0000909012-14-000065.txt : 20140211 0000909012-14-000065.hdr.sgml : 20140211 20140211105450 ACCESSION NUMBER: 0000909012-14-000065 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20131231 FILED AS OF DATE: 20140211 DATE AS OF CHANGE: 20140211 EFFECTIVENESS DATE: 20140211 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SYMPHONY ASSET MANAGEMENT LLC CENTRAL INDEX KEY: 0001030815 IRS NUMBER: 943252504 STATE OF INCORPORATION: CA FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05958 FILM NUMBER: 14592101 BUSINESS ADDRESS: STREET 1: 555 CALIFORNIA STREET STREET 2: SUITE 2975 CITY: SAN FRANCISCO STATE: CA ZIP: 94104 BUSINESS PHONE: 4156764000 MAIL ADDRESS: STREET 1: 555 CALIFORNIA STREET STREET 2: SUITE 2975 CITY: SAN FRANCISCO STATE: CA ZIP: 94104 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001030815 XXXXXXXX 12-31-2013 12-31-2013 SYMPHONY ASSET MANAGEMENT LLC

555 CALIFORNIA STREET SUITE 2975 SAN FRANCISCO CA 94104

13F HOLDINGS REPORT 028-05958 N Martin Fawzy 415 676 4057 /s/ MARTIN FAWZY San Francisco CA 02-10-2014 1 456 1365736 false 1 028-1405 Nuveen Investments Inc. 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COM 948626106 2223 67500 SH Put DFND 1 0 0 0 WELLCARE HEALTH PLANS INC COM 94946T106 442 6271 SH DFND 1 6194 0 77 WELLPOINT INC 2.750% 10/15/42 CVT BND 94973VBG1 13538 10000000 PRN DFND 1 10000000 0 0 WELLS FARGO & CO COM 949746101 1254 27637 SH DFND 1 27637 0 0 WESCO INTERNATIONAL INC COM 95082P105 368 4043 SH DFND 1 4043 0 0 WESTERN DIGITAL CORP COM 958102105 492 5859 SH DFND 1 5859 0 0 WESTLAKE CHEMICAL CORP COM 960413102 2391 19586 SH DFND 1 19542 0 44 WEX INC COM 96208T104 383 3864 SH DFND 1 3817 0 47 WHIRLPOOL CORP COM 963320106 6023 38395 SH DFND 1 38395 0 0 WHITEWAVE FOODS CO - CL A COM 966244105 2290 99811 SH DFND 1 99596 0 215 WHOLE FOODS MARKET INC COM 966837106 1741 30098 SH DFND 1 30098 0 0 WINTRUST FINANCIAL CORP COM 97650W108 264 5732 SH DFND 1 5662 0 70 WISCONSIN ENERGY CORP COM 976657106 513 12416 SH DFND 1 12416 0 0 WOLVERINE WORLD WIDE INC COM 978097103 374 11008 SH DFND 1 10877 0 131 WORLD FUEL SERVICES CORP COM 981475106 382 8833 SH DFND 1 8833 0 0 WPP PLC-SPONSORED ADR ADR 92937A102 874 7612 SH DFND 1 7612 0 0 WR BERKLEY CORP COM 084423102 329 7570 SH DFND 1 7570 0 0 WR GRACE & CO COM 38388F108 2074 20985 SH DFND 1 20985 0 0 WUXI PHARMATECH INC-ADR ADR 929352102 398 10364 SH DFND 1 10364 0 0 WW GRAINGER INC COM 384802104 305 1196 SH DFND 1 1196 0 0 WYNDHAM WORLDWIDE CORP COM 98310W108 1922 26082 SH DFND 1 26082 0 0 XEROX CORP COM 984121103 248 20371 SH DFND 1 20371 0 0 XILINX INC COM 983919101 1257 27384 SH DFND 1 27384 0 0 XL GROUP PLC COM G98290102 787 24717 SH DFND 1 24717 0 0 YANDEX NV-A COM N97284108 246 5710 SH DFND 1 5710 0 0 ZALE CORP COM 988858106 242 15370 SH DFND 1 15183 0 187 ZIMMER HOLDINGS INC COM 98956P102 356 3817 SH DFND 1 3817 0 0