0000909012-17-000140.txt : 20170810
0000909012-17-000140.hdr.sgml : 20170810
20170810132850
ACCESSION NUMBER: 0000909012-17-000140
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170630
FILED AS OF DATE: 20170810
DATE AS OF CHANGE: 20170810
EFFECTIVENESS DATE: 20170810
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: SYMPHONY ASSET MANAGEMENT LLC
CENTRAL INDEX KEY: 0001030815
IRS NUMBER: 943252504
STATE OF INCORPORATION: CA
FISCAL YEAR END: 0331
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-05958
FILM NUMBER: 171020769
BUSINESS ADDRESS:
STREET 1: 555 CALIFORNIA STREET
STREET 2: SUITE 3100
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94104
BUSINESS PHONE: 4156764000
MAIL ADDRESS:
STREET 1: 555 CALIFORNIA STREET
STREET 2: SUITE 3100
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94104
13F-HR
1
primary_doc.xml
13F-HR
LIVE
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false
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0001030815
XXXXXXXX
06-30-2017
06-30-2017
SYMPHONY ASSET MANAGEMENT LLC
555 CALIFORNIA STREET
SUITE 3100
SAN FRANCISCO
CA
94104
13F HOLDINGS REPORT
028-05958
N
Amy Chen
Sr. Compliance Manager/Legal Counsel
415 676 4187
/s/ AMY CHEN
San Francisco
CA
08-09-2017
1
349
88632
false
1
028-11405
Nuveen Investments Inc.
INFORMATION TABLE
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aci_13f.xml
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ABBOTT LABS
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SH
DFND
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ABBVIE INC COM
SHS
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18284
SH
DFND
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18284
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ACORDA THERAPEUTICS INC
BOND
00484MAA4
5231
6060000
PRN
DFND
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0
0
ADIENT PLC ORD SHS
SHS
G0084W101
2372
36287
SH
DFND
1
36282
0
5
ADOBE SYS INC COM
SHS
00724F101
1719
12150
SH
DFND
1
12150
0
0
ADVANSIX INC COM
SHS
00773T101
627
20063
SH
DFND
1
20052
0
11
AGILENT TECHNOLOGIES INC COM
SHS
00846U101
361
6089
SH
DFND
1
6089
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0
AGRIUM INC
SHS
008916108
431
4761
SH
DFND
1
4761
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AIR PRODS & CHEMS INC COM
SHS
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962
6721
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DFND
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AK STEEL CORP
BOND
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384
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PRN
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AKAMAI TECHNOLOGIES INC
BOND
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ALBEMARLE CORP COM
SHS
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2603
SH
DFND
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2603
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ALLSTATE CORP/THE
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BOND
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AMEREN CORP COM
SHS
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AMERICAN TOWER REIT COM
SHS
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AMGEN INC COM
SHS
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ANTHEM INC
BOND
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AON PLC SHS CL A
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ARMSTRONG FLOORING INC COM
SHS
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AVID TECHNOLOGY INC
BOND
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AXCELIS TECHNOLOGIES INC COM N
SHS
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B & G FOODS INC NEW CL A
SHS
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BABCOCK & WILCOX ENTERPRIS ICO
SHS
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BAKER HUGHES INC COM
SHS
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BANCO BRADESCO SA
ADR
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BANCO SANTANDER CENT HISPANO A
ADR
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DFND
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BANK OF AMERICA CORP
PFD CONV
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DFND
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BANK OF THE OZARKS INC COM
SHS
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BANNER CORP COM NEW
SHS
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DFND
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BECTON DICKINSON & CO COM
SHS
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DFND
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BERKLEY W R CORP COM
SHS
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DFND
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BERRY PLASTICS GROUP INC COM
SHS
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BIOGEN IDEC INC COM
SHS
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DFND
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BIOMARIN PHARMACEUTICAL INC CO
SHS
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587
6465
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DFND
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BIOVERATIV INC COM
SHS
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DFND
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BOEING CO COM
SHS
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24459
SH
DFND
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BOK FINL CORP COM NEW
SHS
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SH
DFND
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BONANZA CREEK ENERGY INC
SHS
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SH
DFND
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BOX INC CL A
SHS
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BRISTOL MYERS SQUIBB CO
SHS
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BROADCOM LTD SHS
SHS
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DFND
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BROADSOFT INC COM
SHS
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DFND
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BWX TECHNOLOGIES INC COM
SHS
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C&J ENERGY SERVICES INC
SHS
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SH
DFND
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CABOT CORP
SHS
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CALATLANTIC GROUP INC
BOND
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PRN
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CARETRUST REIT INC COM
SHS
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CARTER HLDGS INC COM
SHS
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CATALENT INC COM
SHS
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SH
DFND
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CATERPILLAR INC
SHS
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SH
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CAVIUM INC COM
SHS
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CBOE HLDGS INC COM
SHS
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SH
DFND
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CELGENE CORP COM
SHS
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SH
DFND
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CENTERPOINT ENERGY INC COM
SHS
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SH
DFND
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CHARLES RIV LABORATORIES INTCO
SHS
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CHART INDS INC COM PAR $0.01
SHS
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CHEMOURS CO COM
SHS
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SH
DFND
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CHEVRON CORP NEW
SHS
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CHUBB LIMITED COM
SHS
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DFND
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CHURCH & DWIGHT INC COM
SHS
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SH
DFND
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CIENA CORP COM NEW
SHS
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DFND
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CIGNA CORP
SHS
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DFND
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CITIZENS FINANCIAL GROUP INC.
