0001209191-23-048812.txt : 20230908 0001209191-23-048812.hdr.sgml : 20230908 20230908170013 ACCESSION NUMBER: 0001209191-23-048812 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230906 FILED AS OF DATE: 20230908 DATE AS OF CHANGE: 20230908 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JOYCE CHRISTOPHER J CENTRAL INDEX KEY: 0001032563 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40295 FILM NUMBER: 231245964 MAIL ADDRESS: STREET 1: C/O ALLIANCE ENTERTAINMENT CORP STREET 2: 110 EAST 59TH STREET 18TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Alignment Healthcare, Inc. CENTRAL INDEX KEY: 0001832466 STANDARD INDUSTRIAL CLASSIFICATION: HOSPITAL & MEDICAL SERVICE PLANS [6324] IRS NUMBER: 465596242 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1100 W. TOWN AND COUNTRY ROAD STREET 2: SUITE 1600 CITY: ORANGE STATE: CA ZIP: 92868 BUSINESS PHONE: 844-310-2247 MAIL ADDRESS: STREET 1: 1100 W. TOWN AND COUNTRY ROAD STREET 2: SUITE 1600 CITY: ORANGE STATE: CA ZIP: 92868 4 1 doc4.xml FORM 4 SUBMISSION X0508 4 2023-09-06 0 0001832466 Alignment Healthcare, Inc. ALHC 0001032563 JOYCE CHRISTOPHER J 1100 W. TOWN & COUNTRY RD. SUITE 1600 ORANGE CA 92868 0 1 0 0 Chief Legal and Admin. Officer 0 Common Stock 2023-09-06 4 A 0 283308 0.00 A 283308 D Represents (i) 245,023 restricted stock units ("RSUs"), each RSU representing the right to receive one share of Common Stock of the Company, that will vest 25% on each of the first four anniversaries of the grant date, subject to the reporting person's continued service to the Company as of the applicable vesting date, and (ii) 38,285 RSUs which vested immediately on the grant date, subject to forfeiture to the Company in the event of certain qualyfing terminations of employment, 100% if prior to the first anniversary of the grant date and 50% if after the first annivesary but prior to the second anniversary of the grant date. /s/ Christopher J. Joyce 2023-09-08