0001104659-16-123660.txt : 20160526 0001104659-16-123660.hdr.sgml : 20160526 20160526160543 ACCESSION NUMBER: 0001104659-16-123660 CONFORMED SUBMISSION TYPE: SD PUBLIC DOCUMENT COUNT: 2 13p-1 1.01 20151231 1.02 20151231 FILED AS OF DATE: 20160526 DATE AS OF CHANGE: 20160526 FILER: COMPANY DATA: COMPANY CONFORMED NAME: VEECO INSTRUMENTS INC CENTRAL INDEX KEY: 0000103145 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559] IRS NUMBER: 112989601 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SD SEC ACT: 1934 Act SEC FILE NUMBER: 000-16244 FILM NUMBER: 161678202 BUSINESS ADDRESS: STREET 1: TERMINAL DRIVE CITY: PLAINVIEW STATE: NY ZIP: 11803 BUSINESS PHONE: 516 677-0200 MAIL ADDRESS: STREET 1: TERMINAL DRIVE CITY: PLAINVIEW STATE: NY ZIP: 11803 FORMER COMPANY: FORMER CONFORMED NAME: VACUUM ELECTRONIC MANUFACTURING CORP DATE OF NAME CHANGE: 19700408 SD 1 a16-12162_1sd.htm SD

 

 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C.  20549

 


 

FORM SD

 


 

SPECIALIZED DISCLOSURE REPORT

 


 

VEECO INSTRUMENTS INC.

(Exact name of the registrant as specified in its charter)

 

Delaware

 

0-16244

 

11-2989601

(State of other jurisdiction of

 

(Commission

 

(IRS Employer

incorporation or organization)

 

File Number)

 

Identification No.)

 

Terminal Drive, Plainview, New York  11803

(Address of principal executive offices)  (Zip code)

 

Gregory A. Robbins    (516) 677-0200

(Name and telephone number, including area code, of the
person to contact in connection with this report.)

 

Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:

 

x                  Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2015.

 

 

 



 

Section 1 - Conflict Minerals Disclosure

 

Item 1.01 Conflict Minerals Disclosure and Report

 

Rule 13p-1 under the Securities Exchange Act of 1934 provides that a company must file this specialized disclosure report if it manufactures, or contracts to manufacture, products for which one or more conflict minerals are necessary to the functionality or production of the company’s products. Rule 13p-1 defines “conflict minerals” as (i) columbite-tantalite (or coltan), cassiterite, gold and wolframite, or their derivatives, which are currently limited to tantalum, tin and tungsten; or (ii) any other mineral or its derivatives determined by the U.S. Secretary of State to be financing conflict in the Democratic Republic of the Congo or an adjoining country.  As specified under Rule 13p-1, Veeco Instruments Inc. conducted in good faith a reasonable country of origin inquiry that we believe was reasonably designed to determine whether any of the necessary conflict minerals contained in our products manufactured in calendar year 2015 originated in the Democratic Republic of the Congo or an adjoining country, or were from recycled or scrap sources. Our Conflict Minerals Report, which discusses this inquiry and other information, is provided as an exhibit to this report and is also publicly available on our website at http://ir.veeco.com/financial-information/sec-filings.

 

Item 1.02 Exhibit

 

Our Conflict Minerals Report is attached as Exhibit 1.01 to this report.

 

Section 2 - Exhibits

 

Item 2.01:             Exhibits

 

Exhibit No.

 

Description

1.01

 

Conflict Minerals Report of Veeco Instruments Inc.

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

VEECO INSTRUMENTS INC.

 

 

May 25, 2016

By:

/s/ Gregory A. Robbins

 

 

Gregory A. Robbins

 

 

Senior Vice President and General Counsel

 

EXHIBIT INDEX

 

Exhibit No.

 

Description

1.01

 

Conflict Minerals Report of Veeco Instruments Inc.

 

2


EX-1.01 2 a16-12162_1ex1d01.htm EX-1.01

EXHIBIT 1.01

 

VEECO INSTRUMENTS INC.