SHS
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DFND
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CLOROX CO COM
SHS
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CMS ENERGY CORP
SHS
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SH
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COBALT INTERNATIONAL ENERGY INC
SHS
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SH
DFND
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COCA COLA BOTTLING CO CONS COM
SHS
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COMCAST CORP NEW CL A
SHS
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SH
DFND
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COMERICA INC COM
SHS
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COMSTOCK RESOURCES INC
BOND
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PRN
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COMSTOCK RESOURCES INC
SHS
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SH
DFND
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CONCHO RES INC COM
SHS
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SH
DFND
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CONSTELLATION BRANDS INC CL A
SHS
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SH
DFND
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0
CROWN CASTLE INTL CORP NEW COM
SHS
22822V101
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DFND
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CVR ENERGY INC COM
SHS
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SH
DFND
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CVS CORP COM
SHS
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SH
DFND
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CYPRESS SEMICONDUCTOR CORP COM
SHS
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SH
DFND
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CYRUSONE INC COM
SHS
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SH
DFND
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DANAHER CORP
SHS
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SH
DFND
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DCT INDUSTRIAL TRUST INC
SHS
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SH
DFND
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DEAN FOODS CO
SHS
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SH
DFND
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DELTA AIR LINES INC DEL COM NE
SHS
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SH
DFND
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DIGITAL RLTY TR INC COM
SHS
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SH
DFND
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DISNEY WALT CO COM DISNEY
SHS
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DFND
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DOMINOS PIZZA INC COM
SHS
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253
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SH
DFND
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DONALDSON INC COM
SHS
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1101
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SH
DFND
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DOW CHEMICAL CORP
SHS
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SH
DFND
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DR PEPPER SNAPPLE GROUP INC CO
SHS
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DFND
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DTE ENERGY CO COM
SHS
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DFND
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DUKE REALTY CORP
SHS
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SH
DFND
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DXC TECHNOLOGY CO COM
SHS
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DFND
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EAGLE MATLS INC COM
SHS
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SH
DFND
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EAGLE PHARMACEUTICALS INC COM
SHS
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SH
DFND
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ETF
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ETF
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DFND
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EDWARDS LIFESCIENCES CORP COM
SHS
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SH
DFND
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ELDORADO RESORTS INC COM
SHS
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ELECTRONIC ARTS COM
SHS
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ELI LILLY AND CO.
