-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HNmHUBcsTl10LpnoWBN+35f9mtawVVPAeFat/82ema2pPyqot1c/s1fUhsOkgBpW lp35DyUIw8mF8bL1FAUw9g== 0000914121-05-001108.txt : 20050611 0000914121-05-001108.hdr.sgml : 20050611 20050602163420 ACCESSION NUMBER: 0000914121-05-001108 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041117 FILED AS OF DATE: 20050602 DATE AS OF CHANGE: 20050602 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: James River Coal CO CENTRAL INDEX KEY: 0001297720 STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE SURFACE MINING [1221] IRS NUMBER: 541602012 STATE OF INCORPORATION: VA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 901 E. BYRD STREET STREET 2: SUITE 1600 CITY: RICHMOND STATE: VA ZIP: 23219 BUSINESS PHONE: 804-780-3000 MAIL ADDRESS: STREET 1: 901 E. BYRD STREET STREET 2: SUITE 1600 CITY: RICHMOND STATE: VA ZIP: 23219 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GLENCORE INTERNATIONAL AG CENTRAL INDEX KEY: 0001032383 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51129 FILM NUMBER: 05874496 BUSINESS ADDRESS: STREET 1: BAARERMATTSTRASSE 3 STREET 2: P O BOX 555 CH 6341 BAAR CITY: SWITZERLAND BUSINESS PHONE: 4142227722 MAIL ADDRESS: STREET 1: BAARERMATTSTRASSE 3 STREET 2: P O BOX 555 CH 6341 BAAR CITY: SWITZERLAND REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GLENCORE HOLDING AG CENTRAL INDEX KEY: 0001284715 STATE OF INCORPORATION: V8 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51129 FILM NUMBER: 05874497 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GLENCORE FINANCE AG CENTRAL INDEX KEY: 0001284714 STATE OF INCORPORATION: V8 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51129 FILM NUMBER: 05874498 4 1 p837876-4_ex.xml X0202 4 2004-11-17 0 0001297720 James River Coal CO JRCC 0001284714 GLENCORE FINANCE AG BAARERMATTSTRASSE 3 CH 6341 BAAR V8 SWITZERLAND 0 0 1 0 0001284715 GLENCORE HOLDING AG BAARERMATTSTRASSE 3 CH 6341 V8 SWITZERLAND 0 0 1 0 0001032383 GLENCORE INTERNATIONAL AG BAARERMATTSTRASSE 3 CH 6341 BAAR SWITZERLAND 0 0 1 0 Common Stock 2005-05-31 4 P 0 150000 32.50 A 2358948 D Common Stock 2005-05-31 4 P 0 25000 32.27 A 2383948 D Common Stock 2005-06-02 4 P 0 50000 32.77 A 2433948 D This Form 4 is filed jointly by Glencore Finance AG, Glencore International AG and Glencore Holding AG. Glencore Finance AG beneficially owns directly all of the shares of common stock of James River Coal Company, Glencore International AG beneficially owns indirectly all such shares on account of its ownership interest in Glencore Finance AG, and Glencore Holding AG beneficially owns indirectly all such shares on account of its ownership interest in Glencore International AG. Glencore International AG and Glencore Holding AG do not beneficially own directly any shares of common stock of James River Coal Company. Name: Steven Isaacs Title: Director Name: Barbara A. Wolfensberger Title: Director Name: Zbynek E. Zak Title: Director Name: Lotti Grenacher Title: Officer Name: Willy R. Strothotte Title: Chairman Name: Andreas Hubmann Title: Director /s/ Steven Isaacs 2005-06-02 /s/ Barbara A. Wolfensberger 2005-06-02 /s/ Zbynek E. Zak 2005-06-02 /s/ Lotti Grenacher 2005-06-02 /s/ Willy R. Strothotte 2005-06-02 /s/ Andreas Hubmann 2005-06-02 -----END PRIVACY-ENHANCED MESSAGE-----