0001030411-23-000024.txt : 20231116
0001030411-23-000024.hdr.sgml : 20231116
20231116094125
ACCESSION NUMBER: 0001030411-23-000024
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
MA-I INDIVIDUAL: PARKER,AMANDA,MARIE,
FILED AS OF DATE: 20231115
DATE AS OF CHANGE: 20231116
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: SIEBERT WILLIAMS SHANK & CO., LLC
CENTRAL INDEX KEY: 0001030411
IRS NUMBER: 133932653
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-02370
FILM NUMBER: 231412687
BUSINESS ADDRESS:
STREET 1: 100 WALL STREET
STREET 2: 18TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10005
BUSINESS PHONE: 212-830-4559
MAIL ADDRESS:
STREET 1: 100 WALL STREET
STREET 2: 18TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10005
FORMER COMPANY:
FORMER CONFORMED NAME: SIEBERT, CISNEROS, SHANK., & CO., L.L.C.
DATE OF NAME CHANGE: 20160812
FORMER COMPANY:
FORMER CONFORMED NAME: SIEBERT, BRANDFORD, SHANK & CO., L.L.C.
DATE OF NAME CHANGE: 20020509
FORMER COMPANY:
FORMER CONFORMED NAME: SIEBERT BRANDFORD SHANK & CO LLC /BD
DATE OF NAME CHANGE: 20020509
MA-I
1
primary_doc.xml
MA-I
0001030411
XXXXXXXX
Thomas
Frain
tfrain@siebertwilliams.com
tfrain@siebertwilliams.com
N
N
Amanda
Marie
Parker
5837120
N
1
0001030411
SIEBERT WILLIAMS SHANK & CO., LLC
04-05-2021
N
867-00244
LOCATED
04-05-2021
1025 CONNECTICUT AVENUE NW Suite 509
18TH FLOOR
Washington
DC
20036
SUPERVISED
11-15-2023
625 N. MICHIGAN AVENUE SUITE 2350
Chicago
IL
60611
04-2021
Siebert Williams Shank & Co., LLC
Washington
DC
20036
Y
Y
SVP
09-2017
04-2021
UBS Financial Services
New York
NY
10171
N
Y
Director
04-2015
08-2017
PNC Capital Markets LLC
New York
NY
10017
N
Y
Director
07-2010
04-2015
Siebert Brandford Shank & Co., LLC
New York
NY
10005
N
Y
Analyst to Vice President
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
11-15-2023
Thomas Frain
Deputy Compliance Officer