UTStarcom Holdings Corp.
|
(Name of Issuer)
|
Ordinary Shares, par value $0.00375 per share
|
(Title of Class of Securities)
|
918076100
|
(CUSIP Number)
|
Qian Huifang
Director Tonghao (Cayman) Limited c/o Tongding Group Co., Ltd. Room 613, Floor 6, Building 1, No.185, Aona Road, No.8 Xiaoping Road, Zhenze Town, Wujiang,
Suzhou, Jiangsu, People’s Republic of China 86 512 63876788 |
(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications) |
January 14, 2019
|
(Date of Event which Requires Filing of this Statement)
|
CUSIP No. 918076100
|
Page 2 of 17 Pages
|
1
|
NAME OF REPORTING PERSON
Tonghao (Cayman) Limited
|
|||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a) o
(b) o
|
|
||
3
|
SEC USE ONLY
|
|||
4
|
SOURCE OF FUNDS (See Instructions)
AF
|
|||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
|
o
|
||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands
|
|||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
7
|
SOLE VOTING POWER
0
|
||
8
|
SHARED VOTING POWER
3,500,000
|
|||
9
|
SOLE DISPOSITIVE POWER
0
|
|||
10
|
SHARED DISPOSITIVE POWER
3,500,000
|
|||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
3,500,000
|
|||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
|
o
|
||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
9.8%(1)
|
|||
14
|
TYPE OF REPORTING PERSON (See Instructions)
CO
|
(1) |
Percentage calculated based on the 35,893,421 ordinary shares, par value $0.00375 per share (“Ordinary Shares”) outstanding reported by UTStarcom Holdings Corp. (the “Issuer”) in Item 6 of its Annual Report on Form 20-F filed with the Securities and Exchange Commission (the “SEC”) on March 31, 2018.
|
CUSIP No. 918076100
|
Page 3 of 17 Pages
|
1
|
NAME OF REPORTING PERSON
Tonghao Information Technology (Shanghai) Co., Ltd.
|
|||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a) o
(b) o
|
|
||
3
|
SEC USE ONLY
|
|||
4
|
SOURCE OF FUNDS (See Instructions)
AF
|
|||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
|
o
|
||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
People’s Republic of China
|
|||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
7
|
SOLE VOTING POWER
0
|
||
8
|
SHARED VOTING POWER
3,500,000
|
|||
9
|
SOLE DISPOSITIVE POWER
0
|
|||
10
|
SHARED DISPOSITIVE POWER
3,500,000
|
|||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
3,500,000
|
|||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
|
o
|
||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
9.8%(1)
|
|||
14
|
TYPE OF REPORTING PERSON (See Instructions)
HC
|
(1) |
Percentage calculated based on the 35,893,421 outstanding Ordinary Shares reported by the Issuer in Item 6 of its Annual Report on Form 20-F filed with the SEC on March 31, 2018.
|
CUSIP No. 918076100
|
Page 4 of 17 Pages
|
1
|
NAME OF REPORTING PERSON
Tongding Interconnection Information Co., Ltd.
|
|||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a) o
(b) o
|
|
||
3
|
SEC USE ONLY
|
|||
4
|
SOURCE OF FUNDS (See Instructions)
WC
|
|||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
|
o
|
||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
People’s Republic of China
|
|||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
7
|
SOLE VOTING POWER
0
|
||
8
|
SHARED VOTING POWER
3,500,000
|
|||
9
|
SOLE DISPOSITIVE POWER
0
|
|||
10
|
SHARED DISPOSITIVE POWER
3,500,000
|
|||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
3,500,000
|
|||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
|
o
|
||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
9.8%(1)
|
|||
14
|
TYPE OF REPORTING PERSON (See Instructions)
CO
|
(1) |
Percentage calculated based on the 35,893,421 outstanding Ordinary Shares reported by the Issuer in Item 6 of its Annual Report on Form 20-F filed with the SEC on March 31, 2018.
|
CUSIP No. 918076100
|
Page 5 of 17 Pages
|
1
|
NAME OF REPORTING PERSON
TongDing Group Co., Ltd.
