0001209191-17-061367.txt : 20171117 0001209191-17-061367.hdr.sgml : 20171117 20171117104312 ACCESSION NUMBER: 0001209191-17-061367 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171115 FILED AS OF DATE: 20171117 DATE AS OF CHANGE: 20171117 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DOERR L JOHN CENTRAL INDEX KEY: 0001032455 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37580 FILM NUMBER: 171209950 MAIL ADDRESS: STREET 1: C/O KLEINER PERKINS CAUFIELD & BYERS STREET 2: 2750 SAND HILL ROAD CITY: MENLO PARK STATE: CA ZIP: 94025 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Alphabet Inc. CENTRAL INDEX KEY: 0001652044 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370] IRS NUMBER: 611767919 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1600 AMPHITHEATRE PARKWAY CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 BUSINESS PHONE: 650-253-0000 MAIL ADDRESS: STREET 1: 1600 AMPHITHEATRE PARKWAY CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-11-15 0 0001652044 Alphabet Inc. GOOG 0001032455 DOERR L JOHN C/O ALPHABET INC., 1600 AMPHITHEATRE PKWY MOUNTAIN VIEW CA 94043 1 0 0 0 Class C Capital Stock 2017-11-15 4 S 0 200 1016.35 D 848539 I Vallejo Ventures Trust Class C Capital Stock 2017-11-15 4 S 0 300 1017.51 D 848239 I Vallejo Ventures Trust Class C Capital Stock 2017-11-15 4 S 0 1900 1019.53 D 846339 I Vallejo Ventures Trust Class C Capital Stock 2017-11-15 4 S 0 2135 1020.92 D 844204 I Vallejo Ventures Trust Class C Capital Stock 2017-11-15 4 S 0 3129 1021.76 D 841075 I Vallejo Ventures Trust Class C Capital Stock 2017-11-15 4 S 0 3915 1023.01 D 837160 I Vallejo Ventures Trust Class C Capital Stock 2017-11-15 4 S 0 657 1023.58 D 836503 I Vallejo Ventures Trust Class A Common Stock 3485 D Class C Capital Stock 4633 D Class C Google Stock Units 94 D Class C Google Stock Units 337 D Class C Google Stock Units 281 D Class C Google Stock Units 358 D Class B Common Stock 0.00 Class A Common Stock 1117447 1117447 I Vallejo Ventures Trust The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1015.99 to $1016.98, inclusive. The Reporting Person undertakes to provide to any security holder of Alphabet Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) through (7) to this Form 4. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1017.14 to $1018.13, inclusive. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1019.07 to $1020.06, inclusive. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1020.30 to $1021.29, inclusive. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1021.32 to $1022.31, inclusive. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1022.35 to $1023.34, inclusive. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1023.36 to $1024.35, inclusive. 1/48th of the grant vested on June 25, 2014 and an additional 1/48th will vest on the 25th day of each month thereafter, subject to continued service on the Board on such vesting dates. 1/48th of GSUs vested on July 25, 2016 and an additional 1/48th of GSUs will vest monthly thereafter until the GSUs are fully vested, subject to continued service on such vesting dates. 1/48th of GSUs vested on July 25, 2015 and an additional 1/48th of GSUs will vest monthly thereafter until the GSUs are fully vested, subject to continued service on such vesting dates. 1/48th of Google Stock Unit (GSU) grant vested on July 25, 2017 and an additional 1/48th will vest monthly on the 25th day of each month thereafter, subject to continued service on the Board on the applicable vesting dates. All shares are exercisable as of the transaction date. There is no expiration date for the Issuer's Class B Common Stock. All transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person. /s/ Valentina Margulis, as Attorney-in-Fact for L. John Doerr 2017-11-17