-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TgPxfQhsv38zfAp2jYtR0PpwJ4tILQBdckLaku/4deYF76aEmccZ2hBWIqldcmcR A05XQBWpAW90fpMPOVRpEg== 0000950123-10-000394.txt : 20100105 0000950123-10-000394.hdr.sgml : 20100105 20100105160654 ACCESSION NUMBER: 0000950123-10-000394 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20091230 ITEM INFORMATION: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers ITEM INFORMATION: Other Events FILED AS OF DATE: 20100105 DATE AS OF CHANGE: 20100105 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Echo Therapeutics, Inc. CENTRAL INDEX KEY: 0001031927 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 411649949 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-23017 FILM NUMBER: 10506847 BUSINESS ADDRESS: STREET 1: 10 FORGE PARKWAY CITY: FRANKLIN STATE: MA ZIP: 02038 BUSINESS PHONE: 508 553-8850 MAIL ADDRESS: STREET 1: 10 FORGE PARKWAY CITY: FRANKLIN STATE: MA ZIP: 02038 FORMER COMPANY: FORMER CONFORMED NAME: SONTRA MEDICAL CORP DATE OF NAME CHANGE: 20020702 FORMER COMPANY: FORMER CONFORMED NAME: CHOICETEL COMMUNICATIONS INC/MN/ DATE OF NAME CHANGE: 20020701 FORMER COMPANY: FORMER CONFORMED NAME: SONTRA MEDICAL CORP DATE OF NAME CHANGE: 20020701 8-K 1 w76784e8vk.htm FORM 8-K e8vk
 
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
FORM 8-K
 
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of report (Date of earliest event reported): December 30, 2009
 
Echo Therapeutics, Inc.
(Exact name of Company as specified in its charter)
 
         
Delaware   000-23017   41-1649949
(State or other jurisdiction
of Incorporation)
  (Commission File Number)   (I.R.S. Employer
Identification No.)
     
10 Forge Parkway
Franklin, Massachusetts
 
02038
(Address of principal executive offices)   (Zip Code)
Company’s telephone number, including area code: (508) 553-8850
(Former name or former address, if changed since last report)
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the Company under any of the following provisions (see General Instruction A.2. below):
o      Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o      Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o      Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o      Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
 

 


 

Item 5.02. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
     On December 30, 2009, Robert S. Langer, Sc.D., a member of the Board of Directors of Echo Therapeutics, Inc. (the “Company”), resigned from his position as a Director as of December 31, 2009 in order to more actively participate in other business pursuits. Dr. Langer will continue to serve as Chairman of the Company’s Scientific Advisory Board.
Item 8.01. Other Events.
     On January 5, 2010, the Company issued a press release announcing the availability of a recording of a recent interview with Patrick Mooney, MD., the Company’s Chairman and Chief Executive Officer, conducted by Stockgoodies.com. A copy of the press release, which is incorporated herein by reference and includes instructions for accessing a recording of the interview, is attached to this Current Report on Form 8-K as Exhibit 99.1.

 


 

SIGNATURES
     Pursuant to the requirements of the Securities Exchange Act of 1934, the Company has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
         
  ECHO THERAPEUTICS, INC.
 
 
Dated: January 5, 2010  By:   /s/ Harry G. Mitchell    
    Harry G. Mitchell   
    Chief Operating Officer, Chief Financial Officer and Treasurer   
 

 


 

EXHIBIT INDEX
     
Exhibit No.   Description
 
   
99.1
  Press release dated January 5, 2010

 

EX-99.1 2 w76784exv99w1.htm EX-99.1 exv99w1
Exhibit 99.1
(ECHO THERAPEUTICS LOGO)
     
For More Information:
   
