-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, J/xDpDWwRYBNFzMESKcROWyjBjZ06qFeBRABuoe9qMjmsOXk9cO2bqIVYtEcooGt gbsjSCYKHdzkmHH9gM870Q== 0001228379-09-000222.txt : 20091013 0001228379-09-000222.hdr.sgml : 20091012 20091013173001 ACCESSION NUMBER: 0001228379-09-000222 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091009 FILED AS OF DATE: 20091013 DATE AS OF CHANGE: 20091013 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHMALE NEAL E CENTRAL INDEX KEY: 0001191641 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14201 FILM NUMBER: 091117781 MAIL ADDRESS: STREET 1: 101 ASH ST CITY: SAN DIEGO STATE: CA ZIP: 92101-3017 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SEMPRA ENERGY CENTRAL INDEX KEY: 0001032208 STANDARD INDUSTRIAL CLASSIFICATION: GAS & OTHER SERVICES COMBINED [4932] IRS NUMBER: 330732627 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 101 ASH STREET STREET 2: P O BOX 129400 CITY: SAN DIEGO STATE: CA ZIP: 92101 BUSINESS PHONE: 6196962000 MAIL ADDRESS: STREET 1: 101 ASH STREET STREET 2: P O BOX 129400 CITY: SAN DIEGO STATE: CA ZIP: 92101 FORMER COMPANY: FORMER CONFORMED NAME: MINERAL ENERGY CO DATE OF NAME CHANGE: 19970205 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2009-10-09 0001032208 SEMPRA ENERGY SRE 0001191641 SCHMALE NEAL E 101 ASH ST. SAN DIEGO CA 92101 1 1 0 0 President and COO Common Stock 2009-10-12 4 M 0 6800 24.77 A 303664 D Common Stock 2009-10-12 4 S 0 6800 53.01 D 296864 D Common Stock - 401(k) Plan 10/9/2009 6665 I Employee Benefit Trust Phantom Shares 2009-10-09 4 A 0 19 51.74 A Common Stock 19 31241 D Employee Stock Option (205,900 01/02/02) 24.77 2009-10-12 4 M 0 6800 D Common Stock 55900 49100 D Sold in accordance with a September 17, 2009 written instruction and plan for trading securities pursuant to Rule 10b5-1(c) under the Securities Exchange Act of 1934. Weighed average of sales prices. Actual prices range from $53.00 - $53.11. Information regarding the number of shares sold at each separate price will be provided upon request by the Staff of the Securities and Exchange Commission, Sempra Energy or any security holder of Sempra Energy. Phantom shares of Sempra Energy Common Stock acquired under Sempra Energy multi-fund deferred compensation and excess savings plans. Total includes any additional shares accrued as dividend equivalents since the date of the last report of phantom share acquisitions. Plan payouts are in cash and limited intra-plan transfers are permitted based on the then market value of the shares of Sempra Energy Common Stock to which the phantom shares relate. Conversion of Derivative Security is 1 for 1. Date Exercisable is Immediate. Expiration date is Not Applicable. Employee stock options to purchase Sempra Energy Common Stock granted on the date and as to the original number of shares indicated parenthetically. Exercisable in cumulative installments as to one-fourth of the original grant on each of the first four anniversaries of the original grant date. Expire ten years from original grant date or following earlier termination of employment. Not applicable. NEAL E. SCHMALE BY: G. Joyce Rowland, Senior VP of Sempra Energy and Attorney-In-Fact 2009-10-13 -----END PRIVACY-ENHANCED MESSAGE-----