Investment Company Act file number:
|
811-08025
|
Global Income Fund, Inc.
|
|
(Exact name of registrant as specified in charter)
|
|
11 Hanover Square, 12th Floor, New York, NY
|
10005
|
(Address of principal executive offices)
|
(Zip code)
|
Registrant's telephone number, including area code:
|
1-212-344-6310
|
Date of fiscal year end:
|
12/31
|
Date of reporting period:
|
07/01/2011 - 06/30/2012
|
#
|
Proposal
|
Mgt Rec
|
Vote Cast*
|
Sponsor
|
1.1
|
Elect Director Garry L. Moody
|
For
|
Split Vote
|
Management
|
1.2
|
Elect Director Marshall C. Turner
|
For
|
Split Vote
|
Management
|
1.3
|
Elect Director Earl D. Weiner
|
For
|
Split Vote
|
Management
|
#
|
Proposal
|
Mgt Rec
|
Vote Cast*
|
Sponsor
|
1.1
|
Elect Director Samuel A. Lieber
|
For
|
Split Vote
|
Management
|
2
|
Other Business
|
For
|
Split Vote
|
Management
|
#
|
Proposal
|
Mgt Rec
|
Vote Cast*
|
Sponsor
|
1
|
Elect Director Mary C. Baskin
|
For
|
Split Vote
|
Management
|
2
|
Elect Director Neil M. Hahl
|
For
|
Split Vote
|
Management
|
3
|
Elect Director Philip R. Harper
|
For
|
Split Vote
|
Management
|
4
|
Elect Director John A. Koskinen
|
For
|
Split Vote
|
Management
|
5
|
Elect Director Stan Lundine
|
For
|
Split Vote
|
Management
|
6
|
Elect Director Kenneth D. Peterson, Jr.
|
For
|
Split Vote
|
Management
|
7
|
Elect Director Alvin N. Puryear
|
For
|
Split Vote
|
Management
|
8
|
Elect Director Malon Wilkus
|
For
|
Split Vote
|
Management
|
9
|
Amend Securities Transfer Restrictions
|
For
|
Split Vote
|
Management
|
10
|
Ratify Auditors
|
For
|
Split Vote
|
Management
|
#
|
Proposal
|
Mgt Rec
|
Vote Cast*
|
Sponsor
|
1.1
|
Elect Director Paul L. Audet
|
For
|
Split Vote
|
Management
|
1.2
|
Elect Director Michael J. Castellano
|
For
|
Split Vote
|
Management
|
1.3
|
Elect Director Richard E. Cavanagh
|
For
|
Split Vote
|
Management
|
1.4
|
Elect Director Frank J. Fabozzi
|
For
|
Split Vote
|
Management
|
1.5
|
Elect Director Kathleen F. Feldstein
|
For
|
Split Vote
|
Management
|
1.6
|
Elect Director James T. Flynn
|
For
|
Split Vote
|
Management
|
1.7
|
Elect Director Henry Gabbay
|
For
|
Split Vote
|
Management
|
1.8
|
Elect Director Jerrold B. Harris
|
For
|
Split Vote
|
Management
|
1.9
|
Elect Director R. Glenn Hubbard
|
For
|
Split Vote
|
Management
|
1.10
|
Elect Director W. Carl Kester
|
For
|
Split Vote
|
Management
|
1.11
|
Elect Director Karen P. Robards
|
For
|
Split Vote
|
Management
|
#
|
Proposal
|
Mgt Rec
|
Vote Cast*
|
Sponsor
|
1.1
|
Elect Director Paul L. Audet
|
For
|
Split Vote
|
Management
|
1.2
|
Elect Director Michael J. Castellano
|
For
|
Split Vote
|
Management
|
1.3
|
Elect Director R. Glenn Hubbard
|
For
|
Split Vote
|
Management
|
1.4
|
Elect Director W. Carl Kester
|
For
|
Split Vote
|
Management
|
#
|
Proposal
|
Mgt Rec
|
Vote Cast*
