0000921895-18-003115.txt : 20181119 0000921895-18-003115.hdr.sgml : 20181119 20181119192007 ACCESSION NUMBER: 0000921895-18-003115 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181115 FILED AS OF DATE: 20181119 DATE AS OF CHANGE: 20181119 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TRAUB KENNETH H CENTRAL INDEX KEY: 0001232602 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33607 FILM NUMBER: 181193897 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GULFMARK OFFSHORE INC CENTRAL INDEX KEY: 0001030749 STANDARD INDUSTRIAL CLASSIFICATION: OIL & GAS FILED MACHINERY & EQUIPMENT [3533] IRS NUMBER: 760526032 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 10111 RICHMOND AVE STREET 2: STE 340 CITY: HOUSTON STATE: TX ZIP: 77042 BUSINESS PHONE: 7139639522 MAIL ADDRESS: STREET 1: 10111 RICHMOND AVE STREET 2: STE 340 CITY: HOUSTON STATE: TX ZIP: 77042 4 1 form407738055tra_11192018.xml OWNERSHIP DOCUMENT X0306 4 2018-11-15 0 0001030749 GULFMARK OFFSHORE INC GLF 0001232602 TRAUB KENNETH H C/O RAGING CAPITAL MANAGEMENT, LLC 10 PRINCETON AVENUE, P.O. BOX 228 ROCKY HILL NJ 08553 1 0 0 1 See Remarks Common Stock, $0.01 par value 2018-11-15 4 D 0 5875 D 0 D As previously reported, Mr. Traub received a grant of restricted stock units representing a contingent right to receive the equivalent number of shares of common stock of the Issuer for no consideration. These restricted stock units vested on November 15, 2018 and were disposed of as provided for under the Agreement and Plan of Merger, dated as of July 15, 2018, between Tidewater Inc. ("Tidewater") and the Issuer, in exchange for 6,462 shares of common stock of Tidewater and cash in lieu of a fraction of one share of common stock of Tidewater. The Reporting Person may have been deemed to be a member of a Section 13(d) group that may have been deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of common stock. /s/ Kenneth H. Traub 2018-11-19