SHS
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DFND
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EMPRESA NACIONAL DE ELCTRCIDSP
ADR
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SH
DFND
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ENERGY XXI GULF COAST INC
SHS
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ENERNOC INC
BOND
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PRN
DFND
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ENOVA INTL INC COM
SHS
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SH
DFND
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ENVISION HEALTHCARE CORP
SHS
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SH
DFND
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EOG RES INC COM
SHS
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SH
DFND
1
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0
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EQUINIX INC COM
SHS
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SH
DFND
1
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EQUITY LIFESTYLE PROPERTIES INC
SHS
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SH
DFND
1
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ETRADE FINANCIAL CORP COM NEW
SHS
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468
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SH
DFND
1
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EXPEDIA INC DEL COM NEW
SHS
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378
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SH
DFND
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EXXON MOBIL CORP
SHS
30231G102
568
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SH
DFND
1
7034
0
0
F5 NETWORKS INC COM
SHS
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SH
DFND
1
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FACEBOOK INC CL A
SHS
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SH
DFND
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FCB FINL HLDGS INC CL A
SHS
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SH
DFND
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FIAT CHRYSLER AUTOMOBILES NV
SHS
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FIDELITY NATIONAL INFORMATION
SHS
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FIFTH THIRD BANCORP COM
SHS
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SH
DFND
1
10810
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FINISAR CORP
SHS
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SH
DFND
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FIREEYE INC
BOND
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PRN
DFND
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FIREEYE INC
BOND
31816QAD3
13936
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PRN
DFND
1
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FIRST DATA CORP
SHS
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SH
DFND
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0
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FIRST DEFIANCE FINL CORP COM
SHS
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562
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SH
DFND
1
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0
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FISERV INC COM
SHS
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SH
DFND
1
15490
0
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FLUIDIGM CORP
BOND
34385PAA6
4933
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PRN
DFND
1
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0
0
FORTIVE CORP COM
SHS
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SH
DFND
1
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0
0
FOUR CORNERS PPTY TR INC COM
SHS
35086T109
665
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SH
DFND
1
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FREEPORT MCMORAN COPPER&GOLDCL
SHS
35671D857
533
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SH
DFND
1
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0
0
GAMING & LEISURE PPTYS INC COM
SHS
36467J108
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SH
DFND
1
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0
0
GCP APPLIED TECHNOLOGIES INCCO
SHS
36164Y101
542
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SH
DFND
1
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0
10
GENESEE & WYO INC CL A
SHS
371559105
500
7315
SH
DFND
1
7311
0
4
GERMAN AMERN BANCORP INC COM
SHS
373865104
395
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SH
DFND
1
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0
7
GIBRALTER INDUSTRIES INC
SHS
374689107
1136
31879
SH
DFND
1
31872
0
7
GILEAD SCIENCES INC COM
SHS
375558103
1163
16423
SH
DFND
1
16423
0
0
GLOBAL PAYMENTS INC
SHS
37940X102
437
4841
SH
DFND
1
4841
0
0
GODADDY INC CL A
SHS
380237107
553
13044
SH
DFND
1
13037
0
7
GREEN DOT CORP CL A
SHS
39304D102
1064
27634
SH
DFND
1
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0
15
HALCON RESOURCES CORP
SHS
40537Q605
360
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SH
DFND
1
79401
0
0
HALCON RESOURCES CORP
SHS
40537Q118
18
21569
SH
DFND
1
21569
0
0
HALLIBURTON CO COM
SHS
406216101
649
15181
SH
DFND
1
15181
0
0
HANCOCK HLDG CO COM
SHS
410120109
2179
44480
SH
DFND
1
44474
0
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HARMONIC INC
BOND
413160AB8
3471
3000000
PRN
DFND
1
3000000
0
0
HARRIS CORP COM
SHS
413875105
320
2930
SH
DFND
1
2930
0
0
HD SUPPLY HLDGS INC COM
SHS
40416M105
1323
43206
SH
DFND
1
43206
0
0
HEALTHSOUTH CORP
SHS
421924309
301
6228
SH
DFND
1
6224
0
4
HERC HLDGS INC COM
SHS
42704L104
338
8599
SH
DFND
1
8594
0
5
HOLLYFRONTIER CORP COM
SHS
436106108
1181
43000
SH
DFND
1
43000
0
0
HOLOGIC INC COM
SHS
436440101
1271
28005
SH
DFND
1
28005
0
0
HOME DEPOT INC COM
SHS
437076102
6681
43551
SH
DFND
1
43551
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HONEYWELL INTERNATIONAL INC.
