-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DE4nFE8tXberMijgROIAiDkmj9yFbO9oQ0UIzsrLocRcXs8diLGe5v4ecmzjC90N wmubB4VhaeTHhc5BtnYNPw== 0001030653-07-000008.txt : 20070301 0001030653-07-000008.hdr.sgml : 20070301 20070301104111 ACCESSION NUMBER: 0001030653-07-000008 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061211 FILED AS OF DATE: 20070301 DATE AS OF CHANGE: 20070301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROTHBERG JONATHAN M CENTRAL INDEX KEY: 0001076352 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23223 FILM NUMBER: 07660938 BUSINESS ADDRESS: STREET 1: C/O CURAGEN CORP STREET 2: 555 LONG WHARF DRIVE CITY: NEW HAVEN STATE: CT ZIP: 06511 BUSINESS PHONE: 5612235452 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CURAGEN CORP CENTRAL INDEX KEY: 0001030653 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMMERCIAL PHYSICAL & BIOLOGICAL RESEARCH [8731] IRS NUMBER: 061331400 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 322 EAST MAIN STREET CITY: BRANFORD STATE: CT ZIP: 06405 BUSINESS PHONE: 203 481 1104 MAIL ADDRESS: STREET 1: 322 EAST MAIN STREET CITY: BRANFORD STATE: CT ZIP: 06405 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2006-12-11 0001030653 CURAGEN CORP CRGN 0001076352 ROTHBERG JONATHAN M 20 COMMERCIAL STREET BRANFORD CT 06405 1 0 1 0 Common Stock 2006-12-11 4 S 0 7301 4.22 D 3302576 D Common Stock 400 I By Wife Common Stock 2000000 I Held by Limited Partnership Consists of shares of Common Stock previously acquired under CuraGen's 401(k) plan, 2,178 shares of which were acquired since the date of the reporting person's last ownership report. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. 2,000,000 shares of Common Stock held by a limited partnership of which Dr. Rothberg is the sole general partner and of which the limited partners are Dr. Rothberg and trusts for the benefit of Dr. Rothberg's issue. Jonathan M. Rothberg 2007-03-01 -----END PRIVACY-ENHANCED MESSAGE-----