0001511284-16-000139.txt : 20160919 0001511284-16-000139.hdr.sgml : 20160919 20160919172557 ACCESSION NUMBER: 0001511284-16-000139 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160916 FILED AS OF DATE: 20160919 DATE AS OF CHANGE: 20160919 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TRC COMPANIES INC /DE/ CENTRAL INDEX KEY: 0000103096 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-ENGINEERING SERVICES [8711] IRS NUMBER: 060853807 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 21 GRIFFIN ROAD NORTH CITY: WINDSOR STATE: CT ZIP: 06095 BUSINESS PHONE: 8602986212 MAIL ADDRESS: STREET 1: 21 GRIFFIN ROAD NORTH CITY: WINDSOR STATE: CT ZIP: 06095 FORMER COMPANY: FORMER CONFORMED NAME: VAST INC /DE/ DATE OF NAME CHANGE: 19761201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Stephenson James B CENTRAL INDEX KEY: 0001662569 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09947 FILM NUMBER: 161892532 MAIL ADDRESS: STREET 1: 116 PLEASANT STREET CITY: BROOKLINE STATE: MA ZIP: 02446 3 1 wf-form3_147432034459279.xml FORM 3 X0206 3 2016-09-16 0 0000103096 TRC COMPANIES INC /DE/ TRR 0001662569 Stephenson James B 21 GRIFFIN ROAD NORTH WINDSOR CT 06095 0 1 0 0 Chief Strategy Officer Common Stock, $0.10 par value 308273 D Consists of the following: 1) 180,773 shares received from the vesting of prior Restricted Stock Unit and Performance Stock Unit award grants, net of shares withheld for taxes at vesting; and, 2,500 Restricted Stock Units and 3,750 Performance Stock Units granted October 11, 2013 which will vest September 5, 2017; and, 10,500 Restricted Stock Units and 15,750 Performance Stock Units granted October 17, 2014 which will vest as to and aggregate of 8,750 units each on October 17, 2016, 2017 and 2018; and, 14,000 Restricted Stock Units and 21,000 Performance Stock Units granted October 28, 2015 which will vest as to an aggregate 8,750 units each on October 28, 2016, 2017, 2018 and 2019; and, 24,000 Restricted Stock Units granted August 23, 2016 which will vest as to 6,000 units each on August 23, 2017, 2018, 2019, and 2020; and, 36,000 Performance Stock Units granted August 23, 2016. The award will vest based on Company performance in the fiscal year ending June 30, 2017. The award is subject to adjustment based on threshold, target, and maximum performance factors. The adjustment ranges from 50% to 150%. The award will be pro-rated for achievement of the performance factor within the range established by the Company's Compensation Committee. To the extent awarded, the Performance Stock unit will vest in equal 25% increments on August 23, 2017, August 23, 2018, August 23, 2019, and August 23, 2020. James B. Stephenson 2016-09-19