424B3 1 d424b3.htm PROSPECTUS SUPPLEMENT NO. 1 PROSPECTUS SUPPLEMENT NO. 1

 

Filed Pursuant to Rule 424(b)(3)

Registration No. 333-113930

 

PROSPECTUS SUPPLEMENT NO. 1 DATED NOVEMBER 23, 2004

(TO PROSPECTUS DATED JUNE 30, 2004)

 

CURAGEN CORPORATION

 

$110,000,000 4% CONVERTIBLE SUBORDINATED NOTES DUE 2011

SHARES OF COMMON STOCK ISSUABLE UPON CONVERSION OF THE NOTES

 

This Prospectus Supplement No. 1 supplements and amends the Prospectus dated June 30, 2004 (the “Prospectus”), relating to the resale from time to time by holders of our 4% Convertible Subordinated Notes Due 2011 (the “Notes”) and shares of our common stock issuable upon the conversion of the Notes. Such information has been obtained from the selling holders. This prospectus supplement should be read in conjunction with the Prospectus, which is to be delivered with this prospectus supplement.

 

The information appearing in the table below, as of the date hereof, supplements and amends the information in the table appearing under the heading “Selling Holders” in the Prospectus, and, where the name of a selling holder identified in the table below also appears in the table in the Prospectus, the information set forth in the table below regarding that selling holder supercedes the information in the Prospectus:

 

Names of Security Holder


   Principal Amount of
Notes Beneficially
Owned Prior to the
Offering (in $1,000
denominations)


   Common
Stock
Beneficially
Owned Prior
to Offering


   Common
Stock
Offered


   Common
Stock Owned
After
Completion of
the Offering


Alexandra Global Master Fund

   5,000    516,215    516,215    0

B.P. Amoco PLC Master Trust

   698    72,064    72,064    0

CC Convertible Arbitrage, Ltd.

   3,000    309,729    309,729    0

Coastal Convertibles Ltd.

   250    25,811    25,811    0

Consulting Group Capital Markets Fund - Multi Strategy Market Neutral Investments

   250    25,811    25,811    0

Context Convertible Arbitrage Fund, L.P.

   3,400    351,026    351,026    0

Context Convertible Arbitrage Offshore, Ltd.

   8,575    885,308    885,308    0

Forest Multi-Strategy Master Fund SPC

   1,501    154,968    154,968    0

Geode U.S. Convertible Arbitrage Fund

   2,500    258,107    258,107    0

Hotel Union & Hotel Industry of Hawaii Pension Plan

   187    19,306    19,306    0

Institutional Benchmarks Master Fund Ltd.

   517    53,377    53,377    0

Lyxor/Context Fund Ltd.

   1,075    110,986    110,986    0

National Bank of Canada

   700    72,270    72,270    0

Pendragon (Convertibles) Fund Limited

   315    32,522    32,522    0

Pendragon (Guinevere) Fund LLC

   435    44,911    44,911    0

Relay 11 Holdings Co.

   0    0    0    0

Royal Bank of Canada (Norshield)

   950    98,081    98,081    0

Sphinx Convertible Arb Fund SPC

   397    40,987    40,987    0

SSI Blended Market Neutral L.P.

   378    39,026    39,026    0

SSI Hedged Convertible Market Neutral L.P.

   304    31,386    31,386    0

The Animi Master Fund, Ltd.

   3,500    361,350    361,350    0

Univest Convertible Arbitrage Fund II Ltd. (Norshield)

   300    30,973    30,973    0

Viacom Inc. Pension Plan Master Trust

   19    1,962    1,962    0

The selling holders identified above may have sold, transferred or otherwise disposed of all or a portion of their Notes since the date on which they provided the information about their Notes in transactions exempt from the registration requirements of the Securities Act.