-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VsID83NAX1IW1VaSdzvsctaNqLDDdibuat3SKrvOQ5YaCY3NC76Ic6yWOtmkhzlq tqHE0SSRiDXiWyL6FdFqaA== 0000912057-96-023329.txt : 19961023 0000912057-96-023329.hdr.sgml : 19961022 ACCESSION NUMBER: 0000912057-96-023329 CONFORMED SUBMISSION TYPE: 10-Q/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 19960630 FILED AS OF DATE: 19961021 SROS: NASD FILER: COMPANY DATA: COMPANY CONFORMED NAME: VEECO INSTRUMENTS INC CENTRAL INDEX KEY: 0000103145 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 112989601 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 10-Q/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-16244 FILM NUMBER: 96645743 BUSINESS ADDRESS: STREET 1: TERMINAL DR CITY: PLAINVIEW STATE: NY ZIP: 11803 BUSINESS PHONE: 5163498300 10-Q/A 1 10-Q/A - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q/A AMENDMENT NO. 1 TO QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTER ENDED JUNE 30, 1996 Commission file number 0-16244 ---------- VEECO INSTRUMENTS INC. (Exact name of registrant as specified in its charter) Delaware 11-2989601 (State or other jurisdiction of (I.R.S. Employer incorporation or organization) Identification Number) Terminal Drive Plainview, New York 11803 (Address of principal executive offices) (Zip Code) Registrant's telephone number, including area code: (516) 349-8300 ---------- Indicate by check mark whether the Registrant: (1) has filed all reports required to be filed by Section 13 or 15 (d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days: Yes X No --- --- 5,821,354 shares of Common Stock $.01 par value, were outstanding as of August 5, 1996. - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- The Registrant, Veeco Instruments, Inc. (the "Company"), hereby amends its Quarterly Report on Form 10-Q (the "10-Q") for the quarterly period ended June 30, 1996, filed with the Securities and Exchange Commission on August 7, 1996, to file as Exhibit 27 thereto, a Financial Data Schedule for the above period in accordance with Item 601(c) of Regulation S - K and Rule 401 of Regulation S - T. In addition, the electronic version of the 10-Q contained a typographical error in the Consolidated Balance Sheet set forth therein; the captions setting forth the dates of the Balance Sheet information mistakenly read "June 30, 1995" and "December 31, 1996" instead of "June 30, 1996" and "December 31, 1995". Accordingly, the Company hereby amends the electronic version of the 10-Q to correct such captions to read "June 30, 1996" and "December 31, 1995". [Intentionally left blank] -2- ITEM 6. EXHIBITS AND REPORTS ON FORM 8-K a) Exhibits: 10.25 Credit Agreement dated July 31, 1996 among the Registrant, Fleet Bank N.A. and The Chase Manhattan Bank.(1) 10.26 Security Agreement dated July 31, 1996 among the Registrant, Fleet Bank N.A. and The Chase Manhattan Bank.(1) 10.27 Guarantee Agreement dated July 31, 1996 among the Registrant, Fleet Bank N.A. and The Chase Manhattan Bank.(1) 10.28 Guarantor's Security Agreement dated July 31, 1996 among Sloan Technology Corporation, Fleet Bank N.A. and The Chase Manhattan Bank.(1) 10.29 The Pledge Agreement dated July 31, 1996 among the Registrant, Fleet Bank N.A. and The Chase Manhattan Bank.(1) 10.30 The Patent and Trademark Security Agreement dated July 31, 1996 among the Registrant, Fleet Bank N.A. and The Chase Manhattan Bank.(1) 27 Financial Data Schedule of Veeco Instruments Inc. for the quarterly period ended June 30, 1996.(*) b) Reports on Form 8-K: The Registrant filed a Form 8-K dated July 26, 1996 reporting that shares of common stock, par value $.01 per share, of the Registrant may no longer be offered for resale or resold pursuant to any of the following prospectuses: (i) the Company's Prospectus dated December 15, 1994 filed as part of the Company's Registration Statement on Form S-8, file no. 33-87394; (ii) the Company's Prospectus dated August 3, 1995 filed as part of the Company's Registration Statement on Form S-8, file no. 33-95424; and (iii) the Company's Prospectus dated August 3, 1995 filed as part of the Company's Registration Statement on Form S-8, file no. 33-95422.(1) (1) Item previously filed with Veeco Instruments Inc. Quarterly Report on Form 10-Q for the quarterly period ended June 30, 1996. (*) Item filed with this Amendment No. 1. SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. Date: October 21, 1996 Veeco Instruments Inc. By: /s/ John F. Rein, Jr. ------------------------ John F. Rein, Jr. Vice President, Finance and Chief Financial Officer INDEX TO EXHIBITS Exhibit No. Document - ----------- -------- 10.25 Credit Agreement dated July 31, 1996 among the Registrant, Fleet Bank N.A. and The Chase Manhattan Bank.(1) 10.26 Security Agreement dated July 31, 1996 among the Registrant, Fleet Bank N.A. and The Chase Manhattan Bank.(1) 10.27 Guarantee Agreement dated July 31, 1996 among the Registrant, Fleet Bank N.A. and The Chase Manhattan Bank.(1) 10.28 Guarantor's Security Agreement dated July 31, 1996 among Sloan Technology Corporation, Fleet Bank N.A. and The Chase Manhattan Bank.(1) 10.29 The Pledge Agreement dated July 31, 1996 among the Registrant, Fleet Bank N.A. and The Chase Manhattan Bank.(1) 10.30 The Patent and Trademark Security Agreement dated July 31, 1996 among the Registrant, Fleet Bank N.A. and The Chase Manhattan Bank.(1) 27 Financial Data Schedule of Veeco Instruments Inc. for the quarterly period ended June 30, 1996. (*) (1) Item previously filed with Veeco Instruments Inc. Quarterly Report on Form 10-Q for the quarterly period ended June 30, 1996. (*) Item filed with this Amendment No. 1. EX-27 2 EXHIBIT 27 - FINANCIAL DATA SCHEDULE
5 THIS SCHEDULE CONTAINS SUMMARY FINANCIAL INFORMATION EXTRACTED FROM THE CONDENSED CONSOLIDATED FINANCIAL STATEMENTS AS OF JUNE 30, 1996 AND FOR THE SIX MONTHS ENDED JUNE 30, 1996 WHICH ARE CONTAINED IN FORM 10-Q FOR THE QUARTER ENDED JUNE 30, 1996 AND IS QUALIFIED IN ITS ENTIRETY BY REFERENCE TO SUCH FINANCIAL STATEMENTS. 1,000 6-MOS DEC-31-1996 JAN-01-1996 JUN-30-1996 17,061 0 20,342 594 19,252 58,425 13,886 5,844 72,068 17,772 0 0 0 58 53,660 72,068 45,739 45,739 25,409 14,277 117 0 (362) 6,298 2,382 0 0 0 0 3,916 .66 0
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