0001493152-22-010446.txt : 20220419 0001493152-22-010446.hdr.sgml : 20220419 20220419163405 ACCESSION NUMBER: 0001493152-22-010446 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210216 FILED AS OF DATE: 20220419 DATE AS OF CHANGE: 20220419 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DUMONT MARC CENTRAL INDEX KEY: 0001030600 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40075 FILM NUMBER: 22835288 MAIL ADDRESS: STREET 1: 2391 QUME DRIVE CITY: SAN JOSE STATE: CA ZIP: 95131 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Gaucho Group Holdings, Inc. CENTRAL INDEX KEY: 0001559998 STANDARD INDUSTRIAL CLASSIFICATION: LAND SUBDIVIDERS & DEVELOPERS (NO CEMETERIES) [6552] IRS NUMBER: 522158952 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 112 NE 41ST STREET STREET 2: SUITE 106 CITY: MIAMI STATE: FL ZIP: 33137 BUSINESS PHONE: 212-739-7650 MAIL ADDRESS: STREET 1: 112 NE 41ST STREET STREET 2: SUITE 106 CITY: MIAMI STATE: FL ZIP: 33137 FORMER COMPANY: FORMER CONFORMED NAME: Algodon Group, Inc. DATE OF NAME CHANGE: 20181107 FORMER COMPANY: FORMER CONFORMED NAME: Algodon Wines & Luxury Development Group, Inc. DATE OF NAME CHANGE: 20121010 3 1 ownership.xml X0206 3 2021-02-16 0 0001559998 Gaucho Group Holdings, Inc. VINO 0001030600 DUMONT MARC 43 RUE DE LA PRETAIRE VERBIER V8 1936 SWITZERLAND 1 0 0 0 Common Stock 30000 D Common Stock 39282 D Stock Option 16.50 2022-12-17 Common Stock 3334 D Stock Option 5.78 2024-01-31 Common Stock 3334 D Stock Option 9.08 2025-09-28 Common Stock 6667 D Owned by self, Vinciane Dumont and Catherine Dumont as joint tenants with rights of survivorship. Owned by self, Patrick Dumont and Vinciane Dumont as joint tenants with rights of survivorship. Options issued pursuant to the 2016 Equity Incentive Plan on 12/17/17 at $16.50 per share. 833 vest on 12/17/18; thereafter 208 vest every 3 months; exp. 12/17/22. Options granted pursuant to the 2018 Equity Incentive Plan on 1/31/2019 at $5.78 per share. 833 vest on 1/31/20; thereafter 208 vest every 3 months; exp. 1/31/24. Options issued pursuant to the 2018 Equity Incentive Plan on 9/28/20 at $9.08 per share. 1,667 vest on 9/28/21; thereafter 417 every 3 months; exp. 9/28/25. /s/ Marc Dumont 2022-04-19