0001415889-16-004934.txt : 20160303 0001415889-16-004934.hdr.sgml : 20160303 20160303143526 ACCESSION NUMBER: 0001415889-16-004934 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160301 FILED AS OF DATE: 20160303 DATE AS OF CHANGE: 20160303 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Echo Therapeutics, Inc. CENTRAL INDEX KEY: 0001031927 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 411649949 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 99 WOOD AVENUE SOUTH STREET 2: SUITE 302 CITY: ISELIN STATE: NJ ZIP: 08830 BUSINESS PHONE: 732-549-0919 MAIL ADDRESS: STREET 1: 99 WOOD AVENUE SOUTH STREET 2: SUITE 302 CITY: ISELIN STATE: NJ ZIP: 08830 FORMER COMPANY: FORMER CONFORMED NAME: SONTRA MEDICAL CORP DATE OF NAME CHANGE: 20020702 FORMER COMPANY: FORMER CONFORMED NAME: CHOICETEL COMMUNICATIONS INC/MN/ DATE OF NAME CHANGE: 20020701 FORMER COMPANY: FORMER CONFORMED NAME: SONTRA MEDICAL CORP DATE OF NAME CHANGE: 20020701 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHOENBART ALAN WAYNE CENTRAL INDEX KEY: 0001313629 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35218 FILM NUMBER: 161480615 MAIL ADDRESS: STREET 1: 8 PENN CENTER STREET 2: 1628 JFK BLVD, STE 300 CITY: PHILADELPHIA STATE: PA ZIP: 19103 4 1 form4-03032016_110317.xml X0306 4 2016-03-01 0001031927 Echo Therapeutics, Inc. ECTE 0001313629 SCHOENBART ALAN WAYNE C/O ECHO THERAPEUTICS 99 WOOD AVENUE SOUTH, SUITE 302 ISELIN NJ 08830 false true false false CFO AND SECRETARY Common Stock 2016-03-01 4 A 0 100000 0 A 102500 D Options (Right to Buy) 1.12 2016-03-01 4 A 0 150000 0 A 2026-03-01 Common Stock 150000 50000 D Restricted shares granted pursuant to 2008 Equity Compensation Plan which vests on the 18-month anniversary of the date of grant. 1/3 vest immediately, 1/3 vest on the first anniversary of the grant date, and 1/3 vest on the second anniversary of the grant date. Granted Pursuant to the Echo Therapeutics, Inc. 2008 Equity Compensation Plan. /s/ Alan W. Schoenbart 2016-03-03