-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WVC/kJ/la4ZhHNkDM+QXia7gDJ+z7WaoSFJ+Vp3e1i3xO2YGGuE95sSnJJVEQDwl 3HZyrGE6jCJ0flJzPwj0xg== 0001012895-01-500004.txt : 20010123 0001012895-01-500004.hdr.sgml : 20010123 ACCESSION NUMBER: 0001012895-01-500004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20010109 FILED AS OF DATE: 20010110 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PPI CAPITAL GROUP INC CENTRAL INDEX KEY: 0001065191 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-HEALTH SERVICES [8000] IRS NUMBER: 870401453 STATE OF INCORPORATION: UT FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 000-25449 FILM NUMBER: 1505286 BUSINESS ADDRESS: STREET 1: 1661 LAKEVIEW CIRCLE CITY: OGDEN STATE: UT ZIP: 84403 BUSINESS PHONE: 8013993632 COMPANY DATA: COMPANY CONFORMED NAME: SCHARMANN MARK A CENTRAL INDEX KEY: 0001031893 STANDARD INDUSTRIAL CLASSIFICATION: [] OFFICER FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 4808 NORTH 22ND STREET STREET 2: CAPITAL TITLE GROUP INC CITY: PHOENIX STATE: AZ ZIP: 85016 BUSINESS PHONE: 6029540022 MAIL ADDRESS: STREET 2: 1661 LAKEVIEW CIRCLE CITY: OGDEN STATE: UT ZIP: 84403 4 1 f4ms.txt SCHARMANN FORM 4 1 U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP 1. Name and Address of Reporting Person: Mark A. Scharmann 1661 Lakeview Circle, Ogden, UT 84403 2. Issuer Name and Ticker or Trading Symbol: PPIK 3. IRS or Social Security Number of Reporting Person (Voluntary): 4. Statement for Month/Year: 01/01 5. If Amendment, Date of Original (Month/Year): 6. Relationship of Reporting Person(s) to Issuer (Check all Applicable) (X) Director (X) Officer, give title below (X) 10% Owner ( ) Other Title: President 7. Individual or Joint/Group Filing (Check Applicable Line) (X) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person TABLE I NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED 1. Title of Security: Common Stock 2. Transaction Date (Month/Day/Year): 03/09/00 3. Transaction Code: Code: (P) 4. Securities Acquired (A) or Disposed of (D): (A) Amount: 20,000 Price: $5,080 5. Amount of Securities Beneficially Owned at End of Month: 11,978,925 6. Ownership Form: Direct (D) or Indirect (I): (D)11,958,925 (I)20,000 7. Nature of Indirect Beneficial Ownership: Mark. A. Scharmann IRA TABLE II DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF OR BENEFICIALLY OWNED 1. Title of Derivative Security: 2. Conversion or Exercise Price of Derivative Security: 3. Transaction Date (Month/Day/Year): 4. Transaction Code: 5. Number of Derivative Securities Acquired (A) or Disposed of (D): 6. Date Exercisable and Expiration Date (Month/Day/Year): 7. Title and Amount of Underlying Securities: 8. Price of Derivative Security: 9. Number of Derivative Securities Beneficially Owned at End of Month: 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I): 11. Nature of Indirect Beneficial Ownership: Explanation of Responses: Signature of Reporting Person:/S/Mark A. Scharmann Date: 1/08/01 -----END PRIVACY-ENHANCED MESSAGE-----