CONFLICT MINERALS REPORT

FOR YEAR ENDED DECEMBER 31, 2015

 

This Conflict Minerals Report (this “Report”) of Veeco Instruments Inc., including its subsidiaries (collectively, “Veeco” or “we” or “our”) has been prepared pursuant to Rule 13p-1 and Form SD promulgated under the Securities Exchange Act of 1934 for the reporting period January 1, 2015 through December 31, 2015 (the “Reporting Period”).

 

Rule 13p-1, through Form SD, requires the disclosure of certain information if a company manufactures or contracts to manufacture products for which certain “Conflict Minerals” (as defined below) are necessary to the functionality or production of such products. Form SD defines “Conflict Minerals” as: (i) columbite-tantalite (or coltan), cassiterite, gold and wolframite, or their derivatives, which are currently limited to tantalum, tin and tungsten; or (ii) any other mineral or its derivatives determined by the U.S. Secretary of State to be financing conflict in the Democratic Republic of the Congo or an adjoining country (collectively, the “Covered Countries”). Veeco’s operations, including the operations of its consolidated subsidiaries, may at times manufacture, or contract to manufacture, products for which Conflict Minerals are necessary to the functionality or production of those products (collectively, its “products” and, individually, a “product”). As required by Form SD, Veeco has conducted a good faith reasonable country of origin inquiry regarding the Conflict Minerals included in its products during the Reporting Period, which are referred to in this Report as the “Covered Minerals,” to determine whether any of such Covered Minerals originated in the Covered Countries and/or whether any of such Covered Minerals may be from recycled or scrap sources. Where applicable, Veeco has conducted additional due diligence regarding the sources of the Covered Minerals. The results of Veeco’s reasonable country of origin inquiry regarding the Covered Minerals, as well as its additional due diligence regarding the sources of the Covered Minerals, are contained in this Report.

 

I.                                        Reasonable Country of Origin Inquiry (“RCOI”)

 

Prior to initiating our RCOI, we retained a regulatory compliance information management company to assist in structuring the process and administering data collection. Our inquiry began with a review of all of our suppliers.  We focused our RCOI on the relevant suppliers that, due to the nature of their business, utilize Covered Minerals.  We provided these suppliers with a questionnaire based on the Electronic Industry Citizenship Coalition-Global e-Sustainability Initiative Conflict Minerals Common Reporting Template (the “EICC-GeSI Template”). The EICC-GeSI Template is regarded as the most commonly accepted reporting tool for conflict minerals content and sourcing information worldwide and was developed by several of the world’s leading consumer electronics companies.  The questionnaire asked the suppliers, among other things, to disclose the origin of any Covered Minerals used in their manufacturing processes and to identify the Covered Minerals processing facilities within their supply chain.  We also asked them, if accurate, to represent that their Covered Minerals did not originate from a Covered Country.  We reviewed questionnaires received for completeness and consistency of answers.  Many of our suppliers’ responses were at a supply chain level higher than the products we procure and therefore it is possible that the information they provided includes smelters/refiners whose Covered Minerals are not utilized in our products.  Certain surveyed suppliers reported that the Covered Minerals identified in their supply chain originated from recycled or scrap sources and thus did not require further due diligence.

 

Our RCOI process was reasonably designed and performed in good faith, but there are inherent limitations in the information provided to us by third parties, including the possibility of information being inaccurate, incomplete or falsified despite our efforts to validate and confirm the information.

 

II.                                   Design of Due Diligence Framework

 

Our due diligence approach was designed to conform in all material respects with the OECD Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas: Second Edition (“OECD Guidance”).  The OECD Guidance is an internationally-recognized due diligence framework consisting of a multi-step, risk-based process, certain aspects of which differ depending in part on the position of a company in the supply chain. Veeco is a “downstream” company, which refers to supply chain participants from the smelter to the retailer, in contrast to those “upstream,” that is, from the mine to the smelter. Key elements of Veeco’s due diligence approach are described below.

