0000909012-18-000071.txt : 20180511 0000909012-18-000071.hdr.sgml : 20180511 20180511103924 ACCESSION NUMBER: 0000909012-18-000071 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180331 FILED AS OF DATE: 20180511 DATE AS OF CHANGE: 20180511 EFFECTIVENESS DATE: 20180511 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SYMPHONY ASSET MANAGEMENT LLC CENTRAL INDEX KEY: 0001030815 IRS NUMBER: 943252504 STATE OF INCORPORATION: CA FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05958 FILM NUMBER: 18825407 BUSINESS ADDRESS: STREET 1: 555 CALIFORNIA STREET STREET 2: SUITE 3100 CITY: SAN FRANCISCO STATE: CA ZIP: 94104 BUSINESS PHONE: 4156764000 MAIL ADDRESS: STREET 1: 555 CALIFORNIA STREET STREET 2: SUITE 3100 CITY: SAN FRANCISCO STATE: CA ZIP: 94104 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001030815 XXXXXXXX 03-31-2018 03-31-2018 SYMPHONY ASSET MANAGEMENT LLC

555 CALIFORNIA STREET SUITE 3100 SAN FRANCISCO CA 94104

13F HOLDINGS REPORT 028-05958 N Amy Chen 415 676 4187 /s/ AMY CHEN San Francisco CA 05-10-2018 1 333 778810 false 1 028-11405 Nuveen Investments Inc. INFORMATION TABLE 2 aci_13f.xml ABBOTT LABS SHS 002824100 3994 66664 SH DFND 1 66664 0 0 ABBVIE INC COM SHS 00287Y109 1579 16691 SH DFND 1 16691 0 0 ACORDA THERAPEUTICS INC BOND 00484MAA4 2330 2550000 PRN DFND 1 2550000 0 0 ACORDA THERAPEUTICS INC SHS 00484M106 468 19700 SH Call DFND 1 0 0 0 ADOBE SYS INC COM SHS 00724F101 2333 10793 SH DFND 1 10793 0 0 ADVANSIX INC COM SHS 00773T101 630 18110 SH DFND 1 18100 0 10 AFLAC INC COM SHS 001055102 872 19906 SH DFND 1 19906 0 0 AGILENT TECHNOLOGIES INC COM SHS 00846U101 373 5572 SH DFND 1 5572 0 0 AIR PRODS & CHEMS INC COM SHS 009158106 1468 9231 SH DFND 1 9231 0 0 AKAMAI TECHNOLOGIES INC BOND 00971TAG6 9018 8777000 PRN DFND 1 8777000 0 0 ALLERGAN PLC SHS SHS G0177J108 295 1753 SH DFND 1 1753 0 0 ALPHABET CLASS A SHS 02079K305 12158 11723 SH DFND 1 11723 0 0 ALTRIA GROUP INC COM SHS 02209S103 2256 36196 SH DFND 1 36196 0 0 AMAZON COM INC COM SHS 023135106 13835 9559 SH DFND 1 9559 0 0 AMDOCS LTD ORD SHS G02602103 650 9735 SH DFND 1 9735 0 0 AMEREN CORP COM SHS 023608102 287 5053 SH DFND 1 5053 0 0 AMERICAN TOWER REIT COM SHS 03027X100 1216 8370 SH DFND 1 8370 0 0 AMGEN INC COM SHS 031162100 969 5684 SH DFND 1 5684 0 0 ANALOG DEVICES INC COM SHS 032654105 3466 38035 SH DFND 1 38035 0 0 ANSYS INC COM SHS 03662Q105 1252 7988 SH DFND 1 7988 0 0 ANTHEM INC BOND 94973VBG1 392 130000 PRN DFND 1 130000 0 0 ANTHEM INC COM SHS 036752103 1036 4716 SH DFND 1 4716 0 0 APPLE COMPUTER INC SHS 037833100 6693 39887 SH DFND 1 39887 0 0 APPLIED MATLS INC COM SHS 038222105 950 17076 SH DFND 1 17076 0 0 APTIV PLC SHS SHS G6095L109 1754 20640 SH DFND 1 20640 0 0 ARGO GROUP INTL HLDGS LTD COM SHS G0464B107 542 9438 SH DFND 1 9433 0 5 ARMSTRONG FLOORING INC COM SHS 04238R106 350 25815 SH DFND 1 25800 0 15 ASPEN TECHNOLOGY INC COM SHS 045327103 801 10152 SH DFND 1 10146 0 6 ATHENAHEALTH INC COM SHS 04685W103 1166 8156 SH DFND 1 8155 0 1 ATMOS ENERGY CORP SHS 049560105 263 3125 SH DFND 1 3125 0 0 AVAYA HOLDINGS CORP SHS 05351X101 70401 3142896 SH DFND 1 3142896 0 0 AVEXIS INC COM SHS 05366U100 332 2686 SH DFND 1 2684 0 2 AVID TECHNOLOGY INC BOND 05367PAB6 5695 6800000 PRN DFND 1 6800000 0 0 AXCELIS TECHNOLOGIES