424B3 1 a2081477z424b3.txt 424B3 Filed Pursuant to Rule 424(b)(3) and (c) Registration No. 333-84252 VEECO INSTRUMENTS INC. PROSPECTUS SUPPLEMENT NO. 3 DATED MAY 31, 2002 TO PROSPECTUS DATED MAY 8, 2002 $220,000,000 4-1/8% CONVERTIBLE SUBORDINATED NOTES DUE 2008, SHARES OF COMMON STOCK ISSUABLE UPON CONVERSION OF THE NOTES AND 4,044,119 ADDITIONAL SHARES OF COMMON STOCK ---------------------------------------------------------------- This prospectus supplement supplements and should be read in conjunction with the prospectus of Veeco Instruments Inc. dated May 8, 2002, prospectus supplement no. 1, dated May 17, 2002, and prospectus supplement no. 2, dated May 24, 2002. This prospectus supplement is qualified by reference to the prospectus and such prospectus supplements, except to the extent that the information provided hereby supersedes the information contained in the prospectus or in those supplements. All capitalized terms used but not defined in this prospectus supplement have the meanings given them in the prospectus. INVESTING IN THE NOTES AND IN OUR COMMON STOCK INVOLVES RISKS THAT ARE DESCRIBED IN THE "RISK FACTORS" SECTION BEGINNING ON PAGE 6 OF THE PROSPECTUS. ----------------------------------------------------- NEITHER THE SECURITIES AND EXCHANGE COMMISSION NOR ANY STATE SECURITIES COMMISSION HAS APPROVED OR DISAPPROVED OF THESE SECURITIES OR PASSED UPON THE ACCURACY OR ADEQUACY OF THIS PROSPECTUS. ANY REPRESENTATION TO THE CONTRARY IS A CRIMINAL OFFENSE. ----------------------------------------------------- The information appearing in the table below, as of the date hereof, supplements the information in the table appearing under the heading "Selling Securityholders" in the prospectus, and where the name of a selling securityholder identified in the table below also appears in the table in the prospectus and/or a previous prospectus supplement, the information set forth in the table below regarding that selling securityholder supersedes the information in the prospectus and/or such supplement:
NUMBER OF SHARES OF PRINCIPAL AMOUNT OF NOTES(1) COMMON STOCK(1)(2) ---------------------------- ------------------- BENEFICIALLY OWNED PRIOR TO THE OFFERING PERCENTAGE OF BENEFICIALLY OWNED SELLING SECURITYHOLDER(1) AND OFFERED HEREBY NOTES OUTSTANDING PRIOR TO THE OFFERING OFFERED HEREBY ------------------------- ------------------------ ----------------- --------------------- -------------- HOLDERS OF CONVERTIBLE NOTES OR SHARES ISSUABLE UPON CONVERSION THEREOF --------------------------- 1976 Distribution Trust FBO Jane A. Lauder............. $19,000 * 493 493 2000 Revocable Trust FBO A.R. Lauder/Zinterhofer.... $10,000 * 259 259 Advent Convertible Master Cayman LP.................. $4,113,000 1.9% 106,803 106,803 Allentown City Firefighters Pension Plan............... $32,000 * 830 830 Alpha U.S. Sub Fund 4, LLC........................ $476,000 * 12,360 12,360 American Motorist Insurance Company.................... $772,000 * 20,046 20,046 Arapahoe County Colorado... $75,000 * 1,947 1,947 British Virgin Islands Social Security Board............. $108,000 * 2,804 2,804 City of New Orleans........ $310,000 * 8,049 8,049 City University of New York................... $186,000 * 4,829 4,829 Grady Hospital Foundation.. $163,000 * 4,232 4,232 HFR Convertible Arbitrage Account.................... $409,000 * 10,620 10,620 Lyxor...................... $656,000 * 17,034 17,034 Maryland Retirement Agency. $3,940,000 1.8% 102,311 102,311 Municipal Employees........ $279,000 * 7,244 7,244 New Orleans Firefighters Pension/Relief Fund........ $168,000 * 4,362 4,362 Occidental Petroleum Corporation................ $315,000 * 8,179 8,179 Policeman and Fireman Retirement System of the City of Detroit............ $764,000 * 19,839 19,839 Pro-mutual................. $916,000 * 23,786 23,786 Shell Pension Trust........ $487,000 * 12,646 12,646 The Grable Foundation...... $179,000 * 4,648 4,648 2 Trustmark Insurance Company ................... $420,000 * 10,906 10,906
---------------- * Less than 1%. (1) Information concerning the selling securityholders may change from time to time. Any such changed information will be set forth in supplements to this prospectus if and when necessary. The amount of notes and the number of shares of our common stock issuable upon conversion of the notes indicated may be in excess of the total amount registered under the shelf registration statement of which this prospectus forms a part, due to sales or transfers by selling securityholders of such notes or shares in transactions exempt from the registration requirements of the Securities Act after the date on which they provided us information regarding their holdings of notes and such shares of common stock. (2) For purposes of presenting the number of shares of our common stock beneficially owned by holders of notes, we assume a conversion price under the notes of $38.51 per share of our common stock, and a cash payment in lieu of the issuance of any fractional share interest. However, the conversion price is subject to adjustment as described under "Description of the Notes--Conversion Rights." As a result, the number of shares of common stock issuable upon conversion of the notes, and as a consequence, the number of shares beneficially owned by the holders of notes, may increase or decrease in the future. The date of this prospectus supplement is May 31, 2002. 3