 

1



 

III.                              Due Diligence Measures Undertaken

 

Veeco’s due diligence measures performed include, but are not limited to, the following:

 

·                                                                  Reporting to senior management on suppliers’ responses to our conflict minerals information requests, including updates on monitoring and tracking corrective action and risk mitigation efforts (where applicable);

 

·                                                                  Communicating our policy on Conflict Minerals to suppliers and our commitments and requirements expected of our suppliers, supported by email and phone dialogues. A copy of our policy is publicly available at http://ir.veeco.com/corporate-governance/overview;

 

·                                                                  Using a third party service, comparing smelters and refiners identified by suppliers to (i) the Conflict Minerals Reporting Template (the “Template”) developed by the Conflict-Free Sourcing Initiative (“CFSI”) which lists validated conflict free and verified facilities and (ii) the US Department of Commerce list of all known conflict mineral processing facilities worldwide;

 

·                                                                  Conducting our own supplemental research on smelters and refiners identified by our suppliers; and

 

·                                                                  Developing a risk mitigation plan that allows for continued trade with a supplier during the supplier’s risk mitigation efforts.

 

IV.                               Product Description

 

The products subject to this Report are Veeco process equipment and services (including spare parts) primarily sold to make electronic devices including light emitting diodes, power electronics, wireless devices, hard disk drives and semiconductors and include Metal Organic Chemical Vapor Deposition Systems, Gas and Vapor Delivery Control Systems, Molecular Beam Epitaxy Systems, Fast Array Scanning Atomic Layer Deposition Systems, Precision Surface Processing Systems, Ion Beam Deposition Systems, Ion Beam Etch Systems and Precision Lapping, Slicing and Dicing Systems.

 

V.                                    Product Determination

 

Based on the information obtained pursuant to the due diligence process (as described above), Veeco does not have sufficient information at this time to determine whether all of our products are conflict free.  However, the suppliers who responded to our questionnaire gave no indication that the Covered Minerals they source directly or indirectly financed or benefitted armed groups in the Covered Countries.  Due to the manner in which our suppliers disclosed country of origin information, we do not believe that all of the countries of origin named by our suppliers are actually in our supply chain.

 

VI.                               Smelter / Refiner and Country of Origin

 

Based solely on information that was provided by our suppliers (as described above), some of which was on an entity level basis without specification as to the specific Covered Minerals Veeco purchased, and without independent verification, Veeco identified the following smelters/refiners used by Veeco suppliers that have (i) achieved Conflict Free designation by the CFSI (the “Conflict Free Designated Smelters and Refiners”) or (ii) an audit program recognized by CFSI or are actively in the process of obtaining the designations, or for which we independently obtained country of origin information (the “In Process Smelters and Refiners”):

 

Conflict Free Designated Smelters and Refiners

 

 

Aida Chemical Industries Co., Ltd.

 

GOLD

Allgemeine Gold-und Silberscheideanstalt A.G.

 

GOLD

AngloGold Ashanti Córrego do Sítio Mineração

 

GOLD

Argor-Heraeus SA

 

GOLD

Asahi Pretec Corporation

 

GOLD

Asahi Refining Canada Limited

 

GOLD

Asahi Refining USA Inc.

 

GOLD

Asaka Riken Co., Ltd.

 

GOLD

 

2



 

Aurubis AG

 

GOLD

Bangko Sentral ng Pilipinas (Central Bank of the Philippines)

 

GOLD

Boliden AB

 

GOLD

C. Hafner GmbH + Co. KG

 

GOLD

CCR Refinery - Glencore Canada Corporation

 

GOLD

Chimet S.p.A.

 

GOLD

DODUCO GmbH

 

GOLD

Dowa

 

GOLD

Eco-System Recycling Co., Ltd.

 

GOLD

Elemetal Refining, LLC

 

GOLD

Heimerle + Meule GmbH

 

GOLD

Heraeus Ltd. Hong Kong

 

GOLD

Heraeus Precious Metals GmbH & Co. KG

 

GOLD

Inner Mongolia Qiankun Gold and Silver Refinery Share Company Limited

 

GOLD

Ishifuku Metal Industry Co., Ltd.