|
|||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a) o
(b) o
|
|
||
3
|
SEC USE ONLY
|
|||
4
|
SOURCE OF FUNDS (See Instructions)
WC
|
|||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
|
o
|
||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
People’s Republic of China
|
|||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
7
|
SOLE VOTING POWER
0
|
||
8
|
SHARED VOTING POWER
3,500,000
|
|||
9
|
SOLE DISPOSITIVE POWER
0
|
|||
10
|
SHARED DISPOSITIVE POWER
3,500,000
|
|||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
3,500,000
|
|||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
|
o
|
||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
9.8%(1)
|
|||
14
|
TYPE OF REPORTING PERSON (See Instructions)
IA
|
(1) |
Percentage calculated based on the 35,893,421 outstanding Ordinary Shares reported by the Issuer in Item 6 of its Annual Report on Form 20-F filed with the SEC on March 31, 2018.
|
ITEM 1. |
Security and Issuer
|
ITEM 2. |
Identity and Background
|
1. |
Tonghao (Cayman) Limited (“Tonghao Cayman”), an exempted company with limited liability organized under the laws of the Cayman Islands, with its registered office at Sertus Incorporations (Cayman) Limited, Sertus Chambers, Governors Square, Suite # 5-204, 23 Lime Tree Bay Avenue, P.O. Box 2547, Grand Cayman, KY1-1104, Cayman Islands;
|
2. |
Tonghao Information Technology (Shanghai) Co., Ltd. (“Tonghao Shanghai”), a company incorporated under the laws of the People’s Republic of China with its principal office at Floor 1, Building 1, No. 251, Yaohua Road, Pilot Free Trade Zone, Shanghai, People’s Republic of China;
|
3. |
Tongding Interconnection Information Co., Ltd. (“TongDing Interconnection”), a company incorporated under the laws of the People’s Republic of China, with its principal office at No.8 Xiaoping Road, Badu Economic Development Zone, Wujiang District, Suzhou City, Jiangsu Province, People’s Republic of China; and
|
4. |
TongDing Group Co., Ltd. (“TongDing”, and together with Tonghao Cayman, Tonghao Shanghai and Tongding Interconnection, the “New Tonghao Group”), a company incorporated under the laws of the People’s Republic of China, with its principal office at No.8 Xiaoping Road, Badu Economic Development Zone, Wujiang District, Suzhou City, Jiangsu Province, People’s Republic of China.
|
ITEM 3. |
Source and Amount of Funds or Other Consideration
|
ITEM 4. |
Purpose of Transaction
|
ITEM 5. |
Interest in Securities of the Issuer
|
ITEM 6. |
Contracts, Arrangements, Understandings or Relationships with respect to Securities of the Issuer
|
ITEM 7 |
Material to be Filed as Exhibits
|
99.1
|
Joint Filing Agreement, dated as of December 8, 2017, by and among the Tonghao Group members, as required by Rule 13d-1 (k)(1) under the Securities Exchange Act of 1934, as amended (incorporated by reference to Exhibit 99.1 to Tonghao (Cayman) Limited’s Schedule 13-D filed on December 8, 2017)
|
99.2
|
Purchase and Sale Agreement, dated as of October 30, 2017, between Tonghao Information Technology (Shanghai) Co., Ltd. and Dasan Networks, Inc. (incorporated by reference to Exhibit 99.2 to Tonghao (Cayman) Limited’s Schedule 13-D filed on December 8, 2017)
|
99.3
|
Purchase and Sale Agreement, dated as of October 30, 2017, between Tonghao Information Technology (Shanghai) Co., Ltd. and Min Woo Nam (incorporated by reference to Exhibit 99.3 to Tonghao (Cayman) Limited’s Schedule 13-D filed on December 8, 2017)