Patrick T. Mooney, M.D.
  Jeffrey Stanlis
Chairman and Chief Executive Officer
  Partner, Hayden IR
(508)-530-0329
  (602) 476-1821
Echo Therapeutics CEO Interviewed by Stockgoodies.com
Patrick Mooney Discusses Transformative Year, Development Progress and Growth Strategy
Franklin, MA — January 5, 2010 — Echo Therapeutics, Inc. (OTC BB: ECTE), a company developing its needle-free Symphony™ tCGM System as a non-invasive, wireless, transdermal continuous glucose monitoring (tCGM) system and its Prelude™ SkinPrep System for transdermal drug delivery, today announced the availability of a recent interview conducted with Chairman and Chief Executive Officer Patrick T. Mooney, M.D. Stockgoodies.com, a G6 Stocks community, will conduct the interview live at 8:30 a.m. ET on January 5 and will post the audio feed on its homepage at www.stockgoodies.com.
Dr. Mooney discussed the progress Echo Therapeutics has made in the past year, including a $15 million license agreement with Ferndale Pharma Group, Inc. for enhanced delivery of Ferndale’s topical lidocaine product, LMX4, in North America and the United Kingdom, and a license agreement with Handok Pharmaceuticals Co., Ltd. granting Handok a license to develop, market and sell Echo’s Symphony tCGM System for needle-free continuous glucose monitoring in South Korea. In addition, he discussed the positive clinical validation progress and the milestones expected during 2010.
“The entire Echo Therapeutics team is focused on achieving several key milestones during 2010 that will enable the company to begin generating revenue,” commented Dr. Mooney. “We believe the groundwork has been completed and we are poised for a transformative year in 2010. We believe the successful completion of a critical care study with a commercially ready Symphony system will enable us to receive FDA approval for Symphony. In addition, we anticipate the near-term filing of a 510k application with the FDA for our Prelude SkinPrep system following the completion of a clinical trial by Ferndale. These events give us confidence in the planned product launch in 2010. We are excited to have discussed this progress and our growth plans in this interview.”
About Echo Therapeutics
Echo is developing the Symphony tCGM System as a non-invasive, wireless, transdermal continuous glucose monitoring system for patients with diabetes and for use in hospital critical care units. Echo is also developing its needle-free Prelude SkinPrep System as a platform technology for enhanced skin permeation for transdermal drug delivery of a wide range of novel topical reformulations of widely-used, FDA-approved products.

 


 

Cautionary Statement Regarding Forward Looking Statements
The statements in this press release that are not historical facts may constitute forward-looking statements that are based on current expectations and are subject to risks and uncertainties that could cause actual future results to differ materially from those expressed or implied by such statements. Those risks and uncertainties include, but are not limited to, risks related to regulatory approvals and the success of Echo’s and its licensees’ ongoing studies, including the efficacy of Echo’s Symphony tCGM and Prelude SkinPrep Systems, the failure of future development and preliminary marketing efforts related to Echo’s Symphony tCGM and Prelude SkinPrep Systems, Echo’s ability to secure additional commercial partnering arrangements, risks and uncertainties relating to Echo’s ability to develop, market and sell diagnostic and transdermal drug delivery products based on its skin permeation platform technologies, including the Symphony tCGM and Prelude SkinPrep Systems, the availability of substantial additional equity or debt capital to support its research, development and product commercialization activities, and the success of its research, development, regulatory approval, marketing and distribution plans and strategies, including those plans and strategies related to its Symphony tCGM and Prelude SkinPrep Systems. These and other risks and uncertainties are identified and described in more detail in Echo’s filings with the Securities and Exchange Commission, including, without limitation, its annual report on Form 10-K for the year ended December 31, 2008, its quarterly reports on Form 10-Q, and its current reports on Form 8-K. Echo undertakes no obligation to publicly update or revise any forward-looking statements.
10 Forge Parkway
Franklin, MA 02038, USA
Tel: 1+ 877-476-6872
Fax: 1+ 508-553-8760
www.echotx.com
© 2002 — 2009 Echo Therapeutics, Inc. All rights reserved worldwide.
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