0001415889-14-000029.txt : 20140103 0001415889-14-000029.hdr.sgml : 20140103 20140103163015 ACCESSION NUMBER: 0001415889-14-000029 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131218 FILED AS OF DATE: 20140103 DATE AS OF CHANGE: 20140103 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Echo Therapeutics, Inc. CENTRAL INDEX KEY: 0001031927 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 411649949 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 8 PENN CENTER STREET 2: 1628 JFK BLVD, SUITE 300 CITY: PHILADELPHIA STATE: PA ZIP: 19103 BUSINESS PHONE: 215-717-4100 MAIL ADDRESS: STREET 1: 8 PENN CENTER STREET 2: 1628 JFK BLVD, SUITE 300 CITY: PHILADELPHIA STATE: PA ZIP: 19103 FORMER COMPANY: FORMER CONFORMED NAME: SONTRA MEDICAL CORP DATE OF NAME CHANGE: 20020702 FORMER COMPANY: FORMER CONFORMED NAME: CHOICETEL COMMUNICATIONS INC/MN/ DATE OF NAME CHANGE: 20020701 FORMER COMPANY: FORMER CONFORMED NAME: SONTRA MEDICAL CORP DATE OF NAME CHANGE: 20020701 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH JAMES FRANCIS CENTRAL INDEX KEY: 0001278350 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35218 FILM NUMBER: 14506182 MAIL ADDRESS: STREET 1: 80 SW 8TH ST CITY: MIAMI STATE: FL ZIP: 33130 4 1 form4-01032014_040107.xml X0306 4 2013-12-18 0001031927 Echo Therapeutics, Inc. ECTE 0001278350 SMITH JAMES FRANCIS 8 PENN CENTER 1628 JFK BLVD, SUITE 300 PHILADELPHIA PA 19103 true false false false Common Stock 2013-12-18 4 A 0 14500 0 A 22900 D Nonqualified Stock Option (right to buy) 2.98 2013-12-18 4 A 0 56000 0 A 2014-03-18 2023-12-18 Common Stock 56000 60500 D 50% of the shares vest upon the Company's submission of the Symphony CGM System technical file to the notified body and the remaining 50% of the shares vest on December 18, 2014. 25% of the options vest on each of March 18, 2014, June 18, 2014, September 18, 2014 and December 18, 2014. /s/ Kimberly A. Burke, Attorney-in-Fact 2014-01-03