 1: 9 West 57th Str CITY: new York STATE: ny ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: Apollo Global Management LLC DATE OF NAME CHANGE: 20070904 4 1 es210175665_4-black.xml OWNERSHIP DOCUMENT X0306 4 2021-08-06 0 0001411494 Apollo Global Management, Inc. APO 0001032666 BLACK LEON D C/O APOLLO GLOBAL MANAGEMENT, INC. 9 WEST 57TH STREET, 43RD FLOOR NEW YORK NY 10019 0 0 1 0 Class A Common Stock 2021-08-06 4 M 0 4700000 A 4700000 I See Footnote Class A Common Stock 10242166 D Apollo Operating Group units 2021-08-06 4 M 0 4700000 D Class A Common Stock 4700000 75300000 I See Footnote Each Apollo Operating Group ("AOG") unit represents a right to receive one share of Class A Common Stock of Apollo Global Management, Inc. (the "Issuer"), subject to the restrictions and provisions set forth in the Agreement Among Principals, dated July 13, 2007, by and among the reporting person, Marc Rowan and Joshua Harris, AP Professional Holdings, L.P., BRH Holdings L.P. and the other parties thereto (the "Agreement Among Principals"), and the Seventh Amended and Restated Exchange Agreement, dated as of July 29, 2020, by and among the Issuer and the other parties thereto (the "Seventh A&R Exchange Agreement"). By BFP Partners, L.P., an estate planning vehicle for which voting and investment control are exercised by the reporting person. This exchange transaction does not involve the sale of any shares of Class A Common Stock. The AOG units were fully vested as of December 31, 2011 and do not expire. Pursuant to Instruction 4(c)(iii), this response has been left blank. By AP Professional Holdings, L.P. The reporting person is an indirect limited partner, through BFP Partners, L.P., an estate planning vehicle for which the reporting person exercises voting and investment control, in BRH Holdings, L.P. ("BRH"), which holds approximately 90% of the limited partnership interests in AP Professional Holdings, L.P., the direct holder of the AOG units. The AOG units indirectly held by BFP Partners, L.P. are the number of AOG units that it has a right to receive as an indirect limited partner in BRH, subject to the restrictions and provisions set forth in the Agreement Among Principals and the Seventh A&R Exchange Agreement. /s/ Leon D. Black 2021-08-06