|
99.4
|
Purchase and Sale Agreement, dated as of November 1, 2017, between Tonghao Information Technology (Shanghai) Co., Ltd. and Invex Casa de Bolsa S.A. de C.V., Invex Grupo Financiero (incorporated by reference to Exhibit 99.4 to Tonghao (Cayman) Limited’s Schedule 13-D filed on December 8, 2017)
|
99.5
|
Shareholders’ Agreement, dated as of October 24, 2017, by and among TongDing Group Co., Ltd., Hangzhou Xingqiong Investment LLP and Shanghai Yujing Investment Center (Limited Partnership) (incorporated by reference to Exhibit 99.5 to Tonghao (Cayman) Limited’s Schedule 13-D filed on December 8, 2017)
|
99.6
|
Supplementary Agreement to Shareholders’ Agreement, dated as of November 1, 2017, by and among TongDing Group Co., Ltd., Hangzhou Xingqiong Investment LLP and Shanghai Yujing Investment Center (Limited Partnership) (incorporated by reference to Exhibit 99.6 to Tonghao (Cayman) Limited’s Schedule 13-D filed on December 8, 2017)
|
99.7
|
Dasan Assignment and Assumption Agreement, dated as of November 14, 2017, between Tonghao Information Technology (Shanghai) Co., Ltd. and Tonghao (Cayman) Limited (incorporated by reference to Exhibit 99.7 to Tonghao (Cayman) Limited’s Schedule 13-D filed on December 8, 2017)
|
99.8
|
NAM Assignment and Assumption Agreement, dated as of November 14, 2017, between Tonghao Information Technology (Shanghai) Co., Ltd. and Tonghao (Cayman) Limited (incorporated by reference to Exhibit 99.8 to Tonghao (Cayman) Limited’s Schedule 13-D filed on December 8, 2017)
|
99.9
|
Invex Assignment and Assumption Agreement, dated as of November 14, 2017, between Tonghao Information Technology (Shanghai) Co., Ltd. and Tonghao (Cayman) Limited (incorporated by reference to Exhibit 99.9 to Tonghao (Cayman) Limited’s Schedule 13-D filed on December 8, 2017)
|
99.10
|
Share Purchase Agreement, dated as of November 30, 2018, by and among Tongding Interconnection Information Co., Ltd., TongDing Group Co., Ltd., Hangzhou Xingqiong Investment LLP, Shanghai Yujing Investment Center (Limited Partnership) and Tonghao Information Technology (Shanghai) Co., Ltd.*
|
99.11
|
Joint Filing Agreement, dated as of January 16, 2019, by and among the New Tonghao Group Member, as required by Rule 13d-1 (k)(1) under the Securities Exchange Act of 1934, as amended*
|
TONGHAO (CAYMAN) LIMITED | |||
By:
|
/s/ Qian Huifang
|
||
Name: |
Qian Huifang
|
||
Title: |
Director
|
||
TONGHAO INFORMATION TECHNOLOGY (SHANGHAI) CO., LTD.
|
|||
By:
|
/s/ Qian Huifang
|
||
Name: |
Qian Huifang
|
||
Title: |
Director
|
||
TONGDING GROUP CO., LTD.
|
|||
By:
|
/s/ Shen Xiaoping | ||
Name: |
Shen Xiaoping
|
||
Title: |
Legal Representative
|
||
TONGDING INTERCONNECTION INFORMATION CO., LTD.
|
|||
By:
|
/s/ Yan Yongqing
|
||
Name: |
Yan Yongqing
|
||
Title: |
Chairman & CEO
|
||
Name
|
Present Principal Occupation or Employment
|
Citizenship
|
||
Qian Huifang
|
Sole Director
|
People’s Republic of China
|
||
Name
|
Present Principal Occupation or Employment
|
Citizenship
|
||
Qian Huifang
|
Executive Director
|
People’s Republic of China
|
Name
|
|
Present Principal Occupation or
Employment |
|
Citizenship
|
Shen Xiaoping
|
|
Director
|
|
People’s Republic of China
|
Qian Huifang
|
Officer
|
People’s Republic of China
