-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Q80LFLIn3iRNewSEvj49ftquHkBwX263Wy93sB9Vth4X+w+Pl9bbxG6hoeHU41+u O64d/NOjeC+63BzKzi3pig== 0001030653-06-000005.txt : 20060330 0001030653-06-000005.hdr.sgml : 20060330 20060330143413 ACCESSION NUMBER: 0001030653-06-000005 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060329 FILED AS OF DATE: 20060330 DATE AS OF CHANGE: 20060330 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CURAGEN CORP CENTRAL INDEX KEY: 0001030653 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMMERCIAL PHYSICAL & BIOLOGICAL RESEARCH [8731] IRS NUMBER: 061331400 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 322 EAST MAIN STREET CITY: BRANFORD STATE: CT ZIP: 06405 BUSINESS PHONE: 203 481 1104 MAIL ADDRESS: STREET 1: 322 EAST MAIN STREET CITY: BRANFORD STATE: CT ZIP: 06405 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ARMSTRONG FRANK M CENTRAL INDEX KEY: 0001316333 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23223 FILM NUMBER: 06722521 BUSINESS ADDRESS: BUSINESS PHONE: 44-175-589-0893 MAIL ADDRESS: STREET 1: SHANAGARRY 5 STREET 2: SOUTH PARK DRIVE CITY: GERRARDS CROSS STATE: X0 ZIP: SL98JJ 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2006-03-29 0001030653 CURAGEN CORP CRGN 0001316333 ARMSTRONG FRANK M 322 EAST MAIN STREET BRANFORD CT 06405 1 1 0 0 President and CEO Common Stock 2006-03-29 4 A 0 300000 A 300000 D Stock Option (Right to Buy) 4.74 2006-03-29 4 A 0 500000 4.74 A 2016-03-29 Common Stock 500000 500000 D The reporting person received 300,000 shares of restricted stock subject to certain repurchase rights of the Company. The Company's repurchase rights on the 300,000 shares lapse as follows: 100,000 shares on the first anniversary of the date of grant; 100,000 shares on the earlier of (i) the second anniversary of the date of grant, or (ii) the date when the Registrant's common stock has been at least $7.00 per share for at least 90 consecutive days; and the remaining 100,000 shares on the earlier of (i) the third anniversary of the date of grant, or (ii) the date when the Registrant's common stock has been at least $11.00 per share for at least 90 consecutive days. The option vests 25% on March 29, 2007 and 6.25% quarterly thereafter until March 29, 2010. Frank M. Armstrong 2006-03-30 -----END PRIVACY-ENHANCED MESSAGE-----