|
Sponsor
|
1.1
|
Elect Director Paul L. Audet
|
For
|
Split Vote
|
Management
|
1.2
|
Elect Director Michael J. Castellano
|
For
|
Split Vote
|
Management
|
1.3
|
Elect Director R. Glenn Hubbard
|
For
|
Split Vote
|
Management
|
1.4
|
Elect Director W. Carl Kester
|
For
|
Split Vote
|
Management
|
#
|
Proposal
|
Mgt Rec
|
Vote Cast
|
Sponsor
|
1
|
Elect Director Lawrence S. Bacow
|
For
|
Split Vote
|
Management
|
2
|
Elect Director Zoe Baird Budinger
|
For
|
Split Vote
|
Management
|
3
|
Elect Director Douglas T. Linde
|
For
|
Split Vote
|
Management
|
4
|
Elect Director Matthew J. Lustig
|
For
|
Split Vote
|
Management
|
5
|
Elect Director Alan J. Patricof
|
For
|
Split Vote
|
Management
|
6
|
Elect Director Martin Turchin
|
For
|
Split Vote
|
Management
|
7
|
Elect Director David A. Twardock
|
For
|
Split Vote
|
Management
|
8
|
Advisory Vote to Ratify Named Executive Officers' Compensation
|
For
|
Split Vote
|
Management
|
9
|
Amend Omnibus Stock Plan
|
For
|
Split Vote
|
Management
|
10
|
Ratify Auditors
|
For
|
Split Vote
|
Management
|
#
|
Proposal
|
Mgt Rec
|
Vote Cast*
|
Sponsor
|
1.1
|
Elect Director Donald W. Burton
|
For
|
Split Vote
|
Management
|
1.2
|
Elect Director Graeme W. Henderson
|
For
|
Split Vote
|
Management
|
1.3
|
Elect Director Samuel B. Ligon
|
For
|
Split Vote
|
Management
|
1.4
|
Elect Director Gary L. Martin
|
For
|
Split Vote
|
Management
|
1.5
|
Elect Director John H. Wilson
|
For
|
Split Vote
|
Management
|
2
|
Ratify Auditors
|
For
|
Split Vote
|
Management
|
3
|
Approve Restricted Stock Plan
|
For
|
Split Vote
|
Management
|
4
|
Advisory Vote to Ratify Named Executive Officers' Compensation
|
For
|
Split Vote
|
Management
|
5
|
Advisory Vote on Say on Pay Frequency
|
Three Years
|
Split Vote
|
Management
|
#
|
Proposal
|
Mgt Rec
|
Vote Cast*
|
Sponsor
|
1.1
|
Elect Director George Grossman
|
For
|
Split Vote
|
Management
|
1.2
|
Elect Director Robert H. Steers
|
For
|
Split Vote
|
Management
|
1.3
|
Elect Director C. Edward Ward, Jr.
|
For
|
Split Vote
|
Management
|
#
|
Proposal
|
Mgt Rec
|
Vote Cast*
|
Sponsor
|
1.1
|
Elect Director Jonathan F. Zeschin
|
For
|
Split Vote
|
Management
|
1.2
|
Elect Director David W. Agostine
|
For
|
Split Vote
|
Management
|
2
|
Approve Investment Advisory Agreement
|
For
|
Split Vote
|
Management
|
3
|
Approve Subadvisory Agreement
|
For
|
Split Vote
|
Management
|
4
|
Approve Subadvisory Agreement
|
For
|
Split Vote
|
Management
|
5.1
|
Elect Director Richard E. Segerson
|
For
|
Split Vote
|
Management
|
5.2
|
Elect Director Ferdinand L. J. Verdonck
|
For
|
Split Vote
|
Management
|
5.3
|
Elect Director Philip R. McLoughlin
|
For
|
Split Vote
|
Management
|
5.4
|
Elect Director James M. Oates
|
For
|
Split Vote
|
Management
|
5.5
|
Elect Director Leroy Keith, Jr.
