0001228379-14-000062.txt : 20140624 0001228379-14-000062.hdr.sgml : 20140624 20140616165822 ACCESSION NUMBER: 0001228379-14-000062 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140613 FILED AS OF DATE: 20140616 DATE AS OF CHANGE: 20140616 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SEMPRA ENERGY CENTRAL INDEX KEY: 0001032208 STANDARD INDUSTRIAL CLASSIFICATION: GAS & OTHER SERVICES COMBINED [4932] IRS NUMBER: 330732627 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 101 ASH STREET STREET 2: P O BOX 129400 CITY: SAN DIEGO STATE: CA ZIP: 92101 BUSINESS PHONE: 6196962000 MAIL ADDRESS: STREET 1: 101 ASH STREET STREET 2: P O BOX 129400 CITY: SAN DIEGO STATE: CA ZIP: 92101 FORMER COMPANY: FORMER CONFORMED NAME: MINERAL ENERGY CO DATE OF NAME CHANGE: 19970205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SNELL MARK A CENTRAL INDEX KEY: 0001301094 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14201 FILM NUMBER: 14923338 MAIL ADDRESS: STREET 1: 101 ASH STREET HQ18 CITY: SAN DIEGO STATE: CA ZIP: 92101-3017 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2014-06-13 0001032208 SEMPRA ENERGY SRE 0001301094 SNELL MARK A 101 ASH ST. SAN DIEGO CA 92101 0 1 0 0 President Common Stock 2014-06-16 4 M 0 27900 61.41 A 89142.967 D Common Stock 2014-06-16 4 M 0 35800 43.75 A 124942.967 D Common Stock 2014-06-16 4 S 0 63700 102.06 D 61242.967 D Common Stock 2479.047 I 401(k) savings plan 06/13/2014 Phantom Shares 2014-06-13 4 I 0 6985.187 100.34 D Common Stock 6985.187 0 D Employee Stock Option (1/2/2008 - 27,900) 61.41 2014-06-16 4 M 0 27900 D Common Stock 27900 0 D Employee Stock Option (1/2/2009 - 35,800) 43.75 2014-06-16 4 M 0 35800 D Common Stock 35800 0 D Sold in accordance with a written instruction and plan for trading securities pursuant to Rule 10b5-1(c) under the Securities Exchange Act of 1934. Weighted average of sales prices. Actual prices range from $102.00 to $102.19. Information regarding the number of shares sold at each separate price will be provided upon request by the Staff of the Securities and Exchange Commission, Sempra Energy or any security holder of Sempra Energy. Phantom shares of Sempra Energy Common Stock acquired under Sempra Energy multi-fund deferred compensation and excess savings plans. Total includes any additional shares accrued as dividend equivalents since the date of the last report of phantom share acquisitions. Plan payouts are in cash and limited intra-plan transfers are permitted based on the then market value of the shares of Sempra Energy Common Stock to which the phantom shares relate. Conversion of Derivative Security is 1 for 1. Date Exercisable is Immediate. Expiration date is Not Applicable. Employee stock options to purchase Sempra Energy Common Stock granted on the date and as to the original number of shares indicated parenthetically. Exercisable in cumulative installments as to one-fourth of the original grant on each of the first four anniversaries of the original grant date. Expire ten years from original grant date or following earlier termination of employment. Not applicable. MARK A. SNELL BY: James M. Spira, Chief Corporate Counsel of Sempra Energy and Attorney-In-Fact 2014-06-16