0001193125-19-145350.txt : 20190513 0001193125-19-145350.hdr.sgml : 20190513 20190513161555 ACCESSION NUMBER: 0001193125-19-145350 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190509 ITEM INFORMATION: Submission of Matters to a Vote of Security Holders FILED AS OF DATE: 20190513 DATE AS OF CHANGE: 20190513 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SEMPRA ENERGY CENTRAL INDEX KEY: 0001032208 STANDARD INDUSTRIAL CLASSIFICATION: GAS & OTHER SERVICES COMBINED [4932] IRS NUMBER: 330732627 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-14201 FILM NUMBER: 19818561 BUSINESS ADDRESS: STREET 1: 488 8TH AVENUE STREET 2: P O BOX 129400 CITY: SAN DIEGO STATE: CA ZIP: 92101 BUSINESS PHONE: 6196962000 MAIL ADDRESS: STREET 1: 488 8TH AVENUE STREET 2: P O BOX 129400 CITY: SAN DIEGO STATE: CA ZIP: 92101 FORMER COMPANY: FORMER CONFORMED NAME: MINERAL ENERGY CO DATE OF NAME CHANGE: 19970205 8-K 1 d730350d8k.htm FORM 8-K Form 8-K

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

Date of Report   
(Date of earliest event reported):    May 9, 2019
  

 

SEMPRA ENERGY

 

(Exact name of registrant as specified in its charter)

 

CALIFORNIA   1-14201   33-0732627

 

  

 

  

 

(State or other jurisdiction of
incorporation)		  

(Commission

File Number)

  

(IRS Employer

Identification No.)

 

488 8th AVENUE, SAN DIEGO, CALIFORNIA                      92101                  

 

   

 

 

  
(Address of principal executive offices)    (Zip Code)  

 

Registrant’s telephone number, including area code                (619) 696-2000            
  

 

 

 

(Former name or former address, if changed since last report.)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

[    ]

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

[    ]

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

[    ]

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

[    ]

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2). Emerging growth company [    ]

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. [    ]

SECURITIES REGISTERED PURSUANT TO SECTION 12(b) OF THE ACT:

 

Title of Each Class    Trading
Symbol		    Name of Each Exchange on Which
Registered

 

Sempra Energy Common Stock, without par value

    SRE    NYSE

Sempra Energy 6% Mandatory Convertible Preferred Stock, Series A,
$100 liquidation preference

    SRE.PRA    NYSE

Sempra Energy 6.75% Mandatory Convertible Preferred Stock, Series B,
$100 liquidation preference

    SRE.PRB    NYSE

FORM 8-K

Item 5.07 Submission of Matters to a Vote of Security Holders.

The 2019 Annual Shareholders Meeting of Sempra Energy (the “Company”) was held on May 9, 2019. At the Annual Shareholders Meeting, shareholders:

 

  (1)

elected for the ensuing year all thirteen of the director nominees listed below;

  (2)

ratified the selection of Deloitte & Touche LLP as our independent registered public accounting firm for 2019;

  (3)

adopted by a majority of votes cast the advisory approval of the Company’s executive compensation as reported in the Company’s proxy statement for the Annual Shareholders Meeting;

  (4)

approved by a majority of votes cast the Company’s 2019 Long-Term Incentive Plan; and

  (5)

rejected a shareholder proposal requiring an independent board chairman.

Below are the final voting results.

Proposal 1: Election of Directors

 

Nominees   Votes For     % of Votes Cast    

Votes

Against

     % of Votes Cast     Abstentions    

Broker

Non-Votes

  

Alan L. Boeckmann

     221,027,286       99.78 %      486,356       0.22 %      339,016       22,284,602  

Kathleen L. Brown

     220,832,180       99.68 %      715,218       0.32 %      305,260       22,284,602  

Andrés Conesa

     220,908,098       99.74 %      577,764       0.26 %      366,796       22,284,602  

Maria Contreras-Sweet

     221,002,321       99.75 %      543,322       0.25 %      307,015       22,284,602  

Pablo A. Ferrero

     221,009,501       99.78 %      494,734       0.22 %      348,423       22,284,602  

William D. Jones

    
 216,265,481
  
     97.62 %      5,270,807       2.38 %      316,370       22,284,602  

Jeffrey W. Martin

     211,364,313       95.72 %      9,452,737       4.28 %      1,035,608       22,284,602  

Michael N. Mears

     220,679,116       99.63 %      817,112       0.37 %      356,430       22,284,602  

William C. Rusnack

     214,897,085       97.00 %      6,642,070       3.00 %      313,503       22,284,602  

Lynn Schenk

     219,687,594       99.16 %      1,869,351       0.84 %      295,713       22,284,602  

Jack T. Taylor

     220,939,463       99.73 %      609,055       0.27 %      304,140       22,284,602  

Cynthia L. Walker

     220,968,996       99.73 %      594,446       0.27 %      289,216       22,284,602  

James C. Yardley

     221,073,521       99.80 %      432,647       0.20 %      346,490       22,284,602  

Proposal 2: Ratification of Independent Registered Public Accounting Firm

 

     Votes     % of Votes Cast  

Votes For

     237,656,411       97.50 % 

Votes Against

     6,103,792       2.50 % 

Abstentions

     377,057       —  

Proposal 3: Advisory Approval of our Executive Compensation

 

     Votes         % of Votes Cast          

Votes For

     211,337,925       95.62 % 

Votes Against

     9,675,994       4.38 % 

Abstentions

     838,739       —    

Broker Non-Votes

     22,284,602       —    

Proposal 4: Approval of our 2019 Long-Term Incentive Plan

 

     Votes         % of Votes Cast          

Votes For

     210,814,158       95.38 % 

Votes Against

     10,213,159       4.62 % 

Abstentions

     825,341       —    

Broker Non-Votes

     22,284,602       —    

Proposal 5: Shareholder Proposal Requiring an Independent Board Chairman

 

     Votes         % of Votes Cast          

Votes For

     94,518,242       42.76 % 

Votes Against

     126,505,187       57.24 % 

Abstentions

     829,229       —    

Broker Non-Votes

     22,284,602       —    

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

  

SEMPRA ENERGY,

  

(Registrant)

Date: May 13, 2019   

By: /s/ Peter R. Wall

  

Peter R. Wall

Vice President, Controller and Chief Accounting Officer