|
||
Name
|
Present Principal Occupation or Employment
|
Citizenship
|
Business Address
|
|||
Shen Xiaoping
|
Director
|
People’s Republic of China
|
No. 8 Xiaoping Road, Badu Economic Development Zone, Wujiang District, Suzhou City, Jiangsu Province, People’s Republic of China
|
|||
Qian Huifang
|
Director
|
People’s Republic of China
|
No. 8 Xiaoping Road, Badu Economic Development Zone, Wujiang District, Suzhou City, Jiangsu Province, People’s Republic of China
|
|||
Yan Yongqing
|
Director
|
People’s Republic of China
|
No. 8 Xiaoping Road, Badu Economic Development Zone, Wujiang District, Suzhou City, Jiangsu Province, People’s Republic of China
|
|||
Huang Jian
|
Director
|
People’s Republic of China
|
No. 8 Xiaoping Road, Badu Economic Development Zone, Wujiang District, Suzhou City, Jiangsu Province, People’s Republic of China
|
|||
Chen Haibin
|
Director
|
People’s Republic of China
|
No. 8 Xiaoping Road, Badu Economic Development Zone, Wujiang District, Suzhou City, Jiangsu Province, People’s Republic of China
|
|||
Wang Bo
|
Director
|
People’s Republic of China
|
No. 8 Xiaoping Road, Badu Economic Development Zone, Wujiang District, Suzhou City, Jiangsu Province, People’s Republic of China
|
|||
Lin Jintong
|
Independent director
|
People’s Republic of China
|
Room 603, 21 Jiaoda East Road, Haidian District, Beijing, People’s Republic of China
|
|||
Tang Zhengguo
|
Independent director
|
People’s Republic of China
|
Room 401, No. 2, Lane 850, Siping Road, Hongkou District, Shanghai, People’s Republic of China
|
|||
Wang Zebin
|
Independent director
|
People’s Republic of China
|
No. 47-1, Bishuiwan Garden, No. 196 South Yingchun Road, Wuzhong District, Suzhou City, People’s Republic of China
|
(1) |
转让方1:通鼎集团有限公司(以下简称”通鼎集团”)
|
(2) |
转让方2:上海毓璟投资中心(有限合伙)(以下简称”上海毓璟”)
|
(3) |
转让方3:杭州星琼投资合伙企业(有限合伙) (以下简称”杭州星琼”)
|
(4) |
受让方:通鼎互联信息股份有限公司(以下简称”通鼎互联”)
|
(5) |
公司:通灏信息科技(上海)有限公司
|
(1) |
通鼎集团、上海毓璟与杭州星琼于2017年10月20日在上海自贸区发起设立了通灏信息科技(上海)有限公司(以下简称”上海通灏”、”公司”),上海通灏通过其设立的一家开曼公司Tonghao(Cayman)Limited(以下简称”开曼通灏”)收购一家美国上市公司Utstarcom Holding Ltd(”标的公司”)的股份。截至本协议签署日,公司的注册资本与股权结构如下:
|
序号
|
股东
|
实缴出资额(万元)
|
出资比例(%)
|
1
|
通鼎集团
|
3487.6
|
40.00%
|
2
|
上海毓璟
|
2615.7
|
30.00%
|
3
|
杭州星琼
|
2615.7
|
30.00%
|
合计
|
8719
|
100.00%
|
No.
|
Shareholder
|
Contributed Capital (RMB ten thousand yuan)
|
Capital Contribution ratio(%)
|
1
|
Tongding Group
|
3487.6
|
40.00%
|
2
|
Shanghai Yujing
|
2615.7
|
30.00%
|
3
|
Hangzhou Xingqiong
|
2615.7
|
30.00%
|
Total
|
8719
|
100.00%
|
(2) |
截止签署日,上海通灏已通过开曼通灏完成对标的公司原股东Invex Casa de Bolsa S.A.de C.V.,公司所持3,500,000股份的收购(即通鼎集团、上海毓璟与杭州星琼分别间接享有1,400,000股、1,050,000股和1,050,000股份权益)。此外,开曼通灏与标的公司另一原股东DASAN NETWORKS, Inc.(”DASAN公司”)以及其公司高管个人(以下合称为”DASAN方”)达成了总计1,559,241股份的收购协议,该收购协议因DASAN方原因未能交割,目前开曼通灏在香港国际仲裁中心对其发起仲裁。为支付仲裁相关费用,各方股东一致同意在上海通灏账面储备预留人民币4,695,883.05元现金(以下简称”预留仲裁相关费用”)。
|
(3) |
通鼎集团、上海毓璟与杭州星琼同意根据本协议的条款和条件,分别向受让方转让其持有的公司3487.6万元、2615.7万元和2615.7万元出资,该等出资截至签署日占公司注册资本的40.00%、30.00%和30.00%(”标的股权”);受让方同意根据本协议的条款和条件受让标的股权。
|
1.1 | 定义: | 除非本协议其他条款另有规定,以下词语应具有如下含义: |
“本协议”
|
指序文规定之含义。
|
“Agreement”
|
It has the meaning set forth in the preamble hereto.
|
“法律”
|
指法律、法规、条例、规定、细则、准则、命令、规定或规范性文件。
|
“Laws”
|
It means laws, codes, rules, regulations, guidelines, orders, provisions or normative documents.
|
“公司”
|
指序文规定之含义。
|
“Company”
|
It has the meaning set forth in the preamble hereto.
