-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AzM9hbZ8iAUaSZbrxTmgkOh8IJBnjxYNhGzgvYndxkvU745vFxic01OWx3qsrQW7 KYD3H6alm+mIjNrcjfrNzw== 0001047469-03-026975.txt : 20030811 0001047469-03-026975.hdr.sgml : 20030811 20030811154856 ACCESSION NUMBER: 0001047469-03-026975 CONFORMED SUBMISSION TYPE: S-8 PUBLIC DOCUMENT COUNT: 5 FILED AS OF DATE: 20030811 EFFECTIVENESS DATE: 20030811 FILER: COMPANY DATA: COMPANY CONFORMED NAME: VEECO INSTRUMENTS INC CENTRAL INDEX KEY: 0000103145 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559] IRS NUMBER: 112989601 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: S-8 SEC ACT: 1933 Act SEC FILE NUMBER: 333-107844 FILM NUMBER: 03834570 BUSINESS ADDRESS: STREET 1: TERMINAL DR CITY: PLAINVIEW STATE: NY ZIP: 11803 BUSINESS PHONE: 5163498300 FORMER COMPANY: FORMER CONFORMED NAME: VACUUM ELECTRONIC MANUFACTURING CORP DATE OF NAME CHANGE: 19700408 S-8 1 a2116253zs-8.htm S-8
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As filed with the Securities and Exchange Commission on August 11, 2003



UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549


FORM S-8

REGISTRATION STATEMENT
UNDER
THE SECURITIES ACT OF 1933


VEECO INSTRUMENTS INC.
(Exact name of registrant as specified in its charter)

Delaware
(State or other jurisdiction of
incorporation or organization)
  11-2989601
(I.R.S. Employer
Identification No.)

100 Sunnyside Boulevard
Woodbury, New York 11797
(Address of Principal Executive Offices)


Veeco Instruments Inc.
First Amended and Restated Employee Stock Purchase Plan (as amended)
(Full title of the plan)


Gregory A. Robbins
Vice President and General Counsel
Veeco Instruments Inc.
100 Sunnyside Boulevard
Woodbury, New York 11797
(Name and address of agent for service)

(516) 677-0200
(Telephone number, including area code, of agent for service)






CALCULATION OF REGISTRATION FEE


Title of Each Class of Securities to be Registered
  Amount to be
Registered

  Proposed Maximum Offering Price Per
Share(1)

  Proposed Maximum Aggregate Offering Price(1)
  Amount of
Registration Fee


Common Stock, $0.01 par value per share   500,000(2)   $18.01   $9,005,000   $728.50

(1)
An estimate, based on the average of the high and low prices as of August 6, 2003 as determined in accordance with Rule 457(c) and (h) under the Securities Act of 1933, has been made solely for the purpose of calculating the registration fee relating to the shares of Common Stock to be registered hereunder and subsequently offered at prices computed upon the basis of fluctuating market prices.

(2)
Represents an additional 500,000 shares of Common Stock issuable pursuant to the Registrant's First Amended and Restated Employee Stock Purchase Plan, as amended (the "Plan"). 250,000 shares of Common Stock issuable pursuant to the Plan were previously registered pursuant to the Registrant's Registration Statement on Form S-8, File Number 33-95422, filed on August 4, 1995. This registration statement also relates to such indeterminate number of additional shares of Common Stock of Veeco Instruments Inc. as may be issuable as a result of stock splits, stock dividends or additional similar transactions.

2


        Pursuant to General Instruction E to Form S-8, this registration statement on Form S-8 registers the offer and sale of an additional 500,000 shares of Common Stock for issuance under the Plan. The contents of the prior registration statement for the Plan, File Number 33-95422, filed on August 4, 1995, are hereby incorporated by reference.

Item 8. Exhibits


4.1

 

Amendment No. 1 effective January 1, 2003 to the Veeco Instruments Inc. First Amended and Restated Employee Stock Purchase Plan

5.1

 

Opinion of Gregory A. Robbins as to the legality of shares of Common Stock being registered

23.1

 

Consent of Ernst & Young LLP

23.2

 

Consent of Gregory A. Robbins (included in the opinion filed as Exhibit 5.1)

24.1

 

Power of Attorney

3



SIGNATURES

        Pursuant to the requirements of the Securities Act of 1933, as amended, the registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized, in Woodbury, New York, on August 8, 2003.

