0001030815-11-000003.txt : 20110318
0001030815-11-000003.hdr.sgml : 20110318
20110318102626
ACCESSION NUMBER: 0001030815-11-000003
CONFORMED SUBMISSION TYPE: D
PUBLIC DOCUMENT COUNT: 1
ITEM INFORMATION: Rule 506
FILED AS OF DATE: 20110318
DATE AS OF CHANGE: 20110318
EFFECTIVENESS DATE: 20110318
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: SYMPHONY ASSET MANAGEMENT LLC
CENTRAL INDEX KEY: 0001030815
IRS NUMBER: 943252504
STATE OF INCORPORATION: CA
FISCAL YEAR END: 0331
FILING VALUES:
FORM TYPE: D
SEC ACT: 1933 Act
SEC FILE NUMBER: 021-156984
FILM NUMBER: 11697092
BUSINESS ADDRESS:
STREET 1: 555 CALIFORNIA STREET
STREET 2: SUITE 2975
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94104
BUSINESS PHONE: 4156764000
MAIL ADDRESS:
STREET 1: 555 CALIFORNIA STREET
STREET 2: SUITE 2975
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94104
D
1
primary_doc.xml
X0704
D
LIVE
0001030815
SYMPHONY ASSET MANAGEMENT LLC
555 CALIFORNIA STREET
SUITE 2975
SAN FRANCISCO
CA
CALIFORNIA
94104
4156764000
CALIFORNIA
None
None
Limited Liability Company
true
N/A
Nuveen Investments Holdings, Inc.
333 West Wacker Drive
Chicago
IL
ILLINOIS
60606
Promoter
Managing Member
Anne
Popkin
Symphony Asset Management, LLC
555 California Street, Suite 2975
San Francisco
CA
CALIFORNIA
94104
Executive Officer
President
David
Goldstein
Symphony Asset Management, LLC
555 California Street, Suite 2975
San Francisco
CA
CALIFORNIA
94104
Executive Officer
Vice President and Chief Operating Officer
Angela
McKillen
Symphony Asset Management, LLC
555 California Street, Suite 2975
San Francisco
CA
CALIFORNIA
94104
Executive Officer
Vice President and Chief Financial Officer
Gunther
M.
Stein
Symphony Asset Management, LLC
555 California Street, Suite 2975
San Francisco
CA
CALIFORNIA
94104
Executive Officer
Chief Investment Officer and Chief Executive Officer
Ross
S.
Sakamoto
Symphony Asset Management, LLC
555 California Street, Suite 2975
San Francisco
CA
CALIFORNIA
94104
Executive Officer
Co-Director of Equity and Portfolio Manager
Other Banking and Financial Services
Decline to Disclose
- 06
false
2011-03-15
true
true
true
Limited Liability Company interests in the form of "Units"
false
0
Indefinite
0
Indefinite
Offering consists of the issuance and grant of certain Units, which represent a profits interest in the Issuer, which were granted without cash consideration.
false
11
0
0
0
false
SYMPHONY ASSET MANAGEMENT LLC
/s/ John MacCarthy
John MacCarthy
Vice President and Secretary
2011-03-17