-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ujfqy4Xrm0h6PxdQSo3gVXdnM9wEV6IUmpTXljnrjOXIVPkQvRIUJHhHRhDusEKv 29pgC4263er2bjIY1vomZA== 0001193125-04-043902.txt : 20040317 0001193125-04-043902.hdr.sgml : 20040317 20040317123841 ACCESSION NUMBER: 0001193125-04-043902 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20040316 ITEM INFORMATION: Financial statements and exhibits ITEM INFORMATION: Regulation FD Disclosure FILED AS OF DATE: 20040317 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CURAGEN CORP CENTRAL INDEX KEY: 0001030653 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMMERCIAL PHYSICAL & BIOLOGICAL RESEARCH [8731] IRS NUMBER: 061331400 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-23223 FILM NUMBER: 04674785 BUSINESS ADDRESS: STREET 1: 555 LONG WHARF DRIVE STREET 2: 11TH FL CITY: NEW HAVEN STATE: CT ZIP: 06511 BUSINESS PHONE: 2034013330 MAIL ADDRESS: STREET 1: 555 LONG WHARF DRIVE CITY: NEW HAVEN STATE: CT ZIP: 06511 8-K 1 d8k.htm FORM 8-K FORM 8-K

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 


 

FORM 8-K

 


 

CURRENT REPORT

 

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): March 16, 2004

 


 

CuraGen Corporation

(Exact name of registrant as specified in its charter)

 


 

Delaware   0-23223   06-1331400

(State or other jurisdiction of

incorporation)

 

(Commission

File Number)

 

(IRS Employer

Identification No.)

 

555 Long Wharf Drive, 11th Floor

New Haven, Connecticut

  06511
(Address of principal executive offices)   (Zip Code)

 

 

Registrant’s telephone number, including area code: (203) 401-3330

 



Item 7. Financial Statements and Exhibits.

 

(c) The following exhibit is furnished with this report:

 

Exhibit Number

  

Description


99.1    Press release of Registrant dated March 16, 2004.

 

Item 9. Regulation FD.

 

The information in this Form 8-K shall not be deemed “filed” for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that Section, nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended (the “Securities Act”), or the Exchange Act, except as expressly set forth by specific reference in such filing.

 

On March 16, 2004, CuraGen Corporation (the “Registrant”) publicly disseminated a press release announcing the sale of an additional $10 million aggregate principal amount of convertible subordinated notes due 2011, bearing an interest rate of 4.0%, to certain initial purchasers. With the exercise of this option, the Registrant has sold a total of $110 million aggregate principal amount of notes bearing an interest rate of 4.0%. The notes will be convertible into 103.2429 shares of the Registrant’s common stock for each $1,000 of principal amount of notes representing a conversion price of $9.69 per share of common stock, subject to adjustment in certain circumstances.

 

The press release is attached hereto as Exhibit 99.1 and is hereby incorporated by reference in its entirety.


SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

       

CURAGEN CORPORATION

(Registrant)

Date: March 17, 2004

     

By:

 

/s/ Elizabeth A. Whayland

             
           

Name:

 

Elizabeth A. Whayland

           

Title:

 

Vice President of Finance and

Corporate Secretary


EXHIBIT INDEX

 

The following exhibit is furnished with this report:

 

Exhibit Number

  

Description


99.1    Press Release dated March 16, 2004.
EX-99.1 3 dex991.htm PRESS RELEASE PRESS RELEASE

Exhibit 99.1

 

LOGO

 

Contact:

 

Fred Aslan, M.D.

Director of Corporate Strategy and Investor Relations

faslan@curagen.com

1-888-GENOMICS

 

FOR IMMEDIATE RELEASE

 

CuraGen Adds $10 Million to $100 Million Convertible Subordinated Note

Offering

 

NEW HAVEN, Conn. - March 16, 2004 - CuraGen Corporation (Nasdaq: CRGN) today announced that it has issued an additional $10 million of convertible subordinated notes that were granted in a 30-day option to the initial purchaser of the notes to cover over-allotments. With the exercise of this option, CuraGen has sold a total of $110 million aggregate principal amount of notes bearing an interest rate of 4.00%.

 

The notes, due in 2011, will be convertible into 103.2429 shares of the Company’s common stock for each $1,000 of principal amount of notes representing a conversion price of $9.69 per share of common stock, subject to adjustment in certain circumstances.

 

As previously stated, CuraGen intends to use a portion of the net proceeds of this offering to repay its existing debt. Depending on market and other conditions, from time to time, the Company may repurchase a portion of its outstanding 6.00% Convertible Subordinated Debentures due in 2007 in open market purchases, in privately negotiated transactions, or otherwise. In addition, the Company also may use net proceeds for working capital, general corporate purposes and potentially for future acquisitions of complementary businesses or technologies.

 

This press release does not constitute an offer to sell or the solicitation of an offer to buy securities. The offering is being made only to qualified institutional buyers. Any offers of the securities will be made only by means of a confidential offering memorandum. The notes and the common stock issuable upon conversion of the notes have not been registered under the Securities Act or any state securities laws and, unless so registered, may not be offered or sold in the United States except pursuant to an exemption from the registration requirements of the Securities Act and applicable state laws.

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