    Veeco Instruments Inc.

 

 

By:

/s/  
EDWARD H. BRAUN      
Name:  Edward H. Braun
Title:    Chairman and Chief Executive Officer

        Pursuant to the requirements of the Securities Act of 1933, this registration statement has been signed by the following persons in the capacities indicated below on August 8, 2003.

Signatures
  Capacity
   

 

 

 

 

 
/s/  EDWARD H. BRAUN      
Edward H. Braun
  Director, Chairman and Chief Executive Officer (principal executive officer)    

/s/  
JOHN F. REIN, JR.      
John F. Rein, Jr.

 

Executive Vice President, Chief Financial Officer and Secretary (principal financial officer)

 

 

/s/  
JOHN P. KIERNAN      
John P. Kiernan

 

Vice President, Finance, Chief Accounting Officer and Corporate Controller (principal accounting officer)

 

 

*

Richard A. D'Amore

 

Director

 

 

*

Joel A. Elftmann

 

Director

 

 

*

Heinz K. Fridrich

 

Director

 

 

*

Douglas A. Kingsley

 

Director

 

 

*

Paul R. Low

 

Director

 

 
         

4



*

Roger D. McDaniel

 

Director

 

 

*

Irwin H. Pfister

 

Director

 

 

*

Walter J. Scherr

 

Director

 

 

*By:

 

/s/  
GREGORY A. ROBBINS    

Gregory A. Robbins

 

Attorney-in-Fact

 

 

5



INDEX TO EXHIBITS

4.1   Amendment No. 1 effective January 1, 2003 to the Veeco Instruments Inc. First Amended and Restated Employee Stock Purchase Plan

5.1

 

Opinion of Gregory A. Robbins as to the legality of shares of Common Stock being registered

23.1

 

Consent of Ernst & Young LLP

23.2

 

Consent of Gregory A. Robbins (included in the opinion filed as Exhibit 5.1)

24.1

 

Power of Attorney

6




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CALCULATION OF REGISTRATION FEE
SIGNATURES
INDEX TO EXHIBITS
EX-4.1 3 a2116253zex-4_1.htm EXHIBIT 4.1
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Exhibit 4.1


AMENDMENT NO. 1 TO
VEECO INSTRUMENTS INC.
FIRST AMENDED AND RESTATED
EMPLOYEE STOCK PURCHASE PLAN

         Effective January 1, 2003

        Section 3.02 of the Veeco Instruments Inc. First Amended and Restated Employee Stock Purchase Plan (the "Plan"), is hereby amended to read, in its entirety, as follows:

    3.02    Number of Shares Subject to Plan

    (a)
    The total number of shares of Stock available for Offerings under the Plan shall be 750,000 shares, subject to adjustment as set forth in paragraph (b) below. Such Stock may be authorized and unissued shares, treasury shares, or shares previously issued and reacquired by the Company. Any shares for which an Offering to purchase expires or is terminated or canceled may again be made subject to Offerings under the Plan.

    *    *    *    *    *

This Amendment was approved by Veeco's Board of Directors on October 24, 2002 and by its stockholders on May 9, 2003.




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AMENDMENT NO. 1 TO VEECO INSTRUMENTS INC. FIRST AMENDED AND RESTATED EMPLOYEE STOCK PURCHASE PLAN
EX-5.1 4 a2116253zex-5_1.htm EXHIBIT 5.1
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Exhibit 5.1


Veeco Instruments Inc.
100 Sunnyside Boulevard
Woodbury, NY 11797

August 8, 2003

Veeco Instruments Inc.
100 Sunnyside Boulevard
Woodbury, New York 11797

Ladies and Gentlemen:

        I am Vice President and General Counsel of Veeco Instruments Inc., a Delaware corporation (the "Company"), and in such capacity I have acted as counsel to the Company in connection with the Registration Statement on Form S-8 (the "Registration Statement") filed by the Company with the Securities and Exchange Commission pursuant to the Securities Act of 1933, as amended (the "Act"), and the rules and regulations promulgated thereunder (the "Rules"). The Registration Statement covers 500,000 shares, par value $0.01 per share of common stock (the "Shares") of the Company, to be issued pursuant to the Company's First Amended and Restated Employee Stock Purchase Plan, as amended (the "Plan").