 

GOLD

Istanbul Gold Refinery

 

GOLD

Japan Mint

 

GOLD

Jiangxi Copper Company Limited

 

GOLD

JSC Ekaterinburg Non-Ferrous Metal Processing Plant

 

GOLD

JSC Uralelectromed

 

GOLD

JX Nippon Mining & Metals Co., Ltd.

 

GOLD

Kazzinc

 

GOLD

Kennecott Utah Copper LLC

 

GOLD

Kojima Chemicals Co., Ltd.

 

GOLD

Kyrgyzaltyn JSC

 

GOLD

LS-NIKKO Copper Inc.

 

GOLD

Materion

 

GOLD

Matsuda Sangyo Co., Ltd.

 

GOLD

Metalor Technologies (Hong Kong) Ltd.

 

GOLD

Metalor Technologies (Singapore) Pte., Ltd.

 

GOLD

Metalor Technologies SA

 

GOLD

Metalor USA Refining Corporation

 

GOLD

Mitsubishi Materials Corporation

 

GOLD

Mitsui Mining & Smelting

 

GOLD

Moscow Special Alloys Processing Plant

 

GOLD

Nihon Material Co., Ltd.

 

GOLD

Ohura Precious Metal Industry Co., Ltd.

 

GOLD

OJSC “The Gulidov Krasnoyarsk Non-Ferrous Metals Plant” (OJSC Krastsvetmet)

 

GOLD

OJSC Novosibirsk Refinery

 

GOLD

PAMP SA

 

GOLD

Prioksky Plant of Non-Ferrous Metals

 

GOLD

PT Aneka Tambang (Persero) Tbk

 

GOLD

Rand Refinery (Pty) Ltd.

 

GOLD

Royal Canadian Mint

 

GOLD

 

3



 

Shandong Zhaojin Gold & Silver Refinery Co., Ltd.

 

GOLD

SOE Shyolkovsky Factory of Secondary Precious Metals

 

GOLD

Solar Applied Materials Technology Corp.

 

GOLD

Sumitomo Metal Mining Co., Ltd.

 

GOLD

T.C.A S.p.A

 

GOLD

Tanaka Kikinzoku Kogyo K.K.

 

GOLD

The Great Wall Gold and Silver Refinery of China

 

GOLD

The Refinery of Shandong Gold Mining Co., Ltd.

 

GOLD

Tokuriki Honten Co., Ltd.

 

GOLD

Umicore Brasil Ltda.

 

GOLD

Umicore Precious Metals Thailand

 

GOLD

Umicore SA Business Unit Precious Metals Refining

 

GOLD

United Precious Metal Refining, Inc.

 

GOLD

Valcambi SA

 

GOLD

Western Australian Mint trading as The Perth Mint

 

GOLD

Yamamoto Precious Metal Co., Ltd.

 

GOLD

Yokohama Metal Co., Ltd.

 

GOLD

Zhongyuan Gold Smelter of Zhongjin Gold Corporation

 

GOLD

Zijin Mining Group Co., Ltd. Gold Refinery

 

GOLD

Changsha South Tantalum Niobium Co., Ltd.

 

TANTALUM

Duoluoshan

 

TANTALUM

Exotech Inc.

 

TANTALUM

F&X Electro-Materials Ltd.

 

TANTALUM

Global Advanced Metals

 

TANTALUM

Guangdong Zhiyuan New Material Co., Ltd.

 

TANTALUM

H.C. Starck Co., Ltd.

 

TANTALUM

H.C. Starck Ltd.

 

TANTALUM

H.C. Starck Smelting GmbH & Co.KG

 

TANTALUM

Hi-Temp Specialty Metals, Inc.

 

TANTALUM

JiuJiang JinXin Nonferrous Metals Co., Ltd.

 

TANTALUM

Jiujiang Tanbre Co., Ltd.

 

TANTALUM

KEMET Blue Metals

 

TANTALUM

King-Tan Tantalum Industry Ltd.

 

TANTALUM

Metallurgical Products India Pvt., Ltd.

 

TANTALUM

Mitsui Mining & Smelting

 

TANTALUM

Ningxia Orient Tantalum Industry Co., Ltd.