|
For
|
Split Vote
|
Management
|
5.6
|
Elect Director Geraldine M. McNamara
|
For
|
Split Vote
|
Management
|
5.7
|
Elect Director George R. Aylward
|
For
|
Split Vote
|
Management
|
#
|
Proposal
|
Mgt Rec
|
Vote Cast
|
Sponsor
|
1.1
|
Elect Director Dan A. Emmett
|
For
|
Split Vote
|
Management
|
1.2
|
Elect Director Jordan L. Kaplan
|
For
|
Split Vote
|
Management
|
1.3
|
Elect Director Kenneth M. Panzer
|
For
|
Split Vote
|
Management
|
1.4
|
Elect Director Christopher H. Anderson
|
For
|
Split Vote
|
Management
|
1.5
|
Elect Director Leslie E. Bider
|
For
|
Split Vote
|
Management
|
1.6
|
Elect Director David T. Feinberg
|
For
|
Split Vote
|
Management
|
1.7
|
Elect Director Thomas E. O'Hern
|
For
|
Split Vote
|
Management
|
1.8
|
Elect Director Andrea Rich
|
For
|
Split Vote
|
Management
|
1.9
|
Elect Director William E. Simon, Jr.
|
For
|
Split Vote
|
Management
|
2
|
Advisory Vote to Ratify Named Executive Officers' Compensation
|
For
|
Split Vote
|
Management
|
3
|
Ratify Auditors
|
For
|
Split Vote
|
Management
|
#
|
Proposal
|
Mgt Rec
|
Vote Cast
|
Sponsor
|
1.1
|
Elect Director John W. Alexander
|
For
|
For
|
Management
|
1.2
|
Elect Director Charles L. Atwood
|
For
|
For
|
Management
|
1.3
|
Elect Director Linda Walker Bynoe
|
For
|
For
|
Management
|
1.4
|
Elect Director Mary Kay Haben
|
For
|
For
|
Management
|
1.5
|
Elect Director Bradley A. Keywell
|
For
|
For
|
Management
|
1.6
|
Elect Director John E. Neal
|
For
|
For
|
Management
|
1.7
|
Elect Director David J. Neithercut
|
For
|
For
|
Management
|
1.8
|
Elect Director Mark S. Shapiro
|
For
|
For
|
Management
|
1.9
|
Elect Director Gerald A. Spector
|
For
|
For
|
Management
|
1.10
|
Elect Director B. Joseph White
|
For
|
For
|
Management
|
1.11
|
Elect Director Samuel Zell
|
For
|
For
|
Management
|
2
|
Ratify Auditors
|
For
|
For
|
Management
|
3
|
Advisory Vote to Ratify Named Executive Officers' Compensation
|
For
|
For
|
Management
|
4
|
Prepare Sustainability Report
|
Against
|
Against
|
Shareholder
|
#
|
Proposal
|
Mgt Rec
|
Vote Cast
|
Sponsor
|
1.1
|
Elect Director Spencer F. Kirk
|
For
|
Split Vote
|
Management
|
1.2
|
Elect Director Anthony Fanticola
|
For
|
Split Vote
|
Management
|
1.3
|
Elect Director Hugh W. Horne
|
For
|
Split Vote
|
Management
|
1.4
|
Elect Director Joseph D. Margolis
|
For
|
Split Vote
|
Management
|
1.5
|
Elect Director Roger B. Porter
|
For
|
Split Vote
|
