0000950123-20-004505.txt : 20200512
0000950123-20-004505.hdr.sgml : 20200512
20200512132143
ACCESSION NUMBER: 0000950123-20-004505
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20200331
FILED AS OF DATE: 20200512
DATE AS OF CHANGE: 20200512
EFFECTIVENESS DATE: 20200512
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: SYMPHONY ASSET MANAGEMENT LLC
CENTRAL INDEX KEY: 0001030815
IRS NUMBER: 943252504
STATE OF INCORPORATION: CA
FISCAL YEAR END: 0331
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-05958
FILM NUMBER: 20868384
BUSINESS ADDRESS:
STREET 1: 555 CALIFORNIA STREET
STREET 2: SUITE 3100
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94104
BUSINESS PHONE: 4156764000
MAIL ADDRESS:
STREET 1: 555 CALIFORNIA STREET
STREET 2: SUITE 3100
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94104
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001030815
XXXXXXXX
03-31-2020
03-31-2020
SYMPHONY ASSET MANAGEMENT LLC
555 CALIFORNIA STREET
SUITE 3100
SAN FRANCISCO
CA
94104
13F HOLDINGS REPORT
028-05958
N
Goeffrey W. Moore
Chief Compliance Officer
415 676 4079
/s/ Geoffrey W. Moore
San Francisco
CA
05-12-2020
1
43
318333
false
1
028-11405
Nuveen Investments, Inc.
INFORMATION TABLE
2
form13fInfoTable.xml
INFORMATION TABLE FOR FORM 13F
8X8 INC NEW
NOTE 0.500% 2/0
282914AB6
17169
20000000
PRN
DFND
20000000
0
0
ALLSCRIPTS HEALTHCARE SOLUTN
NOTE 1.250% 7/0
01988PAD0
22155
23000000
PRN
DFND
23000000
0
0
ALLSCRIPTS HEALTHCARE SOLUTN
COM
01988P108
77
10889
SH
DFND
1
10862
0
27
ATLASSIAN CORP PLC
CL A
G06242104
3665
26700
SH
DFND
26700
0
0
AVAYA HLDGS CORP
COM
05351X101
12947
1600319
SH
DFND
1600319
0
0
BRP GROUP INC
COM CL A
05589G102
116
10994
SH
DFND
1
10966
0
28
CLEAR CHANNEL OUTDOOR HLDGS
COM
18453H106
5189
8107835
SH
DFND
8107835
0
0
CTRIP COM INTL LTD
NOTE 1.000% 7/0
22943FAF7
30508
31214000
PRN
DFND
31214000
0
0
CUMULUS MEDIA INC
COM CLASS A
231082801
2980
549798
SH
DFND
549798
0
0
DISH NETWORK CORPORATION
NOTE 3.375% 8/1
25470MAB5
4877
6000000
PRN
DFND
6000000
0
0
DOCUSIGN INC
COM
256163106
276
2989
SH
DFND
1
2982
0
7
EATON VANCE FLTING RATE INC
COM
278279104
3625
353668
SH
DFND
353668
0
0
EATON VANCE SR INCOME TR
SH BEN INT
27826S103
4465
968586
SH
DFND
968586
0
0
FIREEYE INC
NOTE 1.625% 6/0
31816QAD3
18433
20000000
PRN
DFND
20000000
0
0
FIREEYE INC
NOTE 0.875% 6/0
31816QAF8
10837
12825000
PRN
DFND
12825000
0
0
FTI CONSULTING INC
COM
302941109
204
1705
SH
DFND
1
1701
0
4
GFL ENVIRONMENTAL INC
UNIT 99/99/9999T
36168Q120
1262
30000
PRN
DFND
30000
0
0
HORIZON THERAPEUTICS PUB LTD
SHS
G46188101
1469
49602
SH
DFND
49602
0
0
IHEARTMEDIA INC
COM CL A
45174J509
20936
2863996
SH
DFND
2863996
0
0
ILLUMINA INC
COM
452327109
3783
13850
SH
DFND
13850
0
0
ILLUMINA INC
NOTE 8/1
452327AK5
5996
6200000
PRN
DFND
6200000
0
0
KARYOPHARM THERAPEUTICS INC
NOTE 3.000%10/1
48576UAA4
717
500000
PRN
DFND
500000
0
0
LIGAND PHARMACEUTICALS INC
NOTE 0.750% 5/1
53220KAF5
14906
18000000
PRN
DFND
18000000
0
0
MICROCHIP TECHNOLOGY INC
NOTE 1.625% 2/1
595017AF1
32923
32000000
PRN
DFND
32000000
0
0
MONGODB INC
CL A
60937P106
1543
11300
SH
DFND
11300
0
0
NABORS INDS INC NEW
NOTE 0.750% 1/1
62957HAB1
390
2000000
PRN
DFND
2000000
0
0
NUVASIVE INC
COM
670704105
2584
51000
SH
DFND
51000
0
0
ON SEMICONDUCTOR CORP
NOTE 1.000%12/0
682189AK1
16432
16500000
PRN
DFND
16500000
0
0
PALO ALTO NETWORKS INC
NOTE 0.750% 7/0
697435AD7
15483
16000000
PRN
DFND
16000000
0
0
PEGASYSTEMS INC
COM
705573103
1389
19500
SH
DFND
19500
0
0
RAPID7 INC
NOTE 1.250% 8/0
753422AB0
2607
2142000
PRN
DFND
2142000
0
0
REALOGY HLDGS CORP
COM
75605Y106
34
11199
SH
DFND
1
11171
0
28
REDFIN CORP
NOTE 1.750% 7/1
75737FAA6
6899
7582000
PRN
DFND
7582000
0
0
RH
NOTE 6/1
74967XAA1
1807
2237000
PRN
DFND
2237000
0
0
RINGCENTRAL INC
CL A
76680R206
6188
29200
SH
DFND
29200
0
0
SM ENERGY CO
NOTE 1.500% 7/0
78454LAM2
2579
7004000
PRN
DFND
7004000
0
0
SPLUNK INC
NOTE 0.500% 9/1
848637AC8
6468
6000000
PRN
DFND
6000000
0
0
TELIGENT INC NEW
NOTE 4.750% 5/0
87960WAA2
1928
6088000
PRN
DFND
6088000
0
0
TEVA PHARMACEUTICAL FIN LLC
DBCV 0.250% 2/0
88163VAE9
16378
17600000
PRN
DFND
17600000
0
0
TRANSOCEAN LTD
REG SHS
H8817H100
473
407558
SH
DFND
407558
0
0
TUTOR PERINI CORP
NOTE 2.875% 6/1
901109AD0
6233
6770000
PRN
DFND
6770000
0
0
TWILIO INC
CL A
90138F102
5808
64900
SH
DFND
64900
0
0
TWITTER INC
NOTE 0.250% 6/1
90184LAF9
3597
4000000
PRN
DFND
4000000
0
0