0001209191-21-046833.txt : 20210715
0001209191-21-046833.hdr.sgml : 20210715
20210715200154
ACCESSION NUMBER: 0001209191-21-046833
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210713
FILED AS OF DATE: 20210715
DATE AS OF CHANGE: 20210715
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SIEBEL THOMAS M
CENTRAL INDEX KEY: 0001031530
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39744
FILM NUMBER: 211093859
MAIL ADDRESS:
STREET 1: SIEBEL SYSTEMS INC
STREET 2: 2207 BRIDGEPOINTE PARKWAY
CITY: SAN MATEO
STATE: CA
ZIP: 94404
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: C3.ai, Inc.
CENTRAL INDEX KEY: 0001577526
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 263999357
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0430
BUSINESS ADDRESS:
STREET 1: 1300 SEAPORT BLVD
STREET 2: SUITE 500
CITY: REDWOOD CITY
STATE: CA
ZIP: 94063
BUSINESS PHONE: 650-503-2218
MAIL ADDRESS:
STREET 1: 1300 SEAPORT BLVD
STREET 2: SUITE 500
CITY: REDWOOD CITY
STATE: CA
ZIP: 94063
FORMER COMPANY:
FORMER CONFORMED NAME: C3 IoT, Inc.
DATE OF NAME CHANGE: 20180123
FORMER COMPANY:
FORMER CONFORMED NAME: C3, Inc.
DATE OF NAME CHANGE: 20130522
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-07-13
0
0001577526
C3.ai, Inc.
AI
0001031530
SIEBEL THOMAS M
C/O C3.AI, INC.
1300 SEAPORT BLVD, SUITE 500
REDWOOD CITY
CA
94603
1
1
1
0
Chief Executive Officer
Class A Common Stock
2021-07-13
4
S
0
132086
55.35
D
6426477
I
See Footnote
Class A Common Stock
2021-07-13
4
S
0
104017
56.50
D
6322460
I
See Footnote
Class A Common Stock
2021-07-13
4
S
0
3350
57.00
D
6319110
I
See Footnote
Class A Common Stock
2021-07-14
4
S
0
243626
51.73
D
6075484
I
See Footnote
Class A Common Stock
2021-07-14
4
S
0
101521
52.70
D
5973963
I
See Footnote
Class A Common Stock
2021-07-14
4
S
0
62176
53.83
D
5911787
I
See Footnote
Class A Common Stock
2021-07-14
4
S
0
16815
54.65
D
5894972
I
See Footnote
Class A Common Stock
2021-07-14
4
S
0
3700
55.57
D
5891272
I
See Footnote
Class A Common Stock
1756390
D
Class A Common Stock
9216
I
See Footnote
Class A Common Stock
170294
I
See Footnote
Class A Common Stock
72695
I
See Footnote
Class A Common Stock
1237115
I
See Footnote
Transaction pursuant to a previously established Rule 10b5-1 Plan.
Represents weighted average sales price. The shares were sold at prices ranging from $54.975 to $55.97. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee.
Represents weighted average sales price. The shares were sold at prices ranging from $55.975 to $56.95. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Represents weighted average sales price. The shares were sold at prices ranging from $56.98 to $57.02. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Represents weighted average sales price. The shares were sold at prices ranging from $51.25 to $52.24. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Represents weighted average sales price. The shares were sold at prices ranging from $52.25 to $53.2475. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Represents weighted average sales price. The shares were sold at prices ranging from $53.25 to $54.24. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Represents weighted average sales price. The shares were sold at prices ranging from $54.25 to $55.24. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Represents weighted average sales price. The shares were sold at prices ranging from $55.35 to $55.60. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
The shares are held by First Virtual Holdings, LLC, of which the Reporting Person is Chairman.
The shares are held by Siebel Asset Management, L.P., of which the Reporting Person is the general partner.
The shares are held by Siebel Asset Management III, L.P., of which the Reporting Person is the general partner.
The shares are held by The Siebel 2011 Irrevocable Children's Trust, of which the Reporting Person is co-trustee.
/s/ Brady Mickelsen, Attorney-in-Fact
2021-07-15