0001225208-17-012562.txt : 20170711 0001225208-17-012562.hdr.sgml : 20170711 20170711164155 ACCESSION NUMBER: 0001225208-17-012562 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170707 FILED AS OF DATE: 20170711 DATE AS OF CHANGE: 20170711 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DSW Inc. CENTRAL INDEX KEY: 0001319947 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-SHOE STORES [5661] IRS NUMBER: 310746639 STATE OF INCORPORATION: OH FISCAL YEAR END: 0129 BUSINESS ADDRESS: STREET 1: 810 DSW DRIVE CITY: COLUMBUS STATE: OH ZIP: 43219 BUSINESS PHONE: (614) 237-7100 MAIL ADDRESS: STREET 1: 810 DSW DRIVE CITY: COLUMBUS STATE: OH ZIP: 43219 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHOTTENSTEIN JAY L CENTRAL INDEX KEY: 0001031000 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32545 FILM NUMBER: 17960356 MAIL ADDRESS: STREET 1: 1800 MOLER ROAD CITY: COLUMBUS STATE: OH ZIP: 43207 4 1 doc4.xml X0306 4 2017-07-07 0001319947 DSW Inc. DSW 0001031000 SCHOTTENSTEIN JAY L SCHOTTENSTEIN STORES CORPORATION 4300 E. FIFTH AVE. COLUMBUS OH 43219 1 1 1 Executive Chairman Class A Common Shares 2017-07-07 4 J 0 3406598.0000 0.0000 D 0.0000 I By Schottenstein RVI, LLC Class A Common Shares 2017-07-07 4 J 0 56564.0000 0.0000 D 236528.0000 I Schottenstein SEI, LLC Class A Common Shares 190151.0000 D Class A Common Shares 146668.0000 I By Trusts Class A Common Shares 1000000.0000 I Schottenstein Realty LLC Class B Common Shares 2017-07-07 4 J 0 3406598.0000 0.0000 A Class A Common Shares 3406598.0000 7298593.0000 I By Schottenstein RVI, LLC Class B Common Shares 2017-07-07 4 J 0 56564.0000 0.0000 A Class A Common Shares 56564.0000 349656.0000 I Schottenstein SEI, LLC Class B Common Shares Class A Common Shares 71905.0000 71905.0000 D The Reporting Person exchanged these Class A common shares of the Issuer in a private transaction pursuant to a Share Exchange Agreement dated July 7, 2017 in exchange for a like number of Class B common shares of the Issuer. No monetary proceeds were received as a result of the exchange. Class B common shares convert to Class A common shares on a one-for-one basis. The Class B common shares of the Issuer were acquired in exchange for a like number of Class A common shares of the Issuer in the private transaction referenced in footnote (1) above. The Class B common shares are convertible at any time, at the holder's election, and have no expiration date. Michelle Krall, Attorney-in-Fact 2017-07-10