0001415889-16-005219.txt : 20160322 0001415889-16-005219.hdr.sgml : 20160322 20160322164112 ACCESSION NUMBER: 0001415889-16-005219 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160321 FILED AS OF DATE: 20160322 DATE AS OF CHANGE: 20160322 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Echo Therapeutics, Inc. CENTRAL INDEX KEY: 0001031927 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 411649949 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 99 WOOD AVENUE SOUTH STREET 2: SUITE 302 CITY: ISELIN STATE: NJ ZIP: 08830 BUSINESS PHONE: 732-549-0919 MAIL ADDRESS: STREET 1: 99 WOOD AVENUE SOUTH STREET 2: SUITE 302 CITY: ISELIN STATE: NJ ZIP: 08830 FORMER COMPANY: FORMER CONFORMED NAME: SONTRA MEDICAL CORP DATE OF NAME CHANGE: 20020702 FORMER COMPANY: FORMER CONFORMED NAME: CHOICETEL COMMUNICATIONS INC/MN/ DATE OF NAME CHANGE: 20020701 FORMER COMPANY: FORMER CONFORMED NAME: SONTRA MEDICAL CORP DATE OF NAME CHANGE: 20020701 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GOLDBERG SHEPARD M CENTRAL INDEX KEY: 0001238706 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-35218 FILM NUMBER: 161521457 MAIL ADDRESS: STREET 1: 765 OLD SAW MILL RIVER RD CITY: TARRYTOWN STATE: NY ZIP: 10591 4/A 1 form4a-03222016_010304.xml X0306 4/A 2016-03-21 2016-03-03 0001031927 Echo Therapeutics, Inc. ECTE 0001238706 GOLDBERG SHEPARD M C/O ECHO THERAPEUTICS, INC. 99 WOOD AVENUE SOUTH, STE 302 ISELIN NJ 08830 true false false false Options (Right to Buy) 2 2016-03-21 4 A 0 150000 A 2026-03-21 Common Stock 150000 18750 D On March 21, 2016, the compensation committee, with consent of holder, amended the terms of the option to increase the exercise price and extend the vesting period. As amended, 12.5% of the options vest immediately and 12.5% vest on each of April 1, 2016, July 1,2016, October 1, 2016, January 1, 2017, April 1, 2017, July 1, 2017, and October 1, 2017. Granted pursuant to the Echo Therapeutics, Inc. 2008 Equity Compensation Plan. /s/ Shepard Goldberg 2016-03-22