-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Em4Yq1l6vGFIw5FDpuei95g4uAItPfxXK5tOIuemKS58lPJNTFCYfoK7OAZ+A7p4 Y8XxhOyaj9v74uQJR3ZmJQ== 0001013816-08-000179.txt : 20080627 0001013816-08-000179.hdr.sgml : 20080627 20080627101647 ACCESSION NUMBER: 0001013816-08-000179 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080617 FILED AS OF DATE: 20080627 DATE AS OF CHANGE: 20080627 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PHARMATHENE, INC CENTRAL INDEX KEY: 0001326190 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 202726770 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE PARK PLACE, SUITE 450 CITY: ANNAPOLIS STATE: MD ZIP: 21401 BUSINESS PHONE: 410 269 2600 MAIL ADDRESS: STREET 1: ONE PARK PLACE, SUITE 450 CITY: ANNAPOLIS STATE: MD ZIP: 21401 FORMER COMPANY: FORMER CONFORMED NAME: HEALTHCARE ACQUISITION CORP DATE OF NAME CHANGE: 20050505 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHAFFER DERACE L CENTRAL INDEX KEY: 0001031735 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISC HEALTH & ALLIED SERVICES, NEC [8090] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32587 FILM NUMBER: 08920914 BUSINESS ADDRESS: STREET 1: 46 PRINCE ST CITY: ROCHESTER STATE: NY ZIP: 14607 BUSINESS PHONE: 631-870-5100 MAIL ADDRESS: STREET 1: C/O ALLION HEALTHCARE, INC. STREET 2: 1660 WALT WHITMAN ROAD, SUITE 105 CITY: MELVILLE STATE: NY ZIP: 11747 3 1 form3_062608ex.xml X0203 3 2008-06-17 0 0001326190 PHARMATHENE, INC PIP 0001031735 SCHAFFER DERACE L C/O PHARMATHENE, INC. ONE PARK PLACE, SUITE 450 ANNAPOLIS MD 21401 1 0 0 0 Common Stock 1122000 D Warrants 6.00 2007-08-03 2009-07-28 Common Stock 141960 D Options to Purchase 5.25 2017-10-09 Common Stock 20000 D Reporting person has granted option to purchase an aggregate of 430,836 shares to 5 entities, which may not be exercised until July 28, 2008. Of the options reported herein, 10,000 options vested on 10/09/2007 and 10,000 will vest on 10/09/2008. /s/ Derace L. Schaffer 2008-06-26 -----END PRIVACY-ENHANCED MESSAGE-----