13F-HR 1 f13f-hr_mar2013.txt FIRST QUARTER 2013 13F-HR FILING UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2013 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Symphony Asset Management LLC 555 California Street Suite 2975 San Francisco, California 94104 Form 13F File Number: 028-5958 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Martin M. Fawzy Compliance Manager (415) 676-4000 Signature, Place, and Date of Signing: /s/ Martin M. Fawzy San Francisco, California 05/14/2013 ----------------------- ------------------------- ----------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s). [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) ---------------------------------------------------------------------------- Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 ------------------------ Form 13F Information Table Entry Total: 345 ------------------------ Form 13F Information Table Value Total: $ 1,029,843 ------------------------ (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NO. 13F File Number Name --- ---------------- ------------------------ 1 028-11405 Nuveen Investments, Inc. Voting Authority Title ---------------------- of Value Shares/ Sh/ Put/ Invstmt Other Name of Issuer Class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None ------------------------------ ----- --------- --------- ---------- --- ---- ------- -------- ------- -------- ----- ACTAVIS INC COM 00507K103 4316 46854 SH DEFINED 1 46854 0 0 ACTUANT CORP-CL A COM 00508X203 1167 38090 SH DEFINED 1 37896 0 194 ADT CORPTHE COM 00101J106 4222 86267 SH DEFINED 1 86267 0 0 ADVANCED MICRO DEVICES INC COM 007903107 69 34300 SH CALL DEFINED 1 34300 0 0 AFFILIATED MANAGERS GROUP COM 008252108 2751 17911 SH DEFINED 1 17911 0 0 AGILENT TECHNOLOGIES INC COM 00846U101 683 16273 SH DEFINED 1 16273 0 0 AIR METHODS CORP COM 009128307 409 8477 SH DEFINED 1 8434 0 43 ALEXANDER & BALDWIN INC COM 014491104 515 14406 SH DEFINED 1 14333 0 73 ALLIANCE DATA SYSTEMS CORP COM 018581108 1236 7630 SH DEFINED 1 7630 0 0 ALLIANT TECHSYSTEMS INC 3.000% 08/15/24 CVT BND 018804AK0 3255 3000000 PRN DEFINED 1 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