0000950142-21-002576.txt : 20210806
0000950142-21-002576.hdr.sgml : 20210806
20210806173003
ACCESSION NUMBER: 0000950142-21-002576
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210806
FILED AS OF DATE: 20210806
DATE AS OF CHANGE: 20210806
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BLACK LEON D
CENTRAL INDEX KEY: 0001032666
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35107
FILM NUMBER: 211153971
MAIL ADDRESS:
STREET 1: APOLLO ADVISORS LP
STREET 2: 1301 AVENOE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10019
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Apollo Global Management, Inc.
CENTRAL INDEX KEY: 0001411494
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 208880053
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 9 West 57th Str
CITY: new York
STATE: ny
ZIP: 10019
BUSINESS PHONE: 212-515-3200
MAIL ADDRESS:
STREET 1: 9 West 57th Str
CITY: new York
STATE: ny
ZIP: 10019
FORMER COMPANY:
FORMER CONFORMED NAME: Apollo Global Management LLC
DATE OF NAME CHANGE: 20070904
4
1
es210175665_4-black.xml
OWNERSHIP DOCUMENT
X0306
4
2021-08-06
0
0001411494
Apollo Global Management, Inc.
APO
0001032666
BLACK LEON D
C/O APOLLO GLOBAL MANAGEMENT, INC.
9 WEST 57TH STREET, 43RD FLOOR
NEW YORK
NY
10019
0
0
1
0
Class A Common Stock
2021-08-06
4
M
0
4700000
A
4700000
I
See Footnote
Class A Common Stock
10242166
D
Apollo Operating Group units
2021-08-06
4
M
0
4700000
D
Class A Common Stock
4700000
75300000
I
See Footnote
Each Apollo Operating Group ("AOG") unit represents a right to receive one share of Class A Common Stock of Apollo Global Management, Inc. (the "Issuer"), subject to the restrictions and provisions set forth in the Agreement Among Principals, dated July 13, 2007, by and among the reporting person, Marc Rowan and Joshua Harris, AP Professional Holdings, L.P., BRH Holdings L.P. and the other parties thereto (the "Agreement Among Principals"), and the Seventh Amended and Restated Exchange Agreement, dated as of July 29, 2020, by and among the Issuer and the other parties thereto (the "Seventh A&R Exchange Agreement").
By BFP Partners, L.P., an estate planning vehicle for which voting and investment control are exercised by the reporting person. This exchange transaction does not involve the sale of any shares of Class A Common Stock.
The AOG units were fully vested as of December 31, 2011 and do not expire.
Pursuant to Instruction 4(c)(iii), this response has been left blank.
By AP Professional Holdings, L.P. The reporting person is an indirect limited partner, through BFP Partners, L.P., an estate planning vehicle for which the reporting person exercises voting and investment control, in BRH Holdings, L.P. ("BRH"), which holds approximately 90% of the limited partnership interests in AP Professional Holdings, L.P., the direct holder of the AOG units. The AOG units indirectly held by BFP Partners, L.P. are the number of AOG units that it has a right to receive as an indirect limited partner in BRH, subject to the restrictions and provisions set forth in the Agreement Among Principals and the Seventh A&R Exchange Agreement.
/s/ Leon D. Black
2021-08-06