|
“交割”
|
指本协议第2条项下的各方义务的完成。
|
“Closing”
|
It has the meaning set forth in the preamble hereto.
|
“交割日”
|
指受让方实际支付完成转让价款且公司及转让方完成第2.3条项下义务之日。
|
“Closing Date”
|
It means the date when the Purchaser has accomplished the payment of any transaction fees and the company and sellers have completed the obligations of Article 2.3.
|
“标的股权”
|
指序文规定之含义。
|
“Target Share”
|
It has the meaning set forth in the preamble hereto.
|
“签署日”
|
指本协议的签署日期。
|
“Signing Date”
|
It means the date of signing of the Agreement.
|
“权利负担”
|
系指已经设立的任何形式的权利负担,包括但不限于任何担保利益、留置、索赔、权属瑕疵、抵押、质押、优先购买权、附条件出售或其他权属保留的协议、约定、条件或其他类似限制(包括对转让、投票、优先权或其他购买权的任何限制)或者其他任何性质的权利负担。
|
“Encumbrances”
|
It means created encumbrances in any forms, including but not limited to any agreements, promise, terms, similar restriction (including any restriction of transferring, voting, preemption or purchasing right) or other encumbrances in any other nature of mortgage benefit, lien, claim, detects of ownership, pledge, mortgage, preemption, conditional sale or other retention of title.
|
“人民币”
|
指中国法定货币。
|
“RMB”
|
It means the legal currency in China.
|
“损失”
|
指任何形式或性质的所有直接损失、责任、损害、不足、贬值、诉讼、债务、义务、利益、罚款、义务、负债、索赔、开支、判决或任何性质或形式的和解,包括所有与之相关的成本和开支,包括但不限于合理记录的律师费和外部法律顾问的支出、法院费用、在和解中支付的额外费用、合理的调查费用。
|
“Loss”
|
It means all direct loss, responsibility, damage, deficiency, devaluation, litigation, debts, obligations, interests, fines, liabilities, claims, expenditures, judgments or any kind or form of reconciliation, including any referent cost and expenditure, consisting of reasonably documented attorney fees and expenditures of external legal advisors, court fees, additional costs incurred in reconciliation, and reasonable investigation fees and so on.
|
“受让方”
|
指序文规定之含义。
|
“Purchaser”
|
It has the meaning set forth in the preamble hereto.
|
“违约”
|
指违反或不遵守任何合同、法令或其他承诺义务的行为。
|
“Breach”
|
It means the violation or non-compliance of any agreements, acts and other obligations promised.
|
“备案机关”
|
指中华人民共和国商务部或其授权的有权受理股权转让备案的当地机关。
|
“Filing Authorities”
|
It means Ministry of Commerce of the People’s Republic of China and the local authorities authorized to accept the share transfer registration by the former.
|
“登记机关”
|
指中华人民共和国国家工商行政管理总局或其授权办理公司登记事项的当地机关。
|
“Registration Authorities”
|
It means State Administration for Industry and Commerce of the People’s Republic of China and the local authorities authorized to dispose of companies’ registration formalities by the former.
|
“转让”
|
指第2.1条规定之含义。
|
“Transfer”
|
It has the meaning set forth in Article 2.1.
|
“转让价款”
|
指第2.2条规定之含义。
|
“Transfer Price”
|
It has the meaning set forth in Article 2.2.
|
“转让方”
|
指序文规定之含义。
|
“Sellers”
|
has the meaning set forth in the preamble hereto.
|
(a) |
“各方”,系指转让方和受让方;”一方”,系指其中任何一方。
|
(b) |
“第三方”,系指除本协议各方之外的任何人。
|
(c) |
“工作日”,系指除星期六、星期天及中国的法定节假日以外的在中国商业银行通常营业的日子。
|
(d) |
“天”或”日”,系指日历日。但是,除非协议各方另有相反约定,如果需要在任何非工作日(亦即任何周六、周日或中国的公共假期)采取任何行动或履行某项义务,则可将该行动或义务推迟到随后的下一个工作日进行。
|
(e) |
在列举一系列相关事项的用语使用中,”包括”一词对于一般性的描述用语优于列举事项,并无限制。
|
(f) |
当在本协议中提到条、款、段落或附件时,除非另作说明,指的是本协议中的相应条、款、段落或附件。
|
(g) |
本协议的目录部分和各条、款使用的标题仅为方便参考的目的而设,对其所涉及的相关条款的实际含义并无影响。
|
2.1 |
股权转让:根据本协议的条款和条件,受让方将向转让方购买且转让方将向受让方出售其持有的不附带任何权利负担的标的股权以及标的股权所附带的各项权利和利益(”转让”)。本轮交易完成后,公司的股权结构具体如下:
|
序号
|
股东
|
出资额(万元)
|
出资比例(%)
|
1
|
通鼎互联
|
8719
|
100.00%
|
合计
|
8719
|
100.00%
|
No.
