0001225208-17-012562.txt : 20170711
0001225208-17-012562.hdr.sgml : 20170711
20170711164155
ACCESSION NUMBER: 0001225208-17-012562
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170707
FILED AS OF DATE: 20170711
DATE AS OF CHANGE: 20170711
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: DSW Inc.
CENTRAL INDEX KEY: 0001319947
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-SHOE STORES [5661]
IRS NUMBER: 310746639
STATE OF INCORPORATION: OH
FISCAL YEAR END: 0129
BUSINESS ADDRESS:
STREET 1: 810 DSW DRIVE
CITY: COLUMBUS
STATE: OH
ZIP: 43219
BUSINESS PHONE: (614) 237-7100
MAIL ADDRESS:
STREET 1: 810 DSW DRIVE
CITY: COLUMBUS
STATE: OH
ZIP: 43219
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SCHOTTENSTEIN JAY L
CENTRAL INDEX KEY: 0001031000
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32545
FILM NUMBER: 17960356
MAIL ADDRESS:
STREET 1: 1800 MOLER ROAD
CITY: COLUMBUS
STATE: OH
ZIP: 43207
4
1
doc4.xml
X0306
4
2017-07-07
0001319947
DSW Inc.
DSW
0001031000
SCHOTTENSTEIN JAY L
SCHOTTENSTEIN STORES CORPORATION
4300 E. FIFTH AVE.
COLUMBUS
OH
43219
1
1
1
Executive Chairman
Class A Common Shares
2017-07-07
4
J
0
3406598.0000
0.0000
D
0.0000
I
By Schottenstein RVI, LLC
Class A Common Shares
2017-07-07
4
J
0
56564.0000
0.0000
D
236528.0000
I
Schottenstein SEI, LLC
Class A Common Shares
190151.0000
D
Class A Common Shares
146668.0000
I
By Trusts
Class A Common Shares
1000000.0000
I
Schottenstein Realty LLC
Class B Common Shares
2017-07-07
4
J
0
3406598.0000
0.0000
A
Class A Common Shares
3406598.0000
7298593.0000
I
By Schottenstein RVI, LLC
Class B Common Shares
2017-07-07
4
J
0
56564.0000
0.0000
A
Class A Common Shares
56564.0000
349656.0000
I
Schottenstein SEI, LLC
Class B Common Shares
Class A Common Shares
71905.0000
71905.0000
D
The Reporting Person exchanged these Class A common shares of the Issuer in a private transaction pursuant to a Share Exchange Agreement dated July 7, 2017 in exchange for a like number of Class B common shares of the Issuer. No monetary proceeds were received as a result of the exchange.
Class B common shares convert to Class A common shares on a one-for-one basis.
The Class B common shares of the Issuer were acquired in exchange for a like number of Class A common shares of the Issuer in the private transaction referenced in footnote (1) above.
The Class B common shares are convertible at any time, at the holder's election, and have no expiration date.
Michelle Krall, Attorney-in-Fact
2017-07-10