SHS
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6048
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SH
DFND
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HORIZON PHARMA INVESTMENT LTD
BOND
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PRN
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HOSPITALITY PPTYS TR COM SH BE
SHS
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SH
DFND
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HUNTINGTON INGALLS INDS INC CO
SHS
446413106
2945
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SH
DFND
1
15815
0
2
IBERIABANK CORP COM
SHS
450828108
753
9240
SH
DFND
1
9237
0
3
ILLUMINA INC
BOND
452327AF6
12599
12413000
PRN
DFND
1
12413000
0
0
ILLUMINA INC
SHS
452327109
3904
22500
SH
DFND
1
22500
0
0
INCYTE PHARMACEUTICALS INC COM
SHS
45337C102
235
1867
SH
DFND
1
1867
0
0
INGERSOLL-RAND PLC
SHS
G47791101
1450
15865
SH
DFND
1
15865
0
0
INPHI CORP COM
SHS
45772F107
2798
81596
SH
DFND
1
81587
0
9
INTEGRATED DEVICE TECH INC COM
SHS
458118106
475
18446
SH
DFND
1
18436
0
10
INTEL CORP
BOND
458140AF7
465
281000
PRN
DFND
1
281000
0
0
INTERCONTINENTALEXCHANGE GROCO
SHS
45866F104
3995
60594
SH
DFND
1
60594
0
0
INTERNAP CORP
SHS
45885A300
159
43266
SH
DFND
1
43266
0
0
INTERNATIONAL BUS MACHINES
SHS
459200101
954
6207
SH
DFND
1
6207
0
0
INTUIT INC COM
SHS
461202103
2443
18394
SH
DFND
1
18394
0
0
ITAU UNIBANCO BANCO BRASILEIRO
ADR
465562106
570
51583
SH
DFND
1
51583
0
0
J P MORGAN CHASE & CO COM
SHS
46625H100
1298
14205
SH
DFND
1
14205
0
0
JAZZ INVESTMENTS I LTD
BOND
472145AB7
8974
8177000
PRN
DFND
1
8177000
0
0
JELD-WEN HLDG INC COM
SHS
47580P103
2374
73137
SH
DFND
1
73124
0
13
JOHN BEAN TECHNOLOGIES CORP CO
SHS
477839104
810
8265
SH
DFND
1
8261
0
4
JOHNSON & JOHNSON
SHS
478160104
4260
32202
SH
DFND
1
32202
0
0
K2M GROUP HLDGS INC COM
SHS
48273J107
351
14381
SH
DFND
1
14373
0
8
KANSAS CITY SOUTHN INDS INC CO
SHS
485170302
420
4009
SH
DFND
1
4009
0
0
KEYCORP
SHS
493267108
1135
60565
SH
DFND
1
60565
0
0
KLA TENOR CORP COM
SHS
482480100
1567
17130
SH
DFND
1
17130
0
0
KNIGHT TRANSN INC COM
SHS
499064103
1304
35192
SH
DFND
1
35192
0
0
KRAFT HEINZ COMPANY
SHS
500754106
2772
32363
SH
DFND
1
32363
0
0
LAMB WESTON HLDGS INC COM
SHS
513272104
3645
82757
SH
DFND
1
82750
0
7
LANDSTAR SYS INC COM
SHS
515098101
1944
22700
SH
DFND
1
22700
0
0
LAUDER ESTEE COS INC CL A
SHS
518439104
1973
20560
SH
DFND
1
20560
0
0
LEIDOS HLDGS INC COM
SHS
525327102
547
10577
SH
DFND
1
10577
0
0
LINCOLN ELEC HLDGS INC COM
SHS
533900106
1043
11327
SH