        In that connection, I have reviewed copies of the Company's certificate of incorporation, its bylaws, resolutions of its board of directors, the Registration Statement, the Plan and such other documents as I have deemed appropriate. On the basis of such review, and having regard to legal considerations I deem relevant, I am of the opinion that the Shares have been duly authorized for issuance and that the Shares, when issued and delivered by the Company and paid for in accordance with the terms and provisions of the Plan, will be validly issued, fully paid and nonassessable.

        I am admitted to practice law in the State of New York and, as such, the opinion set forth above is limited as to matters of law based solely on applicable provisions of the General Corporation Law of the State of Delaware and I express no opinion as to any other laws, statutes, ordinances, rules or regulations. I hereby consent to the filing of this opinion as an exhibit to the Registration Statement. In giving this consent, I do not thereby admit that I am in the category of persons whose consent is required by the Act or the Rules.

Sincerely,

/s/ Gregory A. Robbins

Gregory A. Robbins
Vice President and General Counsel




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Veeco Instruments Inc. 100 Sunnyside Boulevard Woodbury, NY 11797
EX-23.1 5 a2116253zex-23_1.htm EXHIBIT 23.1
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Exhibit 23.1


CONSENT OF INDEPENDENT AUDITORS

        We consent to the incorporation by reference in the Registration Statement (Form S-8) of our report dated February 7, 2003, with respect to the consolidated financial statements and schedule of Veeco Instruments Inc. included in its Annual Report (Form 10-K) for the year ended December 31, 2002, filed with the Securities and Exchange Commission.

                        /s/ Ernst & Young LLP

Melville, New York
August 8, 2003




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CONSENT OF INDEPENDENT AUDITORS
EX-24.1 6 a2116253zex-24_1.htm EXHIBIT 24.1
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Exhibit 24.1


POWER OF ATTORNEY

        Each of the undersigned, in the capacities relative to Veeco Instruments Inc. ("Veeco") stated below, hereby appoints each of Edward H. Braun, John F. Rein, Jr. and Gregory A. Robbins, acting individually, his true and lawful attorney-in-fact, with full power of substitution and resubstitution, to sign and file with the Securities and Exchange Commission (a) a registration statement on Form S-8 relating to the offer and sale of an additional 630,000 shares of Veeco's common stock, par value $0.01 per share ("Common Stock"), for issuance under Veeco's 2000 Stock Option Plan, as amended; (b) a registration statement on Form S-8 relating to the offer and sale of an additional 500,000 shares of Veeco's Common Stock for issuance under Veeco's First Amended and Restated Employee Stock Purchase Plan, as amended; and (c) any and all amendments, including post-effective amendments, to such registration statements, in each case, with full power and authority to do and perform each act required in connection therewith, as fully as he might do in person.

        The undersigned has executed this Power of Attorney as of July 25, 2003.

Signatures

  Capacity


 

 

 
/s/  EDWARD H. BRAUN      
Edward H. Braun
  Director, Chairman and Chief Executive Officer
(principal executive officer)

/s/  
RICHARD A. D'AMORE      
Richard A. D'Amore

 

Director

/s/  
JOEL A. ELFTMANN      
Joel A. Elftmann

 

Director

/s/  
HEINZ K. FRIDRICH      
Heinz K. Fridrich

 

Director

/s/  
DOUGLAS A. KINGSLEY      
Douglas A. Kingsley

 

Director

/s/  
PAUL R. LOW      
Paul R. Low

 

Director

/s/  
ROGER D. MCDANIEL      
Roger D. McDaniel

 

Director

/s/  
IRWIN H. PFISTER      
Irwin H. Pfister

 

Director

/s/  
WALTER J. SCHERR      
Walter J. Scherr

 

Director



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POWER OF ATTORNEY
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