-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KQ5BYgZ8Ngu2FkmS4RXeaQTrS35ZNKnRkUk/xb4TcGyfLN89l8Smuki5rzNMCHyX xV+L4wdGcPK8/kWWzBAnsw== 0001179110-05-014393.txt : 20050718 0001179110-05-014393.hdr.sgml : 20050718 20050718171440 ACCESSION NUMBER: 0001179110-05-014393 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050714 FILED AS OF DATE: 20050718 DATE AS OF CHANGE: 20050718 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NMT MEDICAL INC CENTRAL INDEX KEY: 0001017259 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 954090463 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 27 WORMWOOD STREET CITY: BOSTON STATE: MA ZIP: 02210 BUSINESS PHONE: 6177370930 MAIL ADDRESS: STREET 1: 27 WORMWOOD STREET CITY: BOSTON STATE: MA ZIP: 02210 FORMER COMPANY: FORMER CONFORMED NAME: NITINOL MEDICAL TECHNOLOGIES INC DATE OF NAME CHANGE: 19960619 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WHITNEY EQUITY PARTNERS LP CENTRAL INDEX KEY: 0001031538 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21001 FILM NUMBER: 05960011 BUSINESS ADDRESS: STREET 1: 177 BROAD STREET CITY: STAMFORD STATE: CT ZIP: 06901 BUSINESS PHONE: 2039731400 4 1 edgar.xml FORM 4 - X0202 4 2005-07-14 1 0001017259 NMT MEDICAL INC NMTI 0001031538 WHITNEY EQUITY PARTNERS LP 177 BROAD STREET 15TH FLOOR STAMFORD CT 06901 0 0 1 0 Common 2005-07-14 4 J 0 1829010 10.8620 D 0 D Common 2005-07-14 4 J 0 561207 10.90 D 0 I See Footnote 1. Common 113793 I See Footnote 2. Securities owned by Whitney Subordinated Debt Fund, L.P. ("Debt Fund"). Securities owned by J. H. Whitney & Co. ("JHW&Co."). Securities distributed to partners of the undersigned on a pro-rata basis in accordance with the Partnership Agreement. Securities distributed to partners of Debt Fund on a pro-rata basis in accordance with the Partnership Agreement. The undersigned may be deemed to be a member of a Section 13(d) "group" with Debt Fund and JHW&Co. The undersigned disclaims the existence of such a group and disclaims beneficial ownership of any shares owned by Debt Fund and JHW&Co. WHITNEY EQUITY PARTNERS, L.P., By: J. H. Whitney Equity Partners, L.L.C., General Partner, By: Daniel J. O'Brien, Managing Member 2005-07-18 -----END PRIVACY-ENHANCED MESSAGE-----