8-K 1 d8k.htm FORM 8-K FORM 8-K

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 


 

FORM 8-K

 


 

CURRENT REPORT

 

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): March 16, 2004

 


 

CuraGen Corporation

(Exact name of registrant as specified in its charter)

 


 

Delaware   0-23223   06-1331400

(State or other jurisdiction of

incorporation)

 

(Commission

File Number)

 

(IRS Employer

Identification No.)

 

555 Long Wharf Drive, 11th Floor

New Haven, Connecticut

  06511
(Address of principal executive offices)   (Zip Code)

 

 

Registrant’s telephone number, including area code: (203) 401-3330

 



Item 7. Financial Statements and Exhibits.

 

(c) The following exhibit is furnished with this report:

 

Exhibit Number

  

Description


99.1    Press release of Registrant dated March 16, 2004.

 

Item 9. Regulation FD.

 

The information in this Form 8-K shall not be deemed “filed” for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that Section, nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended (the “Securities Act”), or the Exchange Act, except as expressly set forth by specific reference in such filing.

 

On March 16, 2004, CuraGen Corporation (the “Registrant”) publicly disseminated a press release announcing the sale of an additional $10 million aggregate principal amount of convertible subordinated notes due 2011, bearing an interest rate of 4.0%, to certain initial purchasers. With the exercise of this option, the Registrant has sold a total of $110 million aggregate principal amount of notes bearing an interest rate of 4.0%. The notes will be convertible into 103.2429 shares of the Registrant’s common stock for each $1,000 of principal amount of notes representing a conversion price of $9.69 per share of common stock, subject to adjustment in certain circumstances.

 

The press release is attached hereto as Exhibit 99.1 and is hereby incorporated by reference in its entirety.


SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

       

CURAGEN CORPORATION

(Registrant)

Date: March 17, 2004

     

By:

 

/s/ Elizabeth A. Whayland

             
           

Name:

 

Elizabeth A. Whayland

           

Title:

 

Vice President of Finance and

Corporate Secretary


EXHIBIT INDEX

 

The following exhibit is furnished with this report:

 

Exhibit Number

  

Description


99.1    Press Release dated March 16, 2004.