 

TANTALUM

RFH Tantalum Smeltry Co., Ltd.

 

TANTALUM

Telex Metals

 

TANTALUM

Ulba Metallurgical Plant JSC

 

TANTALUM

Yichun Jin Yang Rare Metal Co., Ltd.

 

TANTALUM

Zhuzhou Cemented Carbide

 

TANTALUM

Alpha

 

TIN

China Tin Group Co., Ltd.

 

TIN

Cooperativa Metalurgica de Rondônia Ltda.

 

TIN

 

4



 

CV Ayi Jaya

 

TIN

CV Serumpun Sebalai

 

TIN

CV United Smelting

 

TIN

Dowa

 

TIN

EM Vinto

 

TIN

Fenix Metals

 

TIN

Gejiu Non-Ferrous Metal Processing Co., Ltd.

 

TIN

Jiangxi Ketai Advanced Material Co., Ltd.

 

TIN

Magnu’s Minerais Metais e Ligas Ltda.

 

TIN

Malaysia Smelting Corporation (MSC)

 

TIN

Melt Metais e Ligas S/A

 

TIN

Minsur

 

TIN

Mitsubishi Materials Corporation

 

TIN

O.M. Manufacturing (Thailand) Co., Ltd.

 

TIN

O.M. Manufacturing Philippines, Inc.

 

TIN

Operaciones Metalurgical S.A.

 

TIN

PT Aries Kencana Sejahtera

 

TIN

PT Artha Cipta Langgeng

 

TIN

PT ATD Makmur Mandiri Jaya

 

TIN

PT Babel Inti Perkasa

 

TIN

PT Bangka Tin Industry

 

TIN

PT Belitung Industri Sejahtera

 

TIN

PT BilliTin Makmur Lestari

 

TIN

PT Bukit Timah

 

TIN

PT DS Jaya Abadi

 

TIN

PT Eunindo Usaha Mandiri

 

TIN

PT Justindo

 

TIN

PT Mitra Stania Prima

 

TIN

PT Prima Timah Utama

 

TIN

PT Refined Bangka Tin

 

TIN

PT Sariwiguna Binasentosa

 

TIN

PT Stanindo Inti Perkasa

 

TIN

PT Sumber Jaya Indah

 

TIN

PT Timah (Persero) Tbk Kundur

 

TIN

PT Timah (Persero) Tbk Mentok

 

TIN

PT WAHANA PERKIT JAYA

 

TIN

Rui Da Hung

 

TIN

Soft Metais Ltda.

 

TIN

Thaisarco

 

TIN

Umicore SA Business Unit Precious Metals Refining

 

TIN

White Solder Metalurgia e Mineração Ltda.

 

TIN

Yunnan Tin Group (Holding) Company Limited

 

TIN

A.L.M.T. TUNGSTEN Corp.

 

TUNGSTEN

Chenzhou Diamond Tungsten Products Co., Ltd.

 

TUNGSTEN

 

5



 

Chongyi Zhangyuan Tungsten Co., Ltd.

 

TUNGSTEN

Fujian Jinxin Tungsten Co., Ltd.

 

TUNGSTEN

Ganzhou Huaxing Tungsten Products Co., Ltd.

 

TUNGSTEN

Ganzhou Jiangwu Ferrotungsten Co., Ltd.

 

TUNGSTEN

Ganzhou Seadragon W & Mo Co., Ltd.

 

TUNGSTEN

Global Tungsten & Powders Corp.

 

TUNGSTEN

Guangdong Xianglu Tungsten Co., Ltd.

 

TUNGSTEN

H.C. Starck GmbH

 

TUNGSTEN

H.C. Starck Smelting GmbH & Co.KG

 

TUNGSTEN

Hunan Chenzhou Mining Co., Ltd.

 

TUNGSTEN

Hunan Chunchang Nonferrous Metals Co., Ltd.

 

TUNGSTEN

Japan New Metals Co., Ltd.

 

TUNGSTEN

Jiangxi Gan Bei Tungsten Co., Ltd.