Management
|
1.6
|
Elect Director K. Fred Skousen
|
For
|
Split Vote
|
Management
|
1.7
|
Elect Director Kenneth M. Woolley
|
For
|
Split Vote
|
Management
|
2
|
Ratify Auditors
|
For
|
Split Vote
|
Management
|
3
|
Advisory Vote to Ratify Named Executive Officers' Compensation
|
For
|
Split Vote
|
Management
|
#
|
Proposal
|
Mgt Rec
|
Vote Cast
|
Sponsor
|
1.1
|
Elect Director Jon E. Bortz
|
For
|
Split Vote
|
Management
|
1.2
|
Elect Director David W. Faeder
|
For
|
Split Vote
|
Management
|
1.3
|
Elect Director Kristin Gamble
|
For
|
Split Vote
|
Management
|
1.4
|
Elect Director Gail P. Steinel
|
For
|
Split Vote
|
Management
|
1.5
|
Elect Director Warren M. Thompson
|
For
|
Split Vote
|
Management
|
1.6
|
Elect Director Joseph S. Vassalluzzo
|
For
|
Split Vote
|
Management
|
1.7
|
Elect Director Donald C. Wood
|
For
|
Split Vote
|
Management
|
2
|
Ratify Auditors
|
For
|
Split Vote
|
Management
|
3
|
Advisory Vote to Ratify Named Executive Officers' Compensation
|
For
|
Split Vote
|
Management
|
#
|
Proposal
|
Mgt Rec
|
Vote Cast*
|
Sponsor
|
1.1
|
Elect Director Richard E. Erickson
|
For
|
Split Vote
|
Management
|
1.2
|
Elect Director Thomas R. Kadlec
|
For
|
Split Vote
|
Management
|
#
|
Proposal
|
Mgt Rec
|
Vote Cast*
|
Sponsor
|
1
|
Approve Reorganization of Funds To
|
For
|
Split Vote
|
Management
|
Which First Trust Strategic High
|
||||
Income Fund III Would Transfer All Of
|
||||
Its Assets To First Trust Strategic
|
||||
High Income Fund II
|
#
|
Proposal
|
Mgt Rec
|
Vote Cast*
|
Sponsor
|
1.1
|
Elect Director Louis P. Salvatore
|
For
|
Split Vote
|
Management
|
#
|
Proposal
|
Mgt Rec
|
Vote Cast
|
Sponsor
|
1.1
|
Elect Director John B. Kilroy, Sr.
|
For
|
Split Vote
|
Management
|
1.2
|
Elect Director John B. Kilroy, Jr.
|
For
|
Split Vote
|
Management
|
1.3
|
Elect Director Edward F. Brennan
|
For
|
Split Vote
|
Management
|
1.4
|
Elect Director William P. Dickey
|
For
|
Split Vote
|
Management
|
1.5
|
Elect Director Scott S. Ingraham
|
For
|
Split Vote
|
Management
|
1.6
|
Elect Director Dale F. Kinsella
|
For
|
Split Vote
|
Management
|
2
|
Advisory Vote to Ratify Named Executive Officers' Compensation
|
For
|
Split Vote
|
Management
|
3
|
Ratify Auditors
|
For
|
Split Vote
|
Management
|
#
|
Proposal
|
Mgt Rec
|
Vote Cast*
|
Sponsor
|
1.1
|
Elect Director Ashish Bhutani
|
For
|
Split Vote
|
Management
|
1.2
|
Elect Director Richard Reiss, Jr.
