0001030411-23-000024.txt : 20231116 0001030411-23-000024.hdr.sgml : 20231116 20231116094125 ACCESSION NUMBER: 0001030411-23-000024 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 MA-I INDIVIDUAL: PARKER,AMANDA,MARIE, FILED AS OF DATE: 20231115 DATE AS OF CHANGE: 20231116 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SIEBERT WILLIAMS SHANK & CO., LLC CENTRAL INDEX KEY: 0001030411 IRS NUMBER: 133932653 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-02370 FILM NUMBER: 231412687 BUSINESS ADDRESS: STREET 1: 100 WALL STREET STREET 2: 18TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: 212-830-4559 MAIL ADDRESS: STREET 1: 100 WALL STREET STREET 2: 18TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 FORMER COMPANY: FORMER CONFORMED NAME: SIEBERT, CISNEROS, SHANK., & CO., L.L.C. DATE OF NAME CHANGE: 20160812 FORMER COMPANY: FORMER CONFORMED NAME: SIEBERT, BRANDFORD, SHANK & CO., L.L.C. DATE OF NAME CHANGE: 20020509 FORMER COMPANY: FORMER CONFORMED NAME: SIEBERT BRANDFORD SHANK & CO LLC /BD DATE OF NAME CHANGE: 20020509 MA-I 1 primary_doc.xml MA-I 0001030411 XXXXXXXX Thomas Frain tfrain@siebertwilliams.com tfrain@siebertwilliams.com N N Amanda Marie Parker 5837120 N 1 0001030411 SIEBERT WILLIAMS SHANK & CO., LLC 04-05-2021 N 867-00244 LOCATED 04-05-2021 1025 CONNECTICUT AVENUE NW Suite 509 18TH FLOOR Washington DC 20036 SUPERVISED 11-15-2023 625 N. MICHIGAN AVENUE SUITE 2350 Chicago IL 60611 04-2021 Siebert Williams Shank & Co., LLC Washington DC 20036 Y Y SVP 09-2017 04-2021 UBS Financial Services New York NY 10171 N Y Director 04-2015 08-2017 PNC Capital Markets LLC New York NY 10017 N Y Director 07-2010 04-2015 Siebert Brandford Shank & Co., LLC New York NY 10005 N Y Analyst to Vice President N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 11-15-2023 Thomas Frain Deputy Compliance Officer