DFND
1
11327
0
0
LINCOLN NATL CORP IND COM
SHS
534187109
948
14025
SH
DFND
1
14025
0
0
LIONS GATE ENTMNT CORP CL B NO
SHS
535919500
727
27638
SH
DFND
1
27638
0
0
LITHIA MTRS INC CL A
SHS
536797103
631
6692
SH
DFND
1
6690
0
2
LOCKHEED MARTIN CORP COM
SHS
539830109
2996
10792
SH
DFND
1
10792
0
0
LPL FINL HLDGS INC COM
SHS
50212V100
1039
24482
SH
DFND
1
24474
0
8
LYONDELLBASELL INDUSTRIES N SH
SHS
N53745100
1202
14246
SH
DFND
1
14246
0
0
MA COM TECHNOLOGY SOLUTIONS CO
SHS
55405Y100
1637
29359
SH
DFND
1
29352
0
7
MARATHON PETROLEUM CORP
SHS
56585A102
350
6682
SH
DFND
1
6682
0
0
MARRIOTT INTL INC NEW CL A
SHS
571903202
1178
11750
SH
DFND
1
11750
0
0
MARRIOTT VACATIONS WRLDWDE CCO
SHS
57164Y107
647
5490
SH
DFND
1
5487
0
3
MARSH & MCLENNAN COS INC COM
SHS
571748102
3750
48106
SH
DFND
1
48106
0
0
MASCO CORP COM
SHS
574599106
3625
94880
SH
DFND
1
94880
0
0
MASONITE INTERNATIONAL CORP
SHS
575385109
200
2655
SH
DFND
1
2655
0
0
MASTEC INC COM
SHS
576323109
507
11229
SH
DFND
1
11223
0
6
MASTERCARD INC COM
SHS
57636Q104
4931
40602
SH
DFND
1
40602
0
0
MCCORMICK & CO INC COM NON VTG
SHS
579780206
3301
33851
SH
DFND
1
33851
0
0
MCDONALDS CORP
SHS
580135101
961
6273
SH
DFND
1
6273
0
0
MDU RES GROUP INC COM
SHS
552690109
552
21083
SH
DFND
1
21083
0
0
MELLANOX TECHNOLOGIES LTD SHS
SHS
M51363113
2116
48863
SH
DFND
1
48863
0
0
MERCK & COMPANY
SHS
58933Y105
2306
35986
SH
DFND
1
35986
0
0
MERIT MED SYS INC COM
SHS
589889104
659
17282
SH
DFND
1
17272
0
10
META FINL GROUP INC COM
SHS
59100U108
371
4164
SH
DFND
1
4162
0
2
MICROCHIP TECHNOLOGY INC
BOND
595017AD6
8219
5485000
PRN
DFND
1
5485000
0
0
MICROSEMI CORP COM
SHS
595137100
1303
27843
SH
DFND
1
27836
0
7
MICROSOFT CORP COM
SHS
594918104
14655
212608
SH
DFND
1
212608
0
0
MOBILE TELESYSTEMS OJSC ADR SP
ADR
607409109
175
20856
SH
DFND
1
20856
0
0
MOHAWK INDS INC COM
SHS
608190104
1828
7566
SH
DFND
1
7566
0
0
MOLINA HEALTHCARE INC
BOND
60855RAD2
14778
11540000
PRN
DFND
1
11540000
0
0
MOLSON COORS BREWING COMPANY
SHS
60871R209
2907
33670
SH
DFND
1
33670
0
0
MONRO MUFFLER BRAKE INC COM
SHS
610236101
284
6796
SH
DFND
1
6792
0
4
MONSANTO CO NEW COM
SHS
61166W101
315
2664
SH
DFND
1
2664
0
0
MOODYS CORP COM
SHS
615369105
285
2339
SH
DFND
1
2339
0
0
MSCI INC CL A
SHS
55354G100
876
8511
SH
DFND
1
8511
0
0
NATIONAL STORAGE AFFILIATES CO
SHS
637870106
424
18377
SH
DFND
1
18367
0
10
NAVISTAR INTERNATIONAL CORP
BOND
63934EAQ1
7595
7581000
PRN
DFND
1
7581000
0
0
NAVISTAR INTERNATIONAL CORP
BOND
63934EAS7
14183
14500000
PRN
DFND
1
14500000
0
0
NEWELL RUBBERMAID INC.
