0001415889-15-000112.txt : 20150112 0001415889-15-000112.hdr.sgml : 20150112 20150112214311 ACCESSION NUMBER: 0001415889-15-000112 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150107 FILED AS OF DATE: 20150112 DATE AS OF CHANGE: 20150112 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Echo Therapeutics, Inc. CENTRAL INDEX KEY: 0001031927 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 411649949 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 8 PENN CENTER STREET 2: 1628 JFK BLVD, SUITE 300 CITY: PHILADELPHIA STATE: PA ZIP: 19103 BUSINESS PHONE: 215-717-4100 MAIL ADDRESS: STREET 1: 8 PENN CENTER STREET 2: 1628 JFK BLVD, SUITE 300 CITY: PHILADELPHIA STATE: PA ZIP: 19103 FORMER COMPANY: FORMER CONFORMED NAME: SONTRA MEDICAL CORP DATE OF NAME CHANGE: 20020702 FORMER COMPANY: FORMER CONFORMED NAME: CHOICETEL COMMUNICATIONS INC/MN/ DATE OF NAME CHANGE: 20020701 FORMER COMPANY: FORMER CONFORMED NAME: SONTRA MEDICAL CORP DATE OF NAME CHANGE: 20020701 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GOLDBERG SHEPARD M CENTRAL INDEX KEY: 0001238706 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35218 FILM NUMBER: 15523152 MAIL ADDRESS: STREET 1: 765 OLD SAW MILL RIVER RD CITY: TARRYTOWN STATE: NY ZIP: 10591 4 1 form4-01122015_060103.xml X0306 4 2015-01-07 0001031927 Echo Therapeutics, Inc. ECTE 0001238706 GOLDBERG SHEPARD M C/O ECHO THERAPEUTICS, INC. 1628 JFK BLVD, SUITE 300 PHILADELPHIA PA 19103 true false false false Stock Option 1.62 2015-01-07 4 A 0 150000 1.62 A 2025-01-07 Common Stock 150000 150000 D 25% of the options vest immediately and 25% vest at the beginning of each quarter. These options shall become exercisable after the average closing price per share of the Company's common stock for the ten (10) days prior to exercise, equals or exceeds $7.50 per share. /s/ Shepard Goldberg 2015-01-08