|
For
|
Split Vote
|
Management
|
#
|
Proposal
|
Mgt Rec
|
Vote Cast*
|
Sponsor
|
1.1
|
Elect Director Richard E. Erickson
|
For
|
Split Vote
|
Management
|
1.2
|
Elect Director Thomas R. Kadlec
|
For
|
Split Vote
|
Management
|
#
|
Proposal
|
Mgt Rec
|
Vote Cast*
|
Sponsor
|
1
|
Elect Director A. Hugh Ewing, III
|
For
|
Split Vote
|
Management
|
2
|
Elect Director Kenneth J. O'Keefe
|
For
|
Split Vote
|
Management
|
3
|
Elect Director Gavin Saitowitz
|
For
|
Split Vote
|
Management
|
4
|
Ratify Auditors
|
For
|
Split Vote
|
Management
|
5
|
Advisory Vote to Ratify Named Executive Officers' Compensation
|
For
|
Split Vote
|
Management
|
#
|
Proposal
|
Mgt Rec
|
Vote Cast*
|
Sponsor
|
1.1
|
Elect Director Bradford K. Gallagher
|
For
|
Split Vote
|
Management
|
1.2
|
Elect Director John C. Maney
|
For
|
Split Vote
|
Management
|
1.3
|
Elect Director Alan Rappaport
|
For
|
Split Vote
|
Management
|
1.4
|
Elect Director Deborah A. Zoullas
|
For
|
Split Vote
|
Management
|
#
|
Proposal
|
Mgt Rec
|
Vote Cast*
|
Sponsor
|
1.1
|
Elect Director David R. Albin
|
For
|
Split Vote
|
Management
|
1.2
|
Elect Director Lon C. Kile
|
For
|
Split Vote
|
Management
|
2
|
Ratify Auditors
|
For
|
Split Vote
|
Management
|
3
|
Adjourn Meeting
|
For
|
Split Vote
|
Management
|
#
|
Proposal
|
Mgt Rec
|
Vote Cast*
|
Sponsor
|
1.1
|
Elect Director Robert P. Bremner
|
For
|
Split Vote
|
Management
|
1.2
|
Elect Director Jack B. Evans
|
For
|
Split Vote
|
Management
|
1.3
|
Elect Director William J. Schneider
|
For
|
Split Vote
|
Management
|
#
|
Proposal
|
Mgt Rec
|
Vote Cast*
|
Sponsor
|
1
|
Approve Change of Fundamental
|
For
|
Split Vote
|
Management
|
Investment Policy Regarding
|
||||
Concentration
|
#
|
Proposal
|
Mgt Rec
|
Vote Cast*
|
Sponsor
|
1.1
|
Elect Director Robert P. Bremner
|
For
|
Split Vote
|
Management
|
1.2
|
Elect Director Jack B. Evans
|
For
|
Split Vote
|
Management
|
1.3
|
Elect Director William J. Schneider
|
For
|
Split Vote
|
Management
|
#
|
Proposal
|
Mgt Rec
|
Vote Cast
|
Sponsor
|
1.1
|
Elect Director Robert C. Goddard, III
|
For
|
Split Vote
|
Management
|
1.2
|
Elect Director David P. Stockert
|
For
|
Split Vote
|
Management
|
1.3
|
Elect Director Herschel M. Bloom
|
For
|
Split Vote
|
Management
|
1.4
|
Elect Director Walter M. Deriso, Jr.
|
For
|
Split Vote
|
Management
|
1.5
|
Elect Director Russell R. French
|
For
|
Split Vote
|
Management
|
1.6
|
Elect Director Dale Anne Reiss
|
For
|
Split Vote
|
Management
|
1.7
|
Elect Director Stella F. Thayer
|
For
|
Split Vote
|
Management
|
1.8
|
Elect Director Ronald de Waal
|
For
|
Split Vote
|
Management
|
1.9
|
Elect Director Donald C. Wood
|
For
|
Split Vote
|
Management
|
2
|
Advisory Vote to Ratify Named Executive Officers' Compensation
|
For
|
Split Vote
|
Management
|
3
|
Ratify Auditors
|
For
|
Split Vote
|
Management
|
#
|
Proposal
|
Mgt Rec
|
Vote Cast*
|
Sponsor
|
1.1
|
Elect Director John L. Harrington
|
For
|
Split Vote
|
Management
|
#
|
Proposal
|
Mgt Rec
|
Vote Cast*
|
Sponsor
|
1.1
|
Elect Director G. Cabell Williams
|
For
|
Split Vote
|
Management
|
1.2
|
Elect Director Michael J. Grisius
|
For
|
Split Vote
|
Management
|
2
|
Approve Sale of Common Shares Below
|
For
|
Split Vote
|
Management
|
Net Asset Value
|
#
|
Proposal
|
Mgt Rec
|
Vote Cast
|
Sponsor
|
1
|
Elect Director Melvyn E. Bergstein
|
For
|
Split Vote
|
Management
|
2
|
Elect Director Larry C. Glasscock
|
For
|
Split Vote
|
Management
|
3
|
Elect Director Karen N. Horn
|
For
|
Split Vote
|
Management
|
4
|
Elect Director Allan Hubbard
|
For
|
Split Vote
|
Management
|
5
|
Elect Director Reuben S. Leibowitz
|
For
|
Split Vote
|
Management
|
6
|
Elect Director Daniel C. Smith
|
For
|
Split Vote
|
Management
|
7
|
Elect Director J. Albert Smith, Jr.