SHS
651229106
1979
36912
SH
DFND
1
36912
0
0
NEXEO SOLUTIONS INC COM SHS
SHS
65342H102
169
20346
SH
DFND
1
20335
0
11
NEXSTAR BROADCASTING GROUP ICL
SHS
65336K103
700
11721
SH
DFND
1
11714
0
7
NORFOLK SOUTHERN CORP
SHS
655844108
1869
15352
SH
DFND
1
15352
0
0
NORTHROP GRUMMAN CORP COM
SHS
666807102
915
3565
SH
DFND
1
3565
0
0
NOVAVAX INC
BOND
670002AB0
1331
3000000
PRN
DFND
1
3000000
0
0
NUVASIVE INC COM
SHS
670704105
545
7095
SH
DFND
1
7091
0
4
OASIS PETROLEUM INC
BOND
674215AJ7
206
210000
PRN
DFND
1
210000
0
0
OLIN CORPORATION
SHS
680665205
1098
36261
SH
DFND
1
36252
0
9
OMNICOM GROUP COM
SHS
681919106
1009
12161
SH
DFND
1
12161
0
0
ON SEMICONDUCTOR CORP
BOND
682189AK1
11962
11474000
PRN
DFND
1
11474000
0
0
ONEOK INC NEW COM
SHS
682680103
2874
55108
SH
DFND
1
55108
0
0
ORACLE CORP
SHS
68389X105
3487
69548
SH
DFND
1
69548
0
0
O'REILLY AUTOMOTIVE INC NEW CO
SHS
67103H107
1984
9070
SH
DFND
1
9070
0
0
PALO ALTO NETWORKS INC
BOND
697435AB1
8341
6340000
PRN
DFND
1
6340000
0
0
PALO ALTO NETWORKS INC COM
SHS
697435105
1240
9268
SH
DFND
1
9268
0
0
PATTERSON-UTI ENERGY INC COM
SHS
703481101
1489
73721
SH
DFND
1
73708
0
13
PAYPAL HLDGS INC COM
SHS
70450Y103
2319
43222
SH
DFND
1
43222
0
0
PEABODY ENERGY CORP
SHS
704551100
1256
51350
SH
DFND
1
51350
0
0
PENN NATL GAMING INC COM
SHS
707569109
882
41195
SH
DFND
1
41172
0
23
PEPSICO INC
SHS
713448108
1253
10845
SH
DFND
1
10845
0
0
PERFORMANCE FOOD GROUP CO COM
SHS
71377A103
1107
40401
SH
DFND
1
40387
0
14
PFIZER INC
SHS
717081103
1247
37130
SH
DFND
1
37130
0
0
PHH CORP COM NEW
SHS
693320202
258
18759
SH
DFND
1
18749
0
10
PHILIP MORRIS INTL INC
SHS
718172109
1048
8919
SH
DFND
1
8919
0
0
PHILLIPS 66 COM
SHS
718546104
1316
15916
SH
DFND
1
15916
0
0
PIONEER NAT RES CO COM
SHS
723787107
820
5141
SH
DFND
1
5141
0
0
PIPER JAFFRAY COS COM
SHS
724078100
507
8453
SH
DFND
1
8448
0
5
POOL CORP
SHS
73278L105
1796
15272
SH
DFND
1
15268
0
4
POPULAR INC COM
SHS
733174700
260
6241
SH
DFND
1
6241
0
0
POWERSHARES SENIOR LOAN PORTFOLIO
ETF
73936Q769
59495
2571083
SH
DFND
1
2571083
0
0
PRAXAIR INC COM
SHS
74005P104
925
6973
SH
DFND
1
6973
0
0
PRICELINE COM INC COM NEW
SHS
741503403
12290
6570
SH
DFND
1
6570
0
0
PRICELINE GROUP INC/THE
BOND
741503AQ9
463
234000
PRN
DFND
1
234000
0
0
PROGRESSIVE CORP OHIO COM
SHS
743315103
5501
124776
SH
DFND
1
124776
0
0
PRUDENTIAL FINL INC COM
SHS
744320102
1541
14247
SH
DFND
1
14247
0
0
PS BUSINESS PKS INC CALIF COM
SHS
69360J107
794
5997
SH
DFND
1
5994
0
3
PT TELEKOMUNIKIASI INDONESIAAD
ADR
715684106
219
6504
SH
DFND
1
6504
0
0
PTC INC COM
SHS
69370C100
1522
27629
SH
DFND
1
27629
0
0
QTS RLTY TR INC COM CL A
SHS
74736A103
805
15392
SH
DFND
1
15392
0
0
QUALITY SYS INC COM
SHS
747582104
553
32126
SH
DFND
1
32108
0
18
RADIAN GROUP INC COM
