SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
KLEIN WILLIAM

(Last) (First) (Middle)
2315 NORTH FIRST STREET

(Street)
SAN JOSE CA 95131

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
BEA SYSTEMS INC [ BEAS ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Financial Officer
3. Date of Earliest Transaction (Month/Day/Year)
02/25/2004
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 02/25/2004 M(1) 4,000 A $2.775 9,170 D
Common Stock 02/25/2004 S(1) 4,000 D $13.5698 5,170 D
Common Stock 02/25/2004 M(1) 4,000 A $2.775 9,170 D
Common Stock 02/25/2004 S(1) 4,000 D $13.634 5,170 D
Common Stock 02/25/2004 M(1) 4,100 A $2.775 9,270 D
Common Stock 02/25/2004 S(1) 4,100 D $13.5529 5,170 D
Common Stock 02/25/2004 M(1) 5,600 A $2.775 10,770 D
Common Stock 02/25/2004 S(1) 5,600 D $13.63 5,170 D
Common Stock 02/25/2004 M(1) 7,600 A $2.775 12,770 D
Common Stock 02/25/2004 S(1) 7,600 D $13.4842 5,170 D
Common Stock 02/25/2004 M(1) 8,250 A $2.775 13,420 D
Common Stock 02/25/2004 S(1) 8,250 D $13.61 5,170 D
Common Stock 02/25/2004 M(1) 10,200 A $2.775 15,370 D
Common Stock 02/25/2004 S(1) 10,200 D $13.64 5,170 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Non-Qualified Stock Option (right to buy) $2.775 02/25/2004 M(1) 150 07/26/2003 07/26/2012 Common Stock 150 $0 599,850 D
Non-Qualified Stock Option (right to buy) $2.775 02/25/2004 M(1) 300 07/26/2003 07/26/2012 Common Stock 300 $0 599,550 D
Non-Qualified Stock Option (right to buy) $2.775 02/25/2004 M(1) 400 07/26/2003 07/26/2012 Common Stock 400 $0 599,150 D
Non-Qualified Stock Option (right to buy) $2.775 02/25/2004 M(1) 600 07/26/2003 07/26/2012 Common Stock 600 $0 598,550 D
Non-Qualified Stock Option (right to buy) $2.775 02/25/2004 M(1) 800 07/26/2003 07/26/2012 Common Stock 800 $0 597,750 D
Non-Qualified Stock Option (right to buy) $2.775 02/25/2004 M(1) 1,000 07/26/2003 07/26/2012 Common Stock 1,000 $0 596,750 D
Non-Qualified Stock Option (right to buy) $2.775 02/25/2004 M(1) 1,300 07/26/2003 07/26/2012 Common Stock 1,300 $0 595,450 D
Non-Qualified Stock Option (right to buy) $2.775 02/25/2004 M(1) 1,300 07/26/2003 07/26/2012 Common Stock 1,300 $0 594,150 D
Non-Qualified Stock Option (right to buy) $2.775 02/25/2004 M(1) 1,300 07/26/2003 07/26/2012 Common Stock 1,300 $0 592,850 D
Non-Qualified Stock Option (right to buy) $2.775 02/25/2004 M(1) 1,400 07/26/2003 07/26/2012 Common Stock 1,400 $0 591,450 D
Non-Qualified Stock Option (right to buy) $2.775 02/25/2004 M(1) 1,400 07/26/2003 07/26/2012 Common Stock 1,400 $0 590,050 D
Non-Qualified Stock Option (right to buy) $2.775 02/25/2004 M(1) 1,400 07/26/2003 07/26/2012 Common Stock 1,400 $0 588,650 D
Non-Qualified Stock Option (right to buy) $2.775 02/25/2004 M(1) 1,400 07/26/2003 07/26/2012 Common Stock 1,400 $0 587,250 D
Non-Qualified Stock Option (right to buy) $2.775 02/25/2004 M(1) 1,400 07/26/2003 07/26/2012 Common Stock 1,400 $0 585,850 D
Non-Qualified Stock Option (right to buy) $2.775 02/25/2004 M(1) 1,600 07/26/2003 07/26/2012 Common Stock 1,600 $0 584,250 D
Non-Qualified Stock Option (right to buy) $2.775 02/25/2004 M(1) 2,000 07/26/2003 07/26/2012 Common Stock 2,000 $0 582,250 D
Non-Qualified Stock Option (right to buy) $2.775 02/25/2004 M(1) 2,100 07/26/2003 07/26/2012 Common Stock 2,100 $0 580,150 D
Non-Qualified Stock Option (right to buy) $2.775 02/25/2004 M(1) 2,100 07/26/2003 07/26/2012 Common Stock 2,100 $0 578,050 D
Non-Qualified Stock Option (right to buy) $2.775 02/25/2004 M(1) 2,100 07/26/2003 07/26/2012 Common Stock 2,100 $0 575,950 D
Non-Qualified Stock Option (right to buy) $2.775 02/25/2004 M(1) 2,100 07/26/2003 07/26/2012 Common Stock 2,100 $0 573,850 D
Non-Qualified Stock Option (right to buy) $2.775 02/25/2004 M(1) 2,100 07/26/2003 07/26/2012 Common Stock 2,100 $0 571,750 D
Non-Qualified Stock Option (right to buy) $2.775 02/25/2004 M(1) 2,100 07/26/2003 07/26/2012 Common Stock 2,100 $0 569,650 D
Non-Qualified Stock Option (right to buy) $2.775 02/25/2004 M(1) 2,500 07/26/2003 07/26/2012 Common Stock 2,500 $0 567,150 D
Non-Qualified Stock Option (right to buy) $2.775 02/25/2004 M(1) 2,800 07/26/2003 07/26/2012 Common Stock 2,800 $0 564,350 D
Non-Qualified Stock Option (right to buy) $2.775 02/25/2004 M(1) 2,800 07/26/2003 07/26/2012 Common Stock 2,800 $0 561,550 D
Non-Qualified Stock Option (right to buy) $2.775 02/25/2004 M(1) 3,400 07/26/2003 07/26/2012 Common Stock 3,400 $0 558,150 D
Non-Qualified Stock Option (right to buy) $2.775 02/25/2004 M(1) 3,500 07/26/2003 07/26/2012 Common Stock 3,500 $0 554,650 D
Non-Qualified Stock Option (right to buy) $2.775 02/25/2004 M(1) 3,500 07/26/2003 07/26/2012 Common Stock 3,500 $0 551,150 D
Non-Qualified Stock Option (right to buy) $2.775 02/25/2004 M(1) 3,500 07/26/2003 07/26/2012 Common Stock 3,500 $0 547,650 D
Non-Qualified Stock Option (right to buy) $2.775 02/25/2004 M(1) 3,900 07/26/2003 07/26/2012 Common Stock 3,900 $0 543,750 D
Explanation of Responses:
1. The sales set forth herein are made in connection with a selling plan previously entered into that is intended to comply with Rule 10(b)5-1(c).
William M. Klein 02/25/2004
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.