|
For
|
Split Vote
|
Management
|
8
|
Advisory Vote to Ratify Named Executive Officers' Compensation
|
For
|
Split Vote
|
Management
|
9
|
Ratify Auditors
|
For
|
Split Vote
|
Management
|
10
|
Amend Omnibus Stock Plan
|
For
|
Split Vote
|
Management
|
#
|
Proposal
|
Mgt Rec
|
Vote Cast
|
Sponsor
|
1.1
|
Elect Director John H. Alschuler, Jr.
|
For
|
Split Vote
|
Management
|
1.2
|
Elect Director Stephen L. Green
|
For
|
Split Vote
|
Management
|
2
|
Advisory Vote to Ratify Named Executive Officers' Compensation
|
For
|
Split Vote
|
Management
|
3
|
Ratify Auditors
|
For
|
Split Vote
|
Management
|
#
|
Proposal
|
Mgt Rec
|
Vote Cast*
|
Sponsor
|
1.1
|
Elect Director Eric S. Ende
|
For
|
Split Vote
|
Management
|
1.2
|
Elect Director Thomas P. Merrick
|
For
|
Split Vote
|
Management
|
1.3
|
Elect Director Patrick B. Purcell
|
For
|
Split Vote
|
Management
|
1.4
|
Elect Director David Rees
|
For
|
Split Vote
|
Management
|
#
|
Proposal
|
Mgt Rec
|
Vote Cast
|
Sponsor
|
1.1
|
Elect Director Robert J. Attea
|
For
|
Split Vote
|
Management
|
1.2
|
Elect Director Kenneth F. Myszka
|
For
|
Split Vote
|
Management
|
1.3
|
Elect Director Anthony P. Gammie
|
For
|
Split Vote
|
Management
|
1.4
|
Elect Director Charles E. Lannon
|
For
|
Split Vote
|
Management
|
1.5
|
Elect Director James R. Boldt
|
For
|
Split Vote
|
Management
|
1.6
|
Elect Director Stephen R. Rusmisel
|
For
|
Split Vote
|
Management
|
2
|
Ratify Auditors
|
For
|
Split Vote
|
Management
|
3
|
Advisory Vote to Ratify Named Executive Officers' Compensation
|
For
|
Split Vote
|
Management
|
#
|
Proposal
|
Mgt Rec
|
Vote Cast
|
Sponsor
|
1.1
|
Elect Director Graham T. Allison
|
For
|
Split Vote
|
Management
|
1.2
|
Elect Director Peter Karmanos, Jr.