SHS
750236101
1033
63167
SH
DFND
1
63150
0
17
RAMBUS INC
BOND
750917AE6
14974
13785000
PRN
DFND
1
13785000
0
0
RED HAT INC COM
SHS
756577102
1324
13829
SH
DFND
1
13829
0
0
REGENERON PHARMACEUTICALS COM
SHS
75886F107
542
1103
SH
DFND
1
1103
0
0
REGIONS FINL CORP NEW COM
SHS
7591EP100
189
12931
SH
DFND
1
12931
0
0
REPUBLIC SVCS INC COM
SHS
760759100
1433
22492
SH
DFND
1
22492
0
0
RTI INTERNATIONAL METALS INC
BOND
74973WAB3
236
220000
PRN
DFND
1
220000
0
0
SCHWAB CHARLES CORP NEW COM
SHS
808513105
2753
64071
SH
DFND
1
64071
0
0
SCIENTIFIC GAMES CORP CL A
SHS
80874P109
695
26656
SH
DFND
1
26641
0
15
SEI INVTS CO COM
SHS
784117103
246
4565
SH
DFND
1
4565
0
0
SMART GLOBAL HOLDINGS INC
SHS
G8232Y101
1286
79458
SH
DFND
1
79458
0
0
SOUTHWEST AIRLS CO COM
SHS
844741108
2107
33899
SH
DFND
1
33899
0
0
SOUTHWEST GAS CORP
SHS
844895102
465
6361
SH
DFND
1
6361
0
0
SPDR S&P BANK ETF
ETF
78464A797
26028
598060
SH
DFND
1
598060
0
0
SPDR S&P OIL & GAS EQUIPMENT & SERVICES ETF
ETF
78464A748
2023
130765
SH
DFND
1
130765
0
0
SPECTRUM BRANDS HLDGS INC COM
SHS
84763R101
662
5289
SH
DFND
1
5289
0
0
SPIRE INC COM
SHS
84857L101
657
9412
SH
DFND
1
9407
0
5
SPIRIT AIRLS INC COM
SHS
848577102
495
9591
SH
DFND
1
9585
0
6
SQUARE INC CL A
SHS
852234103
955
40731
SH
DFND
1
40708
0
23
STAG INDL INC COM
SHS
85254J102
366
13242
SH
DFND
1
13234
0
8
STANLEY BLACK AND DECKER INC
SHS
854502101
324
2301
SH
DFND
1
2301
0
0
STARBUCKS CORP COM
SHS
855244109
3503
60068
SH
DFND
1
60068
0
0
STARWOOD PROPERTY TRUST INC
BOND
85571BAB1
285
250000
PRN
DFND
1
250000
0
0
SUN CMNTYS INC COM
SHS
866674104
2839
32371
SH
DFND
1
32367
0
4
SUNTRUST BANKS INC
SHS
867914103
562
9915
SH
DFND
1
9915
0
0
SYNAPTICS INC COM
SHS
87157D109
469
9067
SH
DFND
1
9062
0
5
SYNNEX CORP COM
SHS
87162W100
1519
12662
SH
DFND
1
12659
0
3
SYSCO CORP COM
SHS
871829107
2769
55001
SH
DFND
1
55001
0
0
TAKE-TWO INTERACTIVE SOFTWARCO
SHS
874054109
929
12653
SH
DFND
1
12646
0
7
TELEFLEX INC COM
SHS
879369106
1172
5638
SH
DFND
1
5637
0
1
TESLA INC
SHS
88160R101
922
2550
SH
DFND
1
2550
0
0
TEXAS CAP BNCSHS INC
SHS
88224Q107
1461
18871
SH
DFND
1
18871
0
0
THERMO FISHER SCIENTIFIC INC
SHS
883556102
3437
19700
SH
DFND
1
19700
0
0
TIFFANY & CO NEW COM
SHS
886547108
2721
28984
SH
DFND
1
28984
0
0
TJX COMPANIES INC NEW COM
SHS
872540109
658
9120
SH
DFND
1
9120
0
0
TRICO BANCSHARES COM
SHS
896095106
463
13168
SH
DFND
1
13161
0
7
TRIMBLE NAV LTD COM
SHS
896239100
1746
48938
SH
DFND
1
48938
0
0
TWITTER INC
BOND
90184LAD4
4583
4982000
PRN
DFND
1
4982000
0
0
TWITTER INC
BOND
90184LAB8
17460
18500000
PRN
DFND
1
18500000
0
0
U S SILICA HLDGS INC COM
SHS
90346E103
1079
30405
SH
DFND
1
30397
0
8
ULTA SALON COSMETCS & FRAG ICO
SHS
90384S303
540
1878
SH
DFND
1
1878
0
0
UNDER ARMOUR INC CL A
SHS