|
Shareholder
|
Contributed Capital (RMB ten thousand yuan)
|
Capital contribution ratio (%)
|
1
|
Tongding Interconnection
|
8719
|
100.00%
|
Total
|
8719
|
100.00%
|
2.2 |
转让价款:各方同意,以通鼎集团、上海毓璟与杭州星琼分别通过公司间接持有的标的公司1,400,000股、1,050,000股和1,050,000股权益,每股4.5美元计算,受让方将向通鼎集团、上海毓璟与杭州星琼分别支付转让价款人民币43,722,000元(大写:肆仟叁佰柒拾贰万贰仟圆整)、32,791,500元(大写:叁仟贰佰柒拾玖万壹仟伍佰圆整)和32,791,500元(大写:叁仟贰佰柒拾玖万壹仟伍佰圆整)。除本协议另行明确约定,转让价款包含公司所有未分配的以往的以及在签署日至交割日之间产生的所有利润、收益、红利、股息,该等利润、收益、红利、股息应由受让方享有。
|
2.3 |
转让价款支付及交割:
|
1) |
本协议经各方有权签字人签署生效后的五个工作日内,受让方向转让方支付转让价款的【80】%;转让方在收到上述80%的转让款项后配合受让方完成本次股权转让的全部交割工作。
|
2) |
本协议签署后由上海通灏于二个工作日内在工商行政部门进行本次股权变更事项工商登记(含上海通灏及开曼通灏的法定代表人、高管、董事、监事变更等),转让方应予配合完成。在满足前述工商登记完成这一交割前提后的五个工作日内,受让方向转让方支付转让价款的【20】%,受让方支付全部转让价款即视为本次股权转让交割。
|
2.4 |
股东权利:本次转让股权所附全部股东权利,包括但不限于分红权、投票权、委派董事权等,一并转让。本协议签署生效且受让方支付完毕转让价款后,由受让方行使上述全部股东权利。
|
2.5 |
仲裁赔偿:各方知悉开曼通灏与标的公司原股东DASAN方在香港国际仲裁中心就标的公司股份转让事项正进行仲裁(以下简称”仲裁事项”)。各方同意:
|
1) |
如仲裁裁决DASAN方向开曼通灏做出现金赔偿,无论开曼通灏获得赔偿时转让方是否仍然为公司股东,上述现金赔偿及公司账上预留的仲裁相关费用(含银行账户存款及相关利息、理财收益)合计后,如扣除本协议签署后支付的仲裁、律师等全部费用后仍有结余(以下简称”结余款项”),则通鼎集团、杭州星琼和上海毓璟分别有权获得结余款项的40%、30%和30%,上述款项收取方式由转让方(或其管理人、指定机构)在开曼通灏实际收到赔偿款项后的三个工作日内指定,上海通灏应当在转让方(或其管理人、指定机构)指定返还款项方式后5个工作日内完成支付;如上述现金赔偿及公司账上预留的仲裁相关费用(含银行账户存款及相关利息、理财收益)合计后,不足以支付本协议签署后需要支付的涉及仲裁事项的仲裁、律师等全部相关费用,则通鼎集团、杭州星琼和上海毓璟应分别承担不足部分的40%、30%和30%,转让方应在最终仲裁裁决之日起5个工作日内将上述差额费用支付给上海通灏。
|
2) |
如仲裁裁决DASAN方继续执行交易文件且受让方决议由上海通灏或其子公司执行交易,转让方不再向公司增资参与交易并不予承担任何已发生及本协议签署后发生的涉及仲裁事项的仲裁、律师等相关费用,无论届时转让方是否仍然为公司股东,上海通灏应将公司账上预留的仲裁相关费用(含银行账户存款及相关利息、理财收益)及本协议签署前已经支付的涉及仲裁事项的仲裁、律师费按40%、30%和30%的比例分别返还通鼎集团、杭州星琼与上海毓璟,返还款项的方式由转让方(或其管理人、指定机构)在上海通灏或其子公司完成相关交易后的三个工作日内指定,上海通灏应当在转让方(或其管理人、指定机构)指定返还款项方式后5个工作日内完成支付;
|
3) |
如仲裁裁定开曼通灏败诉,且上海通灏公司账面预留的仲裁相关费用(含银行账户存款及相关利息、理财收益)在支付完毕本协议签署后需支付的涉及仲裁事项的仲裁、律师等全部相关费用后仍有结余,上海通灏应将结余部分按40%、30%和30%的比例分别返还通鼎集团、杭州星琼和上海毓璟,返还款项的方式由转让方(或其管理人、指定机构)在上海通灏或其子公司付清上述费用后的三个工作日内指定,上海通灏应当在转让方(或其管理人、指定机构)指定返还款项方式后5个工作日内完成支付;如上海通灏公司账面预留的仲裁相关费用不足以支付本协议签署后要支付的涉及仲裁事项的仲裁、律师等全部相关费用,通鼎集团、杭州星琼和上海毓璟应分别承担不足部分的40%、30%和30%,转让方应在最终仲裁裁决之日起5个工作日内将上述差额费用支付给上海通灏。