INC COM N SHS 054540208 636 25880 SH DFND 1 25865 0 15 AXIS CAPITAL HLDGS LTD SHS SHS G0692U109 1713 29763 SH DFND 1 29763 0 0 B & G FOODS INC NEW CL A SHS 05508R106 316 13367 SH DFND 1 13359 0 8 BANK OF AMERICA CORP PFD CONV 060505682 417 324 SH DFND 1 324 0 0 BANNER CORP COM NEW SHS 06652V208 677 12202 SH DFND 1 12195 0 7 BB&T CORP COM SHS 054937107 1251 24030 SH DFND 1 24030 0 0 BECTON DICKINSON & CO COM SHS 075887109 3207 14797 SH DFND 1 14797 0 0 BERKLEY W R CORP COM SHS 084423102 354 4860 SH DFND 1 4860 0 0 BIOGEN IDEC INC COM SHS 09062X103 1988 7260 SH DFND 1 7260 0 0 BIOMARIN PHARMACEUTICAL INC CO SHS 09061G101 417 5136 SH DFND 1 5136 0 0 BOEING CO COM SHS 097023105 4972 15164 SH DFND 1 15164 0 0 BOOKING HOLDINGS INC SHS 09857L108 329 158 SH DFND 1 158 0 0 BOOKING HOLDINGS INC BOND 741503AS5 13361 8309000 PRN DFND 1 8309000 0 0 BOOKING HOLDINGS INC BOND 741503AX4 313 250000 PRN DFND 1 250000 0 0 BOTTOMLINE TECH DEL INC COM SHS 101388106 781 20139 SH DFND 1 20128 0 11 BOX INC CL A SHS 10316T104 549 26753 SH DFND 1 26738 0 15 BRISTOL MYERS SQUIBB CO SHS 110122108 1058 16733 SH DFND 1 16733 0 0 BROOKDALE SENIOR LIVING INC BOND 112463AA2 6108 6100000 PRN DFND 1 6100000 0 0 BROWN & BROWN INC COM SHS 115236101 337 13262 SH DFND 1 13254 0 8 BRUKER CORP COM SHS 116794108 222 7428 SH DFND 1 7428 0 0 BURLINGTON STORES INC COM SHS 122017106 211 1581 SH DFND 1 1581 0 0 BWX TECHNOLOGIES INC COM SHS 05605H100 560 8817 SH DFND 1 8813 0 4 C&J ENERGY SERVICES INC SHS 12674R100 20129 779600 SH DFND 1 779600 0 0 CATALENT INC COM SHS 148806102 504 12295 SH DFND 1 12288 0 7 CATERPILLAR INC COM SHS 149123101 5116 34707 SH DFND 1 34707 0 0 CBOE HLDGS INC COM SHS 12503M108 329 2888 SH DFND 1 2888 0 0 CELANESE CORP DEL COM SER A SHS 150870103 200 1997 SH DFND 1 1997 0 0 CELGENE CORP COM SHS 151020104 1471 16498 SH DFND 1 16498 0 0 CENTERPOINT ENERGY INC COM SHS 15189T107 1335 48724 SH DFND 1 48724 0 0 CHARLES RIV LABORATORIES INTCO SHS 159864107 673 6306 SH DFND 1 6302 0 4 CHART INDS INC COM PAR $0.01 SHS 16115Q308 801 13566 SH DFND 1 13558 0 8 CHEMOURS CO COM SHS 163851108 503 10335 SH DFND 1 10329 0 6 CHENIERE ENERGY SHS 16411R208 1515 28360 SH DFND 1 28360 0 0 CHUBB LIMITED COM SHS H1467J104 1654 12094 SH DFND 1 12094 0 0 CHURCH & DWIGHT INC COM SHS 171340102 873 17319 SH DFND 1 17319 0 0 CIENA CORP COM NEW SHS 171779309 446 17234 SH DFND 1 17234 0 0 CIGNA CORP SHS 125509109 3676 21918 SH DFND 1 21918 0 0 CINTAS CORP SHS 172908105 2972 17422 SH DFND 1 17422 0 0 CITIZENS FINANCIAL GROUP INC. 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CONV 949746804 494 383 SH DFND 1 383 0 0 WESTERN ALLIANCE BANCORP COM SHS 957638109 527 9064 SH DFND 1 9059 0 5 WESTERN DIGITAL CORP COM SHS 958102105 1574 17063 SH DFND 1 17063 0 0 WESTLAKE CHEM CORP COM SHS 960413102 3697 33260 SH DFND 1 33260 0 0 WEX INC SHS 96208T104 424 2704 SH DFND 1 2702 0 2 WEYERHAEUSER CO COM SHS 962166104 811 23185 SH DFND 1 23185 0 0 WINTRUST FINL CORP COM SHS 97650W108 768 8934 SH DFND 1 8929 0 5 WORLDPAY INC SHS 981558109 3789 46072 SH DFND 1 46072 0 0 WYNDHAM WORLDWIDE CORP COM SHS 98310W108 3454 30185 SH DFND 1 30185 0 0 ZIMMER HLDGS INC COM SHS 98956P102 3751 34406 SH DFND 1 34406 0 0 ZOETIS INC CL A SHS 98978V103 1241 14867 SH DFND 1 14867 0 0