904311107
1497
68783
SH
DFND
1
68783
0
0
UNION PAC CORP
SHS
907818108
6156
56520
SH
DFND
1
56520
0
0
UNITED INS HLDGS CORP COM
SHS
910710102
393
25016
SH
DFND
1
25002
0
14
UNITED PARCEL SERVICE INC
SHS
911312106
568
5137
SH
DFND
1
5137
0
0
UNITEDHEALTH GROUP INC
SHS
91324P102
2442
13169
SH
DFND
1
13169
0
0
UNITIL CORP COM
SHS
913259107
635
13155
SH
DFND
1
13148
0
7
UNIVERSAL INS HLDGS INC COM
SHS
91359V107
409
16238
SH
DFND
1
16229
0
9
VALIDUS HOLDINGS LTD COM SHS
SHS
G9319H102
380
7320
SH
DFND
1
7316
0
4
VALVOLINE INC COM
SHS
92047W101
991
41807
SH
DFND
1
41807
0
0
VANECK VECTORS OIL SERVICES ET
ETF
92189F718
10360
417900
SH
DFND
1
417900
0
0
VANTIV INC CL A
SHS
92210H105
290
4580
SH
DFND
1
4580
0
0
VEECO INSTRS INC DEL COM
SHS
922417100
1292
46404
SH
DFND
1
46392
0
12
VEECO INSTRUMENTS INC
BOND
922417AD2
14844
14500000
PRN
DFND
1
14500000
0
0
VERISK ANALYTICS
SHS
92345Y106
956
11335
SH
DFND
1
11335
0
0
VERIZON COMMUNICATIONS
SHS
92343V104
738
16532
SH
DFND
1
16532
0
0
VERTEX PHARMACEUTICALS INC COM
SHS
92532F100
634
4925
SH
DFND
1
4925
0
0
VISA INC COM CL A
SHS
92826C839
5730
61105
SH
DFND
1
61105
0
0
VOYA FINL INC COM
SHS
929089100
1898
51460
SH
DFND
1
51460
0
0
WABTEC CORP COM
SHS
929740108
2520
27542
SH
DFND
1
27542
0
0
WASTE CONNECTIONS INC
SHS
94106B101
2807
43570
SH
DFND
1
43559
0
10
WASTE MANAGEMENT INC COM
SHS
94106L109
3148
42921
SH
DFND
1
42921
0
0
WATERS CORP COM
SHS
941848103
774
4210
SH
DFND
1
4210
0
0
WATSCO INC COM
SHS
942622200
1945
12616
SH
DFND
1
12613
0
3
WD 40 CO COM
SHS
929236107
442
4003
SH
DFND
1
4001
0
2
WEATHERFORD INTERNATIONAL LTD
BOND
947075AH0
240
237000
PRN
DFND
1
237000
0
0
WEATHERFORD INTERNATIONAL PLC
SHS
G48833100
504
130300
SH
DFND
1
130300
0
0
WEB.COM GROUP INC
BOND
94733AAA2
5006
5000000
PRN
DFND
1
5000000
0
0
WEBMD HEALTH CORP
BOND
94770VAK8
9307
7303000
PRN
DFND
1
7303000
0
0
WEC ENERGY GROUP INC COM
SHS
92939U106
1085
17679
SH
DFND
1
17679
0
0
WELBILT INC
SHS
949090104
1789
94881
SH
DFND
1
94863
0
18
WELLS FARGO & CO
PFD CONV
949746804
564
430
SH
DFND
1
430
0
0
WESCO INTL INC COM
SHS
95082P105
275
4802
SH
DFND
1
4799
0
3
WESTERN ALLIANCE BANCORP COM
SHS
957638109
680
13815
SH
DFND
1
13807
0
8
WESTLAKE CHEM CORP COM
SHS
960413102
2504
37812
SH
DFND
1
37812
0
0
WEX INC
SHS
96208T104
1559
14950
SH
DFND
1
14947
0
3
WEYERHAEUSER CO COM
SHS
962166104
319
9501
SH
DFND
1
9501
0
0
WHITING PETROLEUM CORP
BOND
966387AL6
289
340000
PRN
DFND
1
340000
0
0
WINTRUST FINL CORP COM
SHS
97650W108
997
13037
SH
DFND
1
13030
0
7
XILINX INC COM
SHS
983919101
801
12463
SH
DFND
1
12463
0
0
XL GROUP LTD COM
SHS
G98294104
316
7205
SH
DFND
1
7205
0
0
ZIMMER HLDGS INC COM
SHS
98956P102
4240
33025
SH
DFND
1
33025
0
0
ZOETIS INC CL A
SHS
98978V103
1016
16284
SH
DFND
1
16284
0
0