|
For
|
Split Vote
|
Management
|
1.3
|
Elect Director William S. Taubman
|
For
|
Split Vote
|
Management
|
2
|
Ratify Auditors
|
For
|
Split Vote
|
Management
|
3
|
Advisory Vote to Ratify Named
|
For
|
Split Vote
|
Management
|
Executive Officers' Compensation
|
#
|
Proposal
|
Mgt Rec
|
Vote Cast*
|
Sponsor
|
1.1
|
Elect Director Salvatore M. Salibello
|
For
|
Split Vote
|
Management
|
1.2
|
Elect Director Edward T. Tokar
|
For
|
Split Vote
|
Management
|
#
|
Proposal
|
Mgt Rec
|
Vote Cast
|
Sponsor
|
1.1
|
Elect Director Katherine A. Cattanach
|
For
|
Split Vote
|
Management
|
1.2
|
Elect Director Eric J. Foss
|
For
|
Split Vote
|
Management
|
1.3
|
Elect Director Robert P. Freeman
|
For
|
Split Vote
|
Management
|
1.4
|
Elect Director Jon A. Grove
|
For
|
Split Vote
|
Management
|
1.5
|
Elect Director James D. Klingbeil
|
For
|
Split Vote
|
Management
|
1.6
|
Elect Director Lynne B. Sagalyn
|
For
|
Split Vote
|
Management
|
1.7
|
Elect Director Mark J. Sandler
|
For
|
Split Vote
|
Management
|
1.8
|
Elect Director Thomas W. Toomey
|
For
|
Split Vote
|
Management
|
2
|
Ratify Auditors
|
For
|
Split Vote
|
Management
|
3
|
Advisory Vote to Ratify Named Executive Officers' Compensation
|
For
|
Split Vote
|
Management
|
#
|
Proposal
|
Mgt Rec
|
Vote Cast
|
Sponsor
|
1
|
Elect Director Debra A. Cafaro
|
For
|
Split Vote
|
Management
|
2
|
Elect Director Douglas Crocker, II
|
For
|
Split Vote
|
Management
|
3
|
Elect Director Ronald G. Geary
|
For
|
Split Vote
|
Management
|
4
|
Elect Director Jay M. Gellert
|
For
|
Split Vote
|
Management
|
5
|
Elect Director Richard I. Gilchrist
|
For
|
Split Vote
|
Management
|
6
|
Elect Director Matthew J. Lustig
|
For
|
Split Vote
|
Management
|
7
|
Elect Director Douglas M. Pasquale
|
For
|
Split Vote
|
Management
|
8
|
Elect Director Robert D. Reed
|
For
|
Split Vote
|
Management
|
9
|
Elect Director Sheli Z. Rosenberg
|
For
|
Split Vote
|
Management
|
10
|
Elect Director Glenn J. Rufrano
|
For
|
Split Vote
|
Management
|
11
|
Elect Director James D. Shelton
|
For
|
Split Vote
|
Management
|
12
|
Ratify Auditors
|
For
|
Split Vote
|
Management
|
13
|
Advisory Vote to Ratify Named Executive Officers' Compensation
|
For
|
Split Vote
|
Management
|
14
|
Approve Omnibus Stock Plan
|
For
|
Split Vote
|
Management
|
#
|
Proposal
|
Mgt Rec
|
Vote Cast
|
Sponsor
|
1.1
|
Elect Director Steven Roth
|
For
|
Split Vote
|
Management
|
1.2
|
Elect Director Michael D. Fascitelli
|
For
|
Split Vote
|
Management
|
1.3
|
Elect Director Russell B. Wight, Jr.
|
For
|
Split Vote
|
Management
|
2
|
Ratify Auditors
|
For
|
Split Vote
|
Management
|
3
|
Advisory Vote to Ratify Named Executive Officers' Compensation
|
For
|
Split Vote
|
Management
|
4
|
Require a Majority Vote for the Election of Directors
|
Against
|
Split Vote
|
Shareholder
|
5
|
Declassify the Board of Directors
|
Against
|
Split Vote
|
Shareholder
|
#
|
Proposal
|
Mgt Rec
|
Vote Cast*
|
Sponsor
|
1.1
|
Elect Director Leslie H. Gelb
|
For
|
Split Vote
|
Management
|
1.2
|
Elect Director William R. Hutchinson
|
For
|
Split Vote
|
Management
|
1.3
|
Elect Director R. Jay Gerken
|
For
|
Split Vote
|
Management
|
By:
|
/s/ John F. Ramírez
|
John F. Ramírez, Chief Compliance Officer
|
|
Date: August 27, 2012
|
|