0001179110-13-016242.txt : 20131106 0001179110-13-016242.hdr.sgml : 20131106 20131106163424 ACCESSION NUMBER: 0001179110-13-016242 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131104 FILED AS OF DATE: 20131106 DATE AS OF CHANGE: 20131106 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VEECO INSTRUMENTS INC CENTRAL INDEX KEY: 0000103145 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559] IRS NUMBER: 112989601 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: TERMINAL DRIVE CITY: PLAINVIEW STATE: NY ZIP: 11803 BUSINESS PHONE: 516 677-0200 MAIL ADDRESS: STREET 1: TERMINAL DRIVE CITY: PLAINVIEW STATE: NY ZIP: 11803 FORMER COMPANY: FORMER CONFORMED NAME: VACUUM ELECTRONIC MANUFACTURING CORP DATE OF NAME CHANGE: 19700408 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Glass David D. CENTRAL INDEX KEY: 0001480615 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-16244 FILM NUMBER: 131196902 MAIL ADDRESS: STREET 1: C/O VEECO INSTRUMENTS INC. STREET 2: 1 TERMINAL DRIVE CITY: PLAINVIEW STATE: NY ZIP: 11803 4 1 edgar.xml FORM 4 - X0306 4 2013-11-04 0 0000103145 VEECO INSTRUMENTS INC VECO 0001480615 Glass David D. VEECO INSTRUMENTS INC. TERMINAL DRIVE PLAINVIEW NY 11803 0 1 0 0 EVP & CFO Common Stock 2013-11-04 4 M 0 667 0 A 35563 D Common Stock 2013-11-04 4 F 0 247 29.32 D 35316 D Restricted Stock Unit 0 2013-11-04 4 M 0 667 0 D common stock 667 0 D These shares were acquired pursuant to a restricted stock unit award granted on June 11, 2010 under the Veeco Instruments 2010 Stock Incentive Plan. Vesting of these shares was conditioned on the achievement of certain performance criteria. This criteria was met and, as a result, the restrictions on one-third of these awards lapsed on August 2, 2011 (the "Initial Vesting Date"). The restrictions on an additional one-third of these shares was scheduled to lapse on each of the first and second anniversaries of the Initial Vesting Date. The vesting of the award scheduled to vest in August 2013 was delayed until November 4, 2013 due to Veeco's accounting review and Veeco's inability to file its 2012 annual report on Form 10-K with the SEC until November 4, 2013. Represents securities surrendered to Veeco to satisfy tax withholding obligations due upon the vesting of restricted stock units. Gregory A. Robbins, Attorney-in-fact 2013-11-06