FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 10/07/2006 |
3. Issuer Name and Ticker or Trading Symbol
SEMPRA ENERGY [ SRE ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 49,037 | D | |
Common Stock - 401(k) Plan | 6,007 | I | Employee Benefit Plan Trust |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Stock Option (1/02/02 - 57,400 shares)(1) | (2) | 01/01/2012 | Common Stock | 43,544 | $24.77 | D | |
Stock Option (1/02/03 - 17,200 shares) | (3) | 01/01/2013 | Common Stock | 17,200 | $24.37 | D | |
Stock Option (1/02/04 - 12,700 shares) | (3) | 01/01/2014 | Common Stock | 12,700 | $30.2 | D | |
Stock Option (1/03/05 - 8,100 shares)(1) | (3) | 01/02/2015 | Common Stock | 8,100 | $36.3 | D | |
Stock Option (1/03/06 - 7,400 shares)(1) | (3) | 01/02/2016 | Common Stock | 7,400 | $46.14 | D | |
Phantom Shares(4) | (5) | (6) | Common Stock | 7,402 | (7) | D |
Explanation of Responses: |
1. Employee stock options granted on the date and as to the number of shares indicated parenthically. |
2. Currently exercisable as to all shares subject thereto. |
3. Exercisable in cumulative installments as to one-fourth of the original grant on each of the first four anniversaries of the original grant date. |
4. Phantom shares of Sempra Energy Common Stock acquired under Sempra Energy multi-fund deferred compensation and excess savings plans. Total includes additional shares accrued as dividend equivalents. Plan payouts are in cash and limited intra-plan transfers are permitted based on the then market value of the shares of Sempra Energy Common Stock to which the phantom shares relate. |
5. Date Exercisable is Immediate. |
6. Expiration date is Not Applicable. |
7. Conversion of Derivative Security is 1 for 1. |
Remarks: |
Charles A. McMonagle | 10/07/2006 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |