-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UOFzThsw1S95lpYJXJAw7KliNlsiMaxtI+X38Du1B1riWc+cKt2xI8/VHbaYeVfd CXukOo4aLx2Y5bpcc3vu3g== /in/edgar/work/20000807/0000927016-00-002760/0000927016-00-002760.txt : 20000921 0000927016-00-002760.hdr.sgml : 20000921 ACCESSION NUMBER: 0000927016-00-002760 CONFORMED SUBMISSION TYPE: 424B3 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000807 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CURAGEN CORP CENTRAL INDEX KEY: 0001030653 STANDARD INDUSTRIAL CLASSIFICATION: [8731 ] IRS NUMBER: 061331400 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: SEC FILE NUMBER: 333-32756 FILM NUMBER: 687614 BUSINESS ADDRESS: STREET 1: 555 LONG WHARF DRIVE STREET 2: 11TH FL CITY: NEW HAVEN STATE: CT ZIP: 06511 424B3 1 0001.txt FORM 424(B)(3) Filed Pursuant to Rule 424(b)(3) REGISTRATION NO. 333-32756 PROSEPECTUS SUPPLEMENT NO. 1 DATED AUGUST 7, 2000 TO THE PROSPECTUS DATED JUNE 30, 2000 OF CURAGEN CORPORATION This Prospectus Supplement No. 1 amends the information in the table under the caption "Selling Holders" in the Prospectus dated June 30, 2000 by deleting the information contained in the table regarding the Selling Securityholders with respect to the principal amount of debentures and common stock of CuraGen Corporation and substituting therefor the following table:
Name of Security Holder Principal Amount of Common Stock Owned Common Stock Offered Common Stock Owned Debentures Beneficially After Completion of Owned and Offered (in The Offering thousands) AIG SoundShore Holdings, $ 8,725 136,696 136,696 0 LTD AIG SoundShore $ 2,500 39,168 39,168 0 Opportunity Holdings Fund LTD AIG SoundShore Strategic $ 1,106 17,328 17,328 0 Holding Fund LTD Argent Classic $ 5,875 92,045 92,045 0 Convertible Arbitrage Fund (Bermuda) L.P. BNP Arbitrage SNC $ 3,750 58,752 58,752 0 BNP Cooper Neff $ 250 3,917 3,917 0 Convertible Strategies Fund, L.P. Chartwell Investment $ 1,000 15,667 15,667 0 Partners CLSP, L.P. -- 534,079 226,913 307,166 CLSP-SBS I, L.P. -- 81,034 81,034 0 CSLP-SBS II, L.P. -- 30,397 30,397 0 CLSP II, L.P. -- 36,656 36,656 0 Credit Research and $ 680 10,654 10,654 0 Trading LLC
Credit Suisse First $ 2,200 34,468 34,468 0 Boston Corporation Deephaven Domestic $ 3,500 54,835 54,835 0 Convertible Trading LTD Depository Trust Company $45,794 717,465 0 Deutsche Bank $11,000 172,339 172,339 0 Securities, Inc. Donaldson, Lufkin and $ 4,125 64,627 64,627 0 Jenrette Securities Corporation Family Services Life $ 300 4,700 4,700 0 Insurance Co. Fidelity Financial Trust $ 6,000 94,003 94,003 0 Fir Tree Value Fund LP $ 7,405 116,012 116,012 0 Fir Tree Institutional $ 2,611 40,902 40,902 0 Value Fund LP Fir Tree Value Partners $ 725 11,352 11,352 0 LDC II Fir Tree Value Fund LP #2 $ 1,000 15,667 15,667 0 Guardian Life $ 6,500 101,837 101,837 0 Insurance Co. Guardian Pension Trust $ 200 3,133 3,133 0 JMG Capital Partners LP $ 4,688 73,448 73,448 0 JMG Convertible $ 500 7,834 7,834 0 Investments LP JMG Triton Offshore Fund $ 8,207 128,581 128,581 0 LTD KBC Financial Products $ 200 3,133 3,133 0 Lyxor Master Fund $ 2,750 43,085 43,085 0 Merrill Lynch Convertible $ 250 3,917 3,917 0 Fund, Inc. Michael Angelo, LP $ 3,250 50,918 50,918 0 Paloma Securities LLC $ 1,000 15,667 15,667 0
2 Pequot Partners -- 3,638,000 1,500,000 2,138,000 Fund, LP Pequot International -- 1,500,000 1,500,000 0 Fund, Inc. Quantum Industrial -- 3,626,517 281,250 3,345,267 Partners LDC Quantum Partners LDC -- 281,250 281,250 0 R2 Investments LDC $ 6,500 101,837 101,837 0 Sagamore Hill Hub $ 250 3,917 3,917 0 Fund Ltd. St. Thomas Trading, Ltd. $ 50 783 783 0 Tribeca Investments LLC $29,825 467,275 467,275 0 Value Line Convertible $ 500 7,834 7,834 0 Fund, Inc. Warburg Dillon $ 30 470 470 0 Read LLC
This Prospectus Supplement No. 1 should be read in conjunction with the Prospectus dated June 30, 2000 3 -----END PRIVACY-ENHANCED MESSAGE-----