|
2.6 |
上海通灏对本协议第2.5条仲裁赔偿条款涉及的相关收入、费用应制作明细清单,报送转让方。
|
3.1
|
每一方特此陈述和保证如下:
|
(a) |
其拥有签订本协议、履行本协议项下义务和完成本协议项下交易所需的全部能力、权力和授权;
|
(b) |
签署和履行本协议将不违反公司章程或其它组织规则中的任何条款或与之相冲突,没有也不会抵触或违反对该方适用的任何法律或政府命令。
|
(c) |
转让方进一步陈述并保证,其对公司股权拥有完全的法定所有权和收益所有权,股权上并不存在任何主张、质押、担保权益、留置和其他权利负担。
|
(a)
|
各方协商一致同意终止并由各方签署书面文件确认;
|
(b)
|
在交割日前,一方严重违反其在本协议项下的义务,且在守约方要求的合理期限内未能纠正,守约方有权书面通知违约方终止本协议,且可以根据本协议的规定要求违约方补偿其遭受的损失或损害;
|
(c)
|
其他根据本协议之明确约定可终止本协议的情形。
|
户名
|
通鼎集团有限公司
|
开户行
|
吴江农村商业银行八都支行
|
账户号
|
0706678171120100314389
|
Name of Account
|
Tongding Group Co.,Ltd.
|
Bank of Deposit
|
Badu Branch of Wujiang Rural Commercial Bank
|
Account Number
|
0706678171120100314389
|
户名
|
上海毓璟投资中心(有限合伙)
|
开户行
|
招商银行陆家嘴支行
|
账户号
|
121919641910401
|
Name of Account
|
Shanghai Liujing Investment Center (Limited Partnership)
|
Bank of Deposit
|
Lujiazui Branch of China Merchants Bank
|
Account Number
|
121919641910401
|
户名
|
杭州星琼投资合伙企业(有限合伙)
|
开户行
|
浙商银行杭州分行营业部
|
账户号
|
3310010010120100734066
|
Name of Account
|
Hangzhou Xingqiong Investment Center (Limited Partnership)
|
Bank of Deposit
|
Business Department of Hangzhou Branch of Zhejiang Commercial Bank
|
Account Number
|
3310010010120100734066
|
TONGHAO (CAYMAN) LIMITED | |||
By:
|
/s/ Qian Huifang
|
||
Name: |
Qian Huifang
|
||
Title: |
Director
|
||
TONGHAO INFORMATION TECHNOLOGY (SHANGHAI) CO., LTD.
|
|||
By:
|
/s/ Qian Huifang
|
||
Name: |
Qian Huifang
|
||
Title: |
Executive Director
|
||
TONGDING GROUP CO., LTD.
|
|||
By:
|
/s/ Shen Xiaoping | ||
Name: |
Shen Xiaoping
|
||
Title: |
Legal Representative
|
||
TONGDING INTERCONNECTION INFORMATION CO., LTD.
|
|||
By:
|
/s/ Yan Yongqing
|
||
Name: |
Yan Yongqing
|
||
Title: |
Chairman & CEO
|
||