 

TUNGSTEN

Kennametal Huntsville

 

TUNGSTEN

Malipo Haiyu Tungsten Co., Ltd.

 

TUNGSTEN

Niagara Refining LLC

 

TUNGSTEN

Tejing (Vietnam) Tungsten Co., Ltd.

 

TUNGSTEN

Vietnam Youngsun Tungsten Industry Co., Ltd.

 

TUNGSTEN

Xiamen Tungsten Co., Ltd.

 

TUNGSTEN

Xinhai Rendan Shaoguan Tungsten Co., Ltd.

 

TUNGSTEN

 

 

 

In Process Smelters and Refiners

 

 

Advanced Chemical Company

 

GOLD

Almalyk Mining and Metallurgical Complex (AMMC)

 

GOLD

Atasay Kuyumculuk Sanayi Ve Ticaret A.S.

 

GOLD

Bauer Walser AG

 

GOLD

Caridad

 

GOLD

Chugai Mining

 

GOLD

Codelco

 

GOLD

Daejin Indus Co., Ltd.

 

GOLD

DaeryongENC

 

GOLD

Daye Non-Ferrous Metals Mining Ltd.

 

GOLD

DSC (Do Sung Corporation)

 

GOLD

ESG Edelmetall-Service GmbH & Co. KG

 

GOLD

Faggi Enrico S.p.A.

 

GOLD

Geib Refining Corporation

 

GOLD

Guangdong Jinding Gold Limited

 

GOLD

Hunan Chenzhou Mining Co., Ltd.

 

GOLD

Jinlong Copper Co., Ltd.

 

GOLD

KGHM Polska Miedź Spółka Akcyjna

 

GOLD

Korea Metal Co. Ltd

 

GOLD

L’ azurde Company For Jewelry

 

GOLD

Lingbao Gold Company Ltd.

 

GOLD

Lingbao Jinyuan Tonghui Refinery Co. Ltd.

 

GOLD

 

6



 

Luo yang Zijin Yinhui Metal Smelt Co Ltd

 

GOLD

Metahub Industries Sdn. Bhd.

 

GOLD

Metalor Technologies (Suzhou) Co Ltd

 

GOLD

Navoi Mining and Metallurgical Combinat

 

GOLD

OJSC Kolyma Refinery

 

GOLD

Penglai Penggang Gold Industry Co Ltd

 

GOLD

SAAMP

 

GOLD

Sabin Metal Corp.

 

GOLD

Samduck Precious Metals

 

GOLD

SAMWON METALS Corp.

 

GOLD

So Accurate Group, Inc.

 

GOLD

Super Dragon Technology Co., Ltd.

 

GOLD

Torecom

 

GOLD

Yantai Guodasafina High-tech Environmental Refinery CO., Ltd.

 

GOLD

Yunnan Copper Industry Co Ltd

 

GOLD

E.S.R. Electronics

 

TANTALUM

JX Nippon Mining & Metals Co., Ltd.

 

TANTALUM

Chenzhou Yunxiang Mining and Metallurgy Company Limited

 

TIN

CNMC (Guangxi) PGMA Co. Ltd.

 

TIN

CV Tiga Sekawan

 

TIN

Gejiu Fengming Metalurgy Chemical Plant

 

TIN

Gejiu Kai Meng Industry and Trade LLC

 

TIN

Gejiu Zi-Li

 

TIN

Guanyang Guida Nonferrous Metal Smelting Plant

 

TIN

Huichang Jinshunda Tin Co. Ltd

 

TIN

Linwu Xianggui Smelter Co

 

TIN

Mineração Taboca S.A.

 

TIN

Nankang Nanshan Tin Co., Ltd.

 

TIN

Nghe Tinh Non-Ferrous Metals Joint Stock Company

 

TIN

Novosibirsk Integrated Tin Works

 

TIN

PT Alam Lestari Kencana

 

TIN

PT Bangka Kudai Tin

 

TIN

PT Bangka Timah Utama Sejahtera

 

TIN

PT Kijang Jaya Mandiri

 

TIN

PT Pelat Timah Nusantara Tbk

 

TIN

Resind Indústria e Comércio Ltda.

 

TIN

Sumitomo Metal Mining Co., Ltd.

 

TIN

Yunnan Chengfeng Non-ferrous Metals Co.,Ltd.

 

TIN

Dayu Weiliang Tungsten Co., Ltd.

 

TUNGSTEN

Ganzhou Non-ferrous Metals Smelting Co., Ltd.

 

TUNGSTEN

Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji

 

TUNGSTEN

Jiangwu H.C. Starck Tungsten Products Co., Ltd.

 

TUNGSTEN

Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.

 

TUNGSTEN

Jiangxi Xinsheng Tungsten Industry Co., Ltd.

 

TUNGSTEN

 

7



 

Jiangxi Yaosheng Tungsten Co., Ltd.

 

TUNGSTEN

Kennametal Fallon

 

TUNGSTEN

Pobedit, JSC

 

TUNGSTEN

 

Based solely on information that was provided by our suppliers (as described above), some of which was on an entity level basis without specification as to the specific Covered Minerals Veeco purchased, and without independent verification, Veeco believes that the countries of origin of the Covered Minerals for the above listed facilities include:

 

Angola, Argentina, Australia, Austria, Belarus, Belgium, Bolivia, Brazil, Burundi, Canada, Chile, China, DRC- Congo (Kinshasa), Estonia, Ethiopia, France, Germany, Ghana, Guinea, Guyana, Hong Kong, India, Indonesia, Italy, Japan, Jersey, Kazakhstan, Kyrgyzstan, Laos, Malaysia, Mali, Mexico, Mongolia, Morocco, Mozambique, Myanmar, Namibia, Netherlands, Niger, Nigeria, Papua New Guinea, Peru, Philippines, Poland, Portugal, Recycle/Scrap, Russia, Rwanda, Saudi Arabia, Sierra Leone, Singapore, South Africa, South Korea, Spain, Suriname, Sweden, Switzerland, Taiwan, Tajikistan, Tanzania, Thailand, Turkey, United Arab Emirates, United Kingdom, United States, Uzbekistan, Vietnam, Zambia,  and Zimbabwe.

 

Based solely on information that was provided by our suppliers (as described above), some of which was on an entity level basis without specification as to the specific Covered Minerals Veeco purchased, and without independent verification, Veeco identified the following validated smelters/refiners whose country of origin information is not available.  We continue to engage with our suppliers to determine the source of Covered Minerals processed at the following facilities and to engage in efforts to determine the mine or location of origin of the Covered Minerals used with greater specificity.

 

Baiyin Nonferrous Group Co.,Ltd.

 

GOLD

China Gold International Resources Corp. Ltd

 

GOLD

China National Gold Group Corporation

 

GOLD

Colt Refining

 

GOLD

Harmony Gold Mining Company Limited

 

GOLD

Heesung Metal Ltd

 

GOLD

Kanfort Industrial (H.K.) Limited

 

GOLD

Kunshan Jinli Chemical Industry Reagents Co Ltd.

 

GOLD

The Hutti Gold Mines Company Limited

 

GOLD

AMG Advanced Metallurgical Group

 

TANTALUM

Alpha Metals Korea Ltd.

 

TIN

Atlas Pacific

 

TIN

Ausmelt Limited

 

TIN

Brinkmann Chemie GmbH

 

TIN

H Kramer & Co.

 

TIN

Heesung Metal Ltd

 

TIN

Huanggang Tongding Metal Material Co., Ltd.

 

TIN

Jau Janq Enterprise Co., Ltd

 

TIN

Nathan Trotter

 

TIN

PT Koba Tin

 

TIN

Buffalo Tungsten

 

TUNGSTEN

China Minmetals

 

TUNGSTEN

Ganzhou Cobalt & Tungsten Co Ltd

 

TUNGSTEN

 

8



 

As Veeco’s engagement with the supply chain for its products evolves, the lists above may change to reflect improvements in the quality of information provided to Veeco.

 

VII.                          Independent Private Sector Audit

 